Ìîãóëòàé
FRAGMENTA HISTORIAE ORCUM
Ôðàãìåíòû èñòîðèè îðêîâ è ñîïóòñòâóþùèå ìàòåðèàëû ïî
èñòîðèè Òüìû
è ðàñîãåíåçà Àðäû
(ïðîäîëæåíèå)
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Ñïèñîê ñîêðàùåíèé
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Ôðàãìåíòû 51-75
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Ôðàãìåíòû 276-300
Ôðàãìåíòû 301-319
Fr.101, a-c.
a. LsR (HME5)/2:5. The Lhammas. Lhammas B. Of the Valian
Tongue and its Descendants. [§9] Of the language of the Dwarves little is known
to us, save that its origin is as dark as is the origin of the Dwarvish race
itself; and their tongues are not akin to other tongues, but wholly alien, and
they are harsh and intricate, and few have essayed to learn them. (Thus saith
Rumil in his writings concerning the speeches of the earth of old, but I,
Pengolod, have heard it said by some that Aule first made the Dwarves, longing
for the coming of Elves and Men, and desiring those to whom he could teach his
crafts and wisdom. And he thought in his heart that he could forestall Iluvatar.
But the Dwarves have no spirit indwelling, as have Elves and Men, the Children
of Iluvatar, and this the Valar cannot give. Therefore the Dwarves have skill
and craft, but no art, and they make no poetry. Aule devised a speech for them
afresh, for his delight [is] in invention, and it has therefore no kinship with
others; and they have made this harsh in use. Their tongues are, therefore,
Aulian; and survive yet in a few places with the Dwarves in Middle-earth, and
besides that the languages of Men are derived in part from them.) /Comm. on
Lhammas B, §9/. The legend of Aule's making of the Dwarves has appeared in AB 2
(annal 104), in a passage strikingly similar to the present, and containing the
same phrase 'the Dwarves have no spirit indwelling'.
b. LsR (HME5)/2:3. The Later Annals of Beleriand /AB 2/.
Year 104 [154]. About this time the
Gnomes climbed Eredlindon and gazed eastward, but they did not pass into the
lands beyond. In those mountains the folk of Cranthir came first upon the
Dwarves, and there was yet no enmity between them, and nonetheless little love.
It was not known in those days whence the Dwarves had origin, save that they
were not of Elf-kin or of mortal kind, nor yet of Morgoth's breeding. But it is
said by some of the wise in Valinor, as I have since learned," that Aule made
the Dwarves long ago, desiring the coming of the Elves and of Men, for he wished
to have learners to whom he could teach his crafts of hand, and he could not
wait upon the designs of Iluvatar. But the Dwarves have no spirit indwelling, as
have the Children of the Creator, and they have skill but not art; and they go
back into the stone of the mountains of which they were made.
c. WJ (HME11)/2:13. The Later Quenta Silmarillion /LQ 1 + LQ 2/. Concerning the Dwarves.
[§2]. The Naugrim are not of Elf-kind, nor of Man-kind, nor yet of
Melkor's breeding; and the Noldor in Middle-earth knew not whence they came,
holding that they were alien to the Children, albeit in many ways like unto
them. But in Valinor the wise have learned that the Dwarves were made in secret
by Aule, while Earth was yet dark; for he desired the coming of the Children of
Iluvatar, that he might have learners to whom he could teach his crafts and
lore, and he was unwilling to await the fulfilment of the designs of Iluvatar.
Wherefore, though the Dwarves are like the Orcs in this: that they came of the
wilfulness of one of the Valar, they are not evil; for they were not made out of
malice in mockery of the Children, but came of the desire of Aule's heart to
make things of his own after the pattern of the designs of Iluvatar. And since
they came in the days of the power of Melkor, Aule made them strong to endure.
Therefore they are stone-hard, stubborn, fast in friendship and in enmity, and
they suffer toil and hunger and hurt of body more hardily than all other
speaking-folk. And they live long, far beyond the span of Men, and yet not for
ever. Aforetime the Noldor held that dying they returned unto the earth and the
stone of which they were made; yet that is not their own belief. For they say
that Aule cares for them and gathers them in Mandos in halls set apart for them,
and there they wait, not in idleness but in the practice of crafts and the
learning of yet deeper lore. And Aule, they say, declared to their Fathers of
old that Iluvatar had accepted from him the work of his desire, and that
Iluvatar will hallow them and give them a place among the Children in the End.
Then their part shall be to serve Aule and to aid him in the remaking of Arda
after the Last Battle.
Fr.102
LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter 3 (a). /After
the Lamps' destruction/ in the North Morgoth built his strength, and gathered
his demons about him. These were the first made of his creatures: their
hearts were of fire, and they had whips of flame. The Gnomes in later days
named them Balrogs. But in that time Morgoth made many monsters of divers
kinds and shapes that long troubled the world; yet the Orcs were not made
until he had looked upon the Elves, and he made them in mockery of the
Children of Iluvatar. /Draft of this passage, quoted and commented in Comm.
on Chapter 3(a), §18/ The original text of the passage concerning the demons
of Morgoth ran as follows: '... in the North Morgoth built his strength, and
gathered his demon-broods about him, whom the Gnomes after knew as Balrogs: they
had whips of flame. The Uvanimor he made, monsters of divers kinds and
shapes; but the Orcs were not made until he had looked upon the Elves'. The
term Uvanimor occurs in the Lost Tales, /HME/ 1. 75 ('monsters, giants, and
ogres') / Fr.1/, etc.; cf. Vanimor' the Beautiful'. /.../ On the question of
when the Orcs first came into being see /HME 5/ p. 148 / Fr.96:Comm./ and
commentary on QS §62 / Fr.103a/. It is said in The Fall of.Numenor II (§1) /
Fr.93/ that the Orcs are 'mockeries of the creatures of Iluvatar' (cf. also
The Lost Road, /HME 5/ p. 65 / Fr.94/). In QS §62 / Fr.103a/ the idea that
the Orcs were mockeries of the Elves is found in the text as originally
written.
Fr.103a-b
a. LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter 5.
/Aftermath of the Trees' destruction and the fight with
Ungoliant/. Thus Morgoth came back to his ancient habitation, and he built
anew his vaults and dungeons and great towers, in that place which the Gnomes
after knew as Angband. There countless became the hosts of his beasts and
demons; and he brought into being the race of the Orcs, and they grew and
multiplied in the bowels of the earth. These Orcs Morgoth made in envy and
mockery of the Elves, and they were made of stone, but their hearts of
hatred. Glamhoth, the hosts of hate, the Gnomes have called them. Goblins they
may be called, but in ancient days they were strong and fell. Comm. on
Chapter 5, §62. Q has 'To his aid came the Orcs and Balrogs that lived yet in
the lowest places of Angband', but Orcs are absent here in QS. /.../ In Q the
passage about Morgoth's making of the Orcs, precursor of this in QS, is
placed earlier (/HME/ IV.82 / Fr.76), before the making of the stars and
the awakening of the Elves; at the corresponding place in QS (§ 18) / Fr.102/
it is said that 'the Orcs were not made until he had looked upon the Elves.'
In Q, at the place (/HME/ IV. 93 / Fr.77/) corresponding to the present
passage in QS, it is said that 'countless became the number of the hosts of
his Orcs and demons' - i.e. the Orcs were already in existence before Morgoth's
return (and so could come to his aid when they heard his cry); but there is a
direction in Q at this point (/HME/ IV. 93 note 8 / Fr.77, note 8/) to bring
in the making of the Orcs here rather than earlier (the reason for this being
the idea that the Orcs were made 'in mockery of the Children
of Iluvatar').
b. RSh (HME6)/10. The Attack on Weathertop. Note 9 to
The Attack on Weathertop. /.../ There are other very roughly written texts
giving a resume of a part of 'The Silmarillion'
But Morgoth, the greatest
of the Powers, made war upon the Gods, and he destroyed the Trees, and fled.
And he took with him the immortal gems, the Silmarils, that were made by the
Elves of the light of the Trees, and in which alone now the ancient radiance
of the days of bliss remained. In the north of the Middle-earth he set up his
throne Angband, the Halls of Iron under Thangorodrim the Mountain of Thunder;
and he grew in strength and darkness; and he brought forth the Orcs
and goblins, and the Balrogs, demons of fire. But the High Elves of the West
forsook the land of the Gods and returned to the earth, and made war upon him
to regain the jewels. /Comm./ Very curious is the statement here that when
Morgoth returned to Middle-earth after the destruction of the Trees 'he
brought forth the Orcs and goblins, and the Balrogs, demons of fire.' It was
certainly my father's view at this period that the Orcs were then first
engendered (see V. 233, §62 and commentary / Fr.103a/), but the Balrogs were
far older in their beginning (V. 212, §18 / Fr.102/), and indeed came to
rescue Morgoth from Ungoliante at the time of his return: 'to his aid there
came the Balrogs that lived yet in the deepest places of his ancient
fortress.'
Fr.104 LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter
8.
/The Siege of Angband/. And the Orcs multiplied again in the bowels of
the earth.
Fr.105 LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter
9.
Of old the lord of Ossiriand was Denethor, friend of Thingol; but he
was slain in battle when he marched to the aid of Thingol against Melko, in
the days when the Orcs were first made and broke the starlit peace of
Beleriand.
Comm. on Chapter 9, §115. With 'when the Orcs were first made'
cf. QS §62 / Fr.103/: 'he brought into being the race of the Orcs' (i.e. when
Morgoth came back to Middle-earth).
Fr.106 LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter 10.
For though the Dwarfs did not serve
Morgoth, yet they were in some things more like to his people than to the
Elves. /.../ The Naugrim were not of the Elf-race nor of mortal kind, nor yet
of Morgoth's breeding; and in those days the Gnomes knew not whence they
came. [But it is said by the wise in Valinor, as we have learned since, that
Aule made the Dwarfs while the world was yet dark, desiring the coming of the
Children of Iluvatar, that he might have learners to whom he could teach his
lore and craft, and being unwilling to await the fulfilment of the designs of
Iluvatar. Wherefore the Dwarfs are like the Orcs in this, that they come of
the wilfulness of one of the Valar; but they were not made out of malice and
mockery, and were not begotten of evil purpose. Yet they derive their thought
and being after their measure from only one of the Powers, whereas Elves and
Men, to whomsoever among the Valar they chiefly turn, have kinship with all in
some degree. Therefore the works of the Dwarfs have great skill, but small
beauty, save where they imitate the arts of the Eldar; and the Dwarfs return
unto the earth and the stone of the hills of which they were fashioned]. /../
They /the Dwarfs/ aided the Gnomes greatly in their war with the Orcs
of Morgoth ; but it is not thought that they would have refused to smithy
also for Morgoth, if he had had need of their work, or had been open to their
trade.
Comm. on Chapter 10, §122. It is remarkable that at this time the
statement that the Dwarves were 'in some things more like to Morgoth's people
than to the Elves' still survived from Q (IV. 104); but this is now palliated
by what is said in §123, where the likeness of the Dwarves to the Orcs
is represented only as an analogous limitation of natural powers consequent
on their origins.
Fr.107. LsR (HME5)/2:6. Quenta Silmarillion /QS/.
Chapter 11.
The valour of the Elves and Men of the North, which neither
Orc nor Balrog could yet overcome.
Fr.108a-b. a. LsR (HME5)/2:6. Quenta Silmarillion /QS/. Chapter
11.
Thus died Fingolfin. /.../ The Orcs
make no boast of that duel at the gate; neither do the Elves sing of it, for
sorrow.
Comm. on Chapter 11, §140. In Q §9 (/HME/ IV. P.106) 'The Orcs sing
of that duel at the gates', and in the Lay of Leithian (/HME 3/3, lines
3584-5) 'Yet Orcs would after laughing tell / of the duel at the gates of
hell.'
b. Silmarillion-1977. Quenta Silmarillion
/Silmarillion/. 18. Of the Ruin of Beleriand and the Fall of Fingolfin.
Thus died Fingolfin /.../.
The Orcs made no boast of that duel at the gate; neither do the Elves sing of
it, for their sorrow is too deep.
Fr.109. LsR (HME5)/3. The Etymologies.
GLAM- Noldorin form of LAM, also influenced by NGAL(AM).
Noldorin glamb, glamm shouting, confused noise; Glamhoth = 'the barbaric
host', Orcs . glambr, glamor echo; glamren echoing; cf. Eredlemrin = Dor.
Lominorthin. glavro to babble, glavrol babbling.
NDAK- slay. Old Noldorin ndakie to slay /.../ *ndako warrior, soldier: Old Noldorin ndoko, Noldorin
daug chiefly used of Orcs, also called Boldog. [Boldog is an Orc-captain in the
Lay of Leithian and in Q §10. The meaning here is that Boldog was used beside
daug ; see NGWAL].
NGAL- / NGALAM- talk loud or incoherently. Quenya nalme
clamour; Noldorin glamb, glamm (*ngalambe, influenced by lambe ) barbarous
speech; Glamhoth = Orcs. See LAM, GLAM. [The stem was changed subsequently to
NGYAL- and Quenya nalme to yalme.]
NGWAL- torment. Quenya ungwale torture;
nwalya- to pain, torment; nwalka cruel. Noldorin balch cruel; baul torment,
cf. Bal- in Balrog or Bolrog , and Orc-name Boldog =
Orc-warrior 'Torment-slayer' (cf. NDAK).
OROK- *orku goblin: Quenya orko,
pl. orqi. Old Noldorin orko, pl. orkui; Noldorin orch, pl. yrch. Doriathrin
urch, pl. urchin. Danian Elvish urc, pl. yrc.
RUK- demon. Quenya rauko
demon, malarauko (*ngwalarauko, cf. NGWAL); Noldorin rhaug,
Balrog.
Fr.110. LsR (HME5)/Appendix. Appendix II. The List of Names.
/Rend./
Balrog is said to be an Orc-word with no pure Qenya equivalent:
'borrowed Malaroko-'; contrast the Etymologies, stems NCWAL, RUK.
Gothmog '= Voice of Goth (Morgoth), an Orc-name.' Morgoth is explained at its place in
the list as 'formed from his Orc-name Goth "Lord or Master", with mor "dark
or black" prefixed.' These entries in the List of Names have been discussed
in /HME/ II. P.67. In the Etymologies the element goth is differently
explained in Gothmog (GOS, GOTH) and in Morgoth (KOT, but with a suggestion that
the name 'may also contain GOTH ).
Orcs 'Gnomish orch, pl. eirch, erch;
Qenya ork, orqui borrowed from Gnomish. A folk devised and brought into being
by Morgoth to war on Elves and Men; sometimes translated "Goblins", but
they were of nearly human stature.' See the entry OROK in the
Etymologies.
Fr.111a-c. a. RSh (HME6)/3. Of Gollum and the Ring.
/Version I. Speech of unnamed person, obviously Gandalf/
In the very
ancient days the Ring-lord made many of these Rings: and sent them out through
the world to snare people. He sent them to all sorts of folk - the Elves had
many, and there are now many elfwraiths in the world, but the Ring-lord
cannot rule them; the goblins got many, and the invisible goblins are very
evil and wholly under the Lord; dwarves I don't believe had any; some say the
rings don't work on them: they are too solid. Men had few, but they were most
quickly overcome and. /.../ Other creatures got them. Do you remember Bilbo's
story of Gollum? (7) We don't know where Gollum comes in - certainly not elf,
nor goblin; he is probably not dwarf; we rather believe he really belongs to
an ancient sort of hobbit.
Note 7. After this sentence my father wrote:
'Gollum I think some sort of distant kinsman of the goblin sort.' Since this
is contradicted in the next sentence it was obviously rejected in the act of
writing; he crossed it out later.
/Version II. Gandalf's speech/ 'The elves
had many, and there are now many elf-wraiths in the world; the goblins had
some and their wraiths are very evil and wholly under the command of
the Lord. /.../ They /Bilbo and Gommum/ understood one another really (if you
think of it) better than hobbits ever understood dwarves, elves, or
goblins.'
b. TI (HME7)/3:2. The Fourth Phase (2):
From Bree to the Ford of Rivendell. II. Ancient History.
Bilbo and Gollum understood one another (if
you think of it) better than hobbits have ever understood dwarves or goblins,
or even elves.
c. LotR. 1:2. The Shadow of the Past.
They understood one
another remarkably well, very much better than a hobbit would understand,
say, a Dwarf, or an Orc, or even an Elf.'
Fr.112a-b. a. RSh (HME6)/5. The Old Forest and the Withywindle.
/.../ old bogey stories our
nurses used to tell us, about goblins and wolves /of Old Forest/ and things
of that sort.
b. LotR. 1:5. A Conspiracy Unmasked.
'There!' said Merry.
'You have left the Shire, and are now outside, and on the edge of the
Old Forest.' 'Are the stories about it true?' asked Pippin. 'I don't know
what stories you mean,' Merry answered. 'If you mean the old bogey-stories
Fatty's nurses used to tell him, about goblins and wolves and things of that
sort, I should say no. At any rate I don't believe them. But the Forest is
queer. Everything in it is very much more alive,
Fr.113. RSh (HME6)/10. The Attack on Weathertop.
But North and East the neighbouring
lands were empty of all save birds and beasts, unfriendly places deserted by
all the races of the world: Elves, Men, Dwarves, or Hobbits, and even by
goblins.
Fr.114a-c.
a. RSh (HME6)/12. At Rivendell. /Rend./
He /Gandalf/ says that the Riders wear black robes 'to give shape to their
nothingness in our world', and he includes among the servants of the Dark
Lord 'orcs and goblins' and 'kings, warriors, and wizards.'
b. RSh (HME6)/21. The Third Phase (3).
To Weathertop and Rivendell. Among the servants of the Dark Lord Gandalf still includes, as in the previous version,
'orcs and goblins' and 'kings, warriors, and wizards' (p. 211 / Fr.114a/).
c. LotR. 2:1. Many Meetings. `Because these horses are born and bred to
the service of the Dark Lord in Mordor. Not all his servants and chattels are
wraiths! There are orcs and trolls, there are wargs and werewolves; and there
have been and still are many Men, warriors and kings, that walk alive under the
Sun, and yet are under his sway. And their number is growing
daily.'
Fr.115a-b.
a. RSh (HME6)/15. Ancient History/:
After Sauron
left Mirkwood for Mordor and rebuilt it/ Already his power was creeping out
over the lands again and the mountains and woods were darkened. Men were
restless and moving North and West, and many seemed now to be partly or
wholly under the dominion of the Dark Lord. There were wars, and there was
much burning and ruin. The dwarves were growing afraid. Goblins
were multiplying again and reappearing. Trolls of a new and most malevolent
kind were abroad; giants were spoken of, a Big Folk only far bigger and
stronger than Men the Big Folk, and no stupider, indeed often full of cunning
and wizardry. And there were vague hints of things or creatures more terrible
than goblins, trolls, or giants. Elves were vanishing, or wandering steadily
westward.
b. LotR. 1:2. The Shadow of the Past.
That name /Mordor/ the hobbits only knew in legends of the dark past, like a shadow in
the background of their memories; but it was ominous and disquieting. It
seemed that the evil power in Mirkwood had been driven out by the White
Council only to reappear in greater strength in the old strongholds of
Mordor. The Dark Tower had been rebuilt, it was said. From there the power
was spreading far and wide, and away far east and south there were wars and
growing fear. Orcs were multiplying again in the mountains. Trolls were
abroad, no longer dull-witted, but cunning and armed with dreadful weapons.
And there were murmured hints of creatures more terrible than all these, but
they had no name.
Fr.116a-b.
a. RSh (HME6)/15. Ancient History /Gandalf's speech/ Isildor's host was overwhelmed by Goblins that
swarmed down out of the mountains.
b. RSh (HME6)/19. The Third Phase (1):
the Journey to Bree. Ch. II. Ancient History. /Rend./ Isildor of the second text is now written Isildur. Isildur's host was overwhelmed by 'Orcs', not 'Goblins' (see p. 437, note 35 / Fr.120/).
Fr.117. RSh (HME6)/20. The Third Phase (2). At the Sign of the Prancing Pony. Notes
/Comm./
Note 1. The drafts have 'Few had survived the turmoils of the
Earliest Days', an expression used in the Foreword (p. 329, note i), where FR
has 'Elder Days', the earliest form of the passage has: 'Few had survived the
turmoils of those old and forgotten days, and the wars of the Elves
and Goblins'.
Fr.118. RSh (HME6)/22. New Uncertainties and New
Projections.
Alterations of Plot. 9. Mines of Moria. These again deserted -
except for Goblins.
Fr.119. RSh (HME6)/23. In the House of Elrond.
Moria was the ancestral home of the dwarves of the race of Durin, and the forefathers of Thorin and Dain dwelt there, until they were driven by the goblin invasions far into the North.
Fr.120a-b. a. RSh (HME6)/24. The Ring Goes South.
He /Bilbo/ told me /Frodo/ tales of the dwarves and
goblins. But I have no idea where they /Moria's dwellings/ are.' 'They are
not far away,' said the wizard /Gandalf/. 'They are in these mountains. They
were made by the Dwarves of Durin's clan many hundreds of years ago, when
elves dwelt in Hollin, and there was peace between the two races. In those
ancient days Durin dwelt in Caron-dun, and there was traffic on the Great
River. But the Goblins - fierce orcs (35) in great number - drove them out
after many wars, and most of the dwarves that escaped removed far into
the North. /.../ If there are orcs in the mines, it will prove ill for us.
But most of the goblins of the Misty Mountains were destroyed in the Battle
of Five Armies at the Lonely Mountain. There is a chance that the mines are
still deserted.
Note 35. This is not the first use of the word Orcs in the LR
papers: Gandalf refers to 'orcs and goblins' among the servants of the Dark
Lord, pp. 211 / Fr.114a/, 364 / Fr.114b/. /.../ But the rarity of the usage
at this stage is remarkable. The word Orc goes back to the Lost Tales, and
had been pervasive in all my father's subsequent writings. In the Lost Tales
the two terms were used as equivalents, though some times apparently
distinguished (see II. 364 /=Index/, entry Goblins). A clue may be found in a
passage that occurs in both the earlier and the later Quenta (IV.82,
V.233): 'Goblins they may be called, but in ancient days they mere strong and
fell.' At this stage it seems that 'Orcs' are to be regarded as a more
formidable kind of 'Goblin', so in the preliminary sketch for 'The Mines of
Moria' (p. 443) Gandalf says 'there are goblins - of very evil kind, larger
than usual, real orcs.' - It is incidentally notable that in the first
edition of The Hobbit the word Orcs is used only once (at the end of Chapter
VII 'Queer Lodgings'), while in the published LR goblins is hardly ever used.
b. /Ibid. Note 38; earlier alternative version of Gandalf's
speech is referred to/ /Rend./ Gandalf's account of Moria here differs from the earlier
form /.../ only in that here there is mention of Durin, of the peace between
Elves and Dwarves, and of Orcs (see note 35) - the rejected version refers
only to goblins.
Fr.121. RSh (HME6)/25. The Mines of Moria. /Rend./
Gandalf says there are goblins - of very evil kind, larger than
usual, real orcs. (2) Also certainly some kind of troll is leading them.
'I am going to try and find the opening words. I once knew every formula
and spell in any language of elves, dwarves, or goblins that was ever
used for such purposes. /.../ /About Dweller in the Pool of Moria/ There
are older and fouler things than goblins in the dark places of the world.'
Note 2. See p. 437, note 35 / Fr.120a/; and cf. the corresponding passage in FR (p. 338), where Gandalf says: 'There are Orcs, very many of them. And some are large
and evil: black Uruks of Mordor'.
/NB. Íà ïðîòÿæåíèè âñåx òîìîâ HME
7-9 òåðìèíû goblins, Goblins, Orcs è orcs óïîòðåáëÿþòñÿ áåññèñòåìíî êàê
àáñîëþòíûå ñèíîíèìû, ñ ÿâíûì ïðåîáëàäàíèåì òåðìèíà "îðê", êðîìå
êîíòåêñòîâ, ñâÿçàííûõ ñ äâàðôàìè Ìîðèè, ãäå äîâîëüíî ÷àñòî óïîòðåáëÿåòñÿ è
òåðìèí "ãîáëèí"/.
Fr.122. TI (HME 7)/4. Of Hamilcar, Gandalf and Saruman.
Saramund betrays him - having fallen and gone over to Sauron:
(either) he tells Gandalf false news of the Black Riders, and they pursue him
to the top of a mountain; there he is left standing alone with a guard
(wolves, orcs, etc. all about) while they ride off.
Fr.123a-b.
a. TI (HME 7)/6. The counsil of Elrond
(1). The Fourth Version. /Gandalf tells his story/ And the vale that was once fair was filled with wolves and orcs, for Saruman was there mustering a great force for the service of his new master. And the Eagles of the Misty Mountains kept watch and they saw the mustering of orcs, and got news of the escape of Gollum, and they sent word to Orthanc of this to me. And so it was /.../ that Gwaewar the Windlord chief of the eagles came to me /.../ and he bore me away before Saruman was aware, and the orcs and wolves that he released found me not.
b. LotR. 2:2. The Council of Elrond.
/Gandalf speaks/ Wolves and orcs were housed in Isengard,
for Saruman was mustering a great force on his own account, in rivalry of
Sauron and not in his service yet. /.../ And the Eagles of the Mountains went
far and wide, and they saw many things: the gathering of wolves and the
mustering off Orcs; and the Nine Riders going hither and thither in the
lands; and they heard news of the escape of Gollum. And they sent a messenger
to bring these tidings to me. /.../ I was far from Isengard, ere the wolves
and orcs issued from the gate to pursue me.
Fr.124. TI (HME 7)/7. The counsil of Elrond (2). The Fifth Version.
In the days of the Dragon, Thror
returned thither. But he was slain by an Orc, and though that was revenged by
Thorin and Dain, and many goblins were slain in war. /.../ /Comm./ This passage,
of which only a trace remains in FR (pp. 253 - 4), reveals the development of
new conceptions in the history of the Dwarves. In the original text of 'The
Ring Goes South' (VI.429) Gandalf said that the Goblins drove the Dwarves
from Moria, and most of those that escaped removed into the North. This must
have been based on what was told in The Hobbit: in Chapter III Elrond had said
that 'there are still forgotten treasures to be found in the deserted caverns
of the mines of Moria, since the dwarf and goblin war', and in Chapter IV
there was a reference to the goblins having 'spread in secret after the sack
of the mines of Moria'. Presumably therefore what my father said in the first
version of 'The Ring Goes South' was what he actually had in mind when he wrote
those passages in The Hobbit: the Goblins drove the Dwarves out of Moria.
Note 3. In the original edition of The Hobbit the goblin who slew Thror in
Moria was not named, as he is not in the present passage ('he was slain by an
Orc'). In the third edition of 1966 the name Azog was introduced (from LR) in
Chapter I as that of the slayer of Thror, and a footnote was added in Chapter
XVII stating that Bolg, leader of the Goblins in the Battle of Five Armies, was
the son of Azog.
Fr.125. TI (HME 7)/9. The Mines of Moria (1). The Lord
of Moria.
When Gandalf was striving to find the spell that would open the
doors he said that he once knew 'every spell in all the tongues of Elf,
Dwarf, or Goblin' (FR 'of Elves or Men or Orcs') that was ever so used /.../
'Goblins' appear again, as in the old version, where FR has 'Orcs', in
Gandalf's 'There are older and fouler things than goblins in the deep places
of the world.' /.../ The dwarves carried much away; and though the dread of
its dark mazes has protected Moria from Men and Elves it has not defended it
from the goblins, who have often invaded it and plundered it.' Against these
my father wrote: 'Mithril is now nearly all lost. Orcs plunder it and pay
tribute to Sauron who is collecting it /.../ 'No one knows,' said Gandalf.
'None have dared to seek for the armouries and treasure chambers down in the
deep places since the dwarves fled. Unless it be plundering orcs. /.../ 'They
were,' said Gimli, 'but orcs have plundered often inside Moria nonetheless.
Fr.126a-b.
a. TI (HME 7)/10. The Mines of Moria
(2). The Bridge.. 'It is a record of the fortunes of Balin's folk,' /.../ 'We drove out Orcs from ... first hall. /../ an orc shot him /Balin/ from behind a stone. We slew the orc, but
many.... /.../
b. TI (HME 7)/10. The Mines of Moria
(2). The Bridge.. /same chronicle, version II/ 'We drove out Orcs... from guard
something and first hall. We slew many under the bright sun in the Dale.
Fr.127. TI (HME 7)/10. The Mines of Moria (2). The Bridge..
'There are goblins: very many of them,' he /Gandalf/ said. 'Evil they look and large:
black Orcs.(5)
Note 5. My father first wrote here: 'veritable Orcs'. Cf.
the original sketch for the chapter given in VI.443: 'Gandalf says there are
goblins - of very evil kind, larger than usual, real orcs', and my discussion
of 'goblins' and 'orcs' in VI.437 note 35 / Fr.120a/. In FR at this
point Gandalf says: 'There are Orcs, very many of them. And some are large
and evil: black Uruks of Mordor.'
Fr.128a-b.
a. TI (HME 7)/10. The Mines of Moria
(2). The Bridge. But even as they retreated once more a huge orc-chief, almost man-high,
clad in black mail from head to foot, leaped through the door. Behind
him but not yet daring to advance stood many followers. His eyes were
like coals of fire. He wielded a great spear. Boromir who was at the
rear turned, but with a thrust of his shield the orc put aside his stroke
and with huge strength bore him back and flung him down. Then leaping
with the speed of a snake he charged and smote with his spear straight
at Frodo. The blow caught him on the right side. Frodo was hurled against
the wall and pinned. Sam with a cry hewed at the spear and it broke....
but even as the orc cast the shaft aside and drew his scimitar the sword
of Elendil drove down upon his helm. There was a flash like flame and
the helm burst. The orc-chieftain fell with cloven head. Away beyond
the fiery fissure Frodo saw the swarming black figures of many orcs.
They brandished spears and scimitars which shone red as blood. Boom,
boom rolled the drum-beats now advancing louder and louder and more
and more menacing. Two great dark troll-figures could be seen among
the orcs. /Comm./ /Version II/. (It may be noted incidentally that 'orcs', rather
than 'goblins', becomes pervasive in this text: see note 5 / Fr.127/).
/.../ Gandalf /.../ still says 'There are goblins... They are evil and
large: black Orcs', but the troll becomes 'a great cave-troll' as in
FR,
b. LotR. 2:5 The Bridge of Khazad-dum.
But even as they retreated, and before Pippin and Merry
had reached the stair outside, a huge orc-chieftain, almost man-high,
clad in black mail from head to foot, leaped into the chamber; behind
him his followers clustered in the doorway. His broad flat face was
swart, his eyes were like coals, and his tongue was red; he wielded
a great spear. With a thrust of his huge hide shield he turned Boromir's
sword and bore him backwards, throwing him to the ground. Diving under
Aragorn's blow with the speed of a striking snake he charged into the
Company and thrust with his spear straight at Frodo. The blow caught
him on the right side, and Frodo was hurled against the wall and pinned.
Sam, with a cry, hacked at the spear-shaft, and it broke. But even as
the orc flung down the truncheon and swept out his scimitar, Anduril
came down upon his helm. There was a flash like flame and the helm burst
asunder. The orc fell with cloven head. His followers fled howling,
as Boromir and Aragorn sprang at them. `As I stood there I could hear
orc-voices on the other side: at any moment I thought they would burst
it open. I could not hear what was said; they seemed to be talking in
their own hideous language. All I caught was ghâsh; that is "fire".
Then something came into the chamber - I felt it through the door, and
the orcs themselves were afraid and fell silent. It laid hold of the
iron ring, and then it perceived me and my spell. Arrows fell among
them. One struck Frodo and sprang back. Another pierced Gandalf's hat
and stuck there like a black feather. Frodo looked behind. Beyond the
fire he saw swarming black figures: there seemed to be hundreds of orcs.
They brandished spears and scimitars which shone red as blood in the
firelight.
Fr.129a-b.
a. TI (HME 7)/13. Galadriel. /Keleborn's speech/ As yet no wolf or orc make headway in that land /of Beornings/.
Note 15. The last two sentences of Keleborn's speech and the first part of Gimli's
reply were subsequently used in Gloin's conversation with Frodo at Rivendell
(FR p. 241): 'Frodo learned that Grimbeorn the Old, son of Beorn, was now the
lord of many sturdy men, and to their land between the Mountains and Mirkwood
neither orc nor wolf dared to go.
b. LotR. 2:1. Many Meetings. Frodo learned that Grimbeorn the Old, son of Beorn, was now the lord of many sturdy
men, and to their land between the Mountains and Mirkwood neither orc nor
wolf dared to go.
Fr.130. TI (HME 7)/14. Farewell to Lorien.
The arrows of the orcs are bitter and fly straight.
Fr.131. TI (HME 7)/16. The story foreseen from Lorien.
(ii) Mordor.
You must do your best to kill the Orc that comes in', said Frodo /.../ Swiftly they stripped the orc, peeling off his coat of black scale-like mail, unbuckling his sword, and
unslinging the small round shield at his back. The black iron cap was too
large for Sam (for orcs have large heads for their size), but he slipped on
the mail. It hung a little loose and long. He cast the black hooded cloak
about him, took the whip and scimitar, and slung the red shield. Then they
dragged the body behind the door and crept out. /.../ Frodo slipped on his
Ring and drew aside; but Sam went on to meet the goblin. They brushed into
one another and the goblin spoke in his harsh tongue; but Sam answered only
with an angry snarl. That seemed satisfactory. /.../ The goblin drew aside to
let him pass.
Fr.132. TI (HME 7)/16. The story foreseen from
Lorien.
Ch. XXV.
'Nay!' said Sam, 'that won't do. If we have a fight at
the gate, we might as well or better stay inside. We'd have the whole wasps'
nest, orcs and bogeys and all, buzzing after us, before we'd gone a dozen
yards: and they know these horrible mountains as well as I mind me of Bag-End'.
Fr.133. TI (HME 7)/16. The story foreseen from Lorien. Note 18
/Comm./
At a later stage my father pencilled in various developments to
Chapters XXII and XXIII (as renumbered). The synopsis of the former he
altered thus: 'Black orcs of Misty Mountains capture Merry and Pippin, bear
them to Isengard. But the orcs are attacked by the
Rohiroth'.
Fr.134a-b.
a. TI (HME 7)/17. The Great River..
'Anduin
is wide, yet the orc-bows will with ease shoot an arrow across the stream'.
/.../ Each one expected at any minute to feel the sting of a blackfeathered
orc-arrow. But it was now grown very dark, dark even for the keen night-eyes
of goblins; goblins were on the bank, they did not doubt. /Comm. In later
version/ 'it was very dark, dark even for the night-eyes of orcs'.
b. LotR. 2:9. The Great River. 'Anduin is wide, yet the orcs can shoot their arrows
far across the stream; and of late, it is said, they have dared to cross the
water and raid the herds and studs of Rohan.' /.../ They all leaned forward
straining at the paddles: even Sam took a hand. Every moment they expected to
feel the bite of black-feathered arrows. Many whined overhead or struck the
water nearby; but there were no more hits. It was dark, but not too dark for
the night-eyes of Orcs, and in the star-glimmer they must have offered their
cunning foes some mark, unless it was that the grey cloaks of Lorien and the
grey timber of the elf-wrought boats defeated the malice of the archers of
Mordor. /.../ `I can't abide fog,' said Sam; `but this seems to be a lucky
one. Now perhaps we can get away without those cursed goblins seeing
us.'
Fr.135. TI (HME 7)/19. The Departure of Boromir. /Early
draft/ Trotter sees by the shape and arms of the dead orcs that they are
northern orcs of the Misty Mountains - from Moria? In fact they are orcs of
Moria that escaped the elves, + others who are servants of
Saruman. /Resulting draft/ 'These are not orcs of Mordor,' said Trotter.
'Some are from the Misty Mountains, if I know anything of orcs and their
[gear >] kinds; maybe they have come all the way from Moria. But what are
these? Their gear is not all of goblin-make.' There were several orcs
of large stature, armed with short swords, not the curved scimitars usual
with goblins, and with great bows greater than their custom. Upon their
shields they bore a device Trotter had not seen before: a small white hand in
the centre of the black field. Upon the front of their caps was set a
rune fashioned of some white metal (5). 'S is for Sauron,' said Gimli. 'That
is easy to read.' 'Nay,' said Legolas. 'Sauron does not use the Runes.'
'Neither does he use his right name or permit it to be spelt or spoken,' said
Trotter. 'And he does not use white. The orcs of his immediate service bear
the sign of the single eye.' He stood for a moment in thought. 'S is for
Saruman. /.../ 'But orcs go swiftly,' said Gimli. 'We shall have to
run!' Note 5. In the fair copy manuscript /.../ the caps of the Orcs become
'leathern caps' ('iron helms' TT).
Fr.136. TI (HME 7)/20. The
Riders of Rohan. 'Even orcs must pause at times.' Before them lay a wide
trampled circle, and the marks of many small fires could be seen under the
shelter of a low hillock. /=Orcish camping/.
Fr.137. TI (HME 7)/20.
The Riders of Rohan. 'It is well that the orcs do not walk with the care of
their captives,' said Legolas, as he leaped lightly behind. 'At least such an
enemy is easy to follow. No other folk make such trampling. Why do they slash
and beat down all the growing things as they pass? Does it please them to
break plants and saplings that are not even in their way?' 'It seems so,'
answered [Trotter >] Aragorn; 'but they go with a great speed for all
that. And they do not tire.'
Fr.138. TI (HME 7)/21. The
Uruk-hai. For this chapter there exists, first, a brief outline as follows:
Some want to go North. Some say ought to go straight to Mordor. The great
orcs were ordered to go to Isengard. They carry prisoners. Neither of them
are the One. They haven't got it. Kill 'em. But they're hobbits. Saruman said
bring any hobbit, alive. Curse Saruman. Who does he think he is? A good master
and lord. Man's flesh to eat. /.../ /Comm./ The Orc-names are all
present: Lugbtirz, Uruk-hai; Ugluk (leader of the Isengarders), Grishnak (so
spelt), Lugdush. Ugluk does not use the word Halflings (TT p. 48), but calls
them hobbits; he says 'We are the servants of the old Uthwit and the White
Hand' (cf. TT p. 49), this being Old English upwita 'sage, philosopher, one
of great learning'; and he calls the descent into the plain of Rohan the
Ladder (changed to the Stair: TT p. 50). Grishnak does not name the
Nazgul (TT p. 49), but says 'The winged one awaits us northward on the east
bank'. Note 2. The Orc-names Snaga and Mauhur appear already in the
preliminary draft.
Fr.139. TI (HME 7)/22. Treebeard. Difference
between trolls - stone inhabited by goblin-spirit, stone-giants, and the
'tree-folk'. [Added in ink: Ents.] /So Ents are a kind of woodland-trolls!/
/.../ /Treedbeard's speach/ And if Saruman has started taking them up, I have
got trouble right on my borders. Cutting down trees. Machines, great fires. I
won't stand it. Trees that were my friends. Trees I had known from nut and
acorn. Cut down and left sometimes. Orc-work.
Fr.140. TI (HME 7)/23.
Notes on various topics. Another note on this page, not written at the same
time, refers to 'Chapter XXIV: Open with conversation of Goblins and their
quarrel.
Fr.141. TI (HME 7)/23. Notes on various topics. /Language
of Shire/ /=Westron/ is lingua franca spoken by all people (except a few
secluded folk like Lorien) - but little and ill by orcs.
Fr.142. WR
(HME 8)/1:2. Helm's Deep. Orcs boil round foot of the Stanrock. Then describe
the assault as above. Orcs piling up over the wall. Wild men dimb on the
goblins' dead bodies. Moon... men fighting on the Orcs wall
top.
Fr.143. WR (HME 8)/1:3. The Road to Isengard. It is with the
orcs, their masters, that the wolves and carrion-birds hold their feast: such
is the friendship of their kind.'
Fr.144. WR (HME 8)/1:4. Flotsam
and Jetsam. Orcs don' smoke.
Fr.145a-f. /Half-orcs, Orc-men/ a. WR (HME 8)/1:4. Flotsam and Jetsam. I saw them go - endless lines of Orcs,
and squadrons/troops of them mounted on great wolves (a Saruman notion?), and
whole regiments of men, too. /.../ The following dialogue, concerning
the 'goblin-men' reminiscent of the squint-eyed Southerner at Bree, and
Merry's estimate of the forces that left Isengard that night, is much the
same as in TT (p. 171), except that Aragorn says that they had had many of
the goblin-men to deal with at the Hornburg 'last night'. /Note that the word
'South' is equivalent of 'Harad', with possible accent on those regions
of Harad which have been ever subdued by Gondor, UT 4:2, The Istari/.
b. LotR 3:7. Helm's Deep. 'Dawn is not far off,' said Gamling, who had now
climbed up beside him. 'But dawn will not help us, I fear.' 'Yet dawn is ever
the hope of men,' said Aragorn. 'But these creatures of Isengard, these
half-orcs and goblin-men that the foul craft of Saruman has bred, they will not
quail at the sun,' said Gamling. /Cf. same two categories of orc-men
half-breeds in Fr.170: There is no doubt that long afterwards, in the Third
Age, Saruman rediscovered this, or learned of it in lore, and in his lust for
mastery committed this, his wickedest deed: the interbreeding of Orcs and
Men, producing both Men-orcs large and cunning, and Orc-men treacherous and
vile/.
c. LotR 3:9. Flotsam and Jetsam All Saruman's people were marching
away. I don't know much about this war, or about the Horsemen of Rohan, but
Saruman seems to have meant to finish off the king and all his men with one
final blow. He emptied Isengard. I saw the enemy go: endless lines of
marching Orcs; and troops of them mounted on great wolves. And there were
battalions of Men, too. Many of them carried torches, and in the flare I
could see their faces. Most of them were ordinary men, rather tall and
dark-haired, and grim but not particularly evil-looking. But there were some
others that were horrible: man-high, but with goblin-faces, sallow, leering,
squint-eyed. Do you know, they reminded me at once of that Southerner at
Bree: only he was not so obviously orc-like as most of these were.' 'I
thought of him too,' said Aragorn. 'We had many of these half-orcs to deal with
at Helm's Deep. It seems plain now that that Southerner was a spy of
Saruman's.
c-1. /Cf. on the said Southerner/: LotR. 1:10. Strider.
In one of the windows he /Frodo/ caught a glimpse of a sallow face with
sly, slanting eyes; but it vanished at once. 'So that's where that southerner
is hiding!' he thought. 'He looks more than half like a goblin.'
d. LotR. 3:4. Treebeard.
/Treebeard's speech to hobbits/. 'He /Saruman/ has taken up with foul folk,
with the Orcs. Brm, hoom! Worse than that: he has been doing something to
them; something dangerous. For these Isengarders are more like wicked Men. It
is a mark of evil things that came in the Great Darkness that they cannot
abide the Sun; but Saruman's Orcs can endure it, even if they hate it. I
wonder what he has done? Are they Men he has ruined, or has he blended the
races of Orcs and Men? That would be a black evil!' Treebeard rumbled for
a moment, as if he were pronouncing some deep, subterranean
Entish malediction. 'Some time ago I began to wonder how Orcs dared to pass
through my woods so freely,' he went on. 'Only lately did I guess that
Saruman was to blame.
e. SD (HME 9)/1:9. The Scouring of the Shire /from
Orc-man Ruffian Sharrkey and his orc-men and barbarian men/ /.../ Very
orc-like all his /Ruff.Sharkey's/ movements were, and he stooped now
with his hands nearly touching the ground. /.../ The orc-man /Ruff.Sharkey/
looked at them with such a leer of hatred as they had not seen even
in all their adventures. /.../ And then as with a groan and a curse
the orc-man over him he stabbed upwards, and Sting passed clean through
his body. /.../ It was
some time before the last ruffians were hunted out. And oddly enough, little
though the hobbits were inclined to believe it, quite a number turned out to
be far from incurable. If they gave themselves up they were kindly treated,
and fed (for they were usually half-starved after hiding in the woods), and
then shown to the borders. This sort were Dunlanders,
not orc-men/halfbreeds. Note 26. The footnote to the text in RK p. 298 'It
/Name/ was probably Orkish in origin: Sharku [SecondEdition Sharku], "old
man" '/In RK its a nickname for Saruman, not for his
half-mannish leutenant/.
f. LotR 6:8. The Scouring of the Shire. "Well I am staggered! - Said Pippin /to Frodo/: "To all the ends of our journey that
is the very last I should have hought of: to have to fight half-orcs and
ruffians in the Shire itself - to resque Lotho Pimple!" /Frodo and other
hearing hobbits make no contradiction/.
Fr.146.
WR (HME 8)/2:2. The Passage of the Marshes.
Minas Ithil now Minas Morghul which guards the pass.
It was originally built by the men of Gondor to prevent Sauron breaking out
and was manned by the guards of Minas Ithil, but it fell soon into his hands.
It now prevented any coming in. It was manned by orcs and evil spirits. It had
been called [Neleg Thilim >] Neleglos [the Gleaming >] the White
Tooth. /.../ Frodo crawled back and hid his eyes. I don't know who they
are but I thought I saw Men and Elves and Orcs, all dead and rotten. Yes yes,
said Gollum cackling. All dead and rotten. The Dead Marshes. Men and Elves
and Orcs. There was a great Battle here long long ago.
Fr.147a-c. a. WR (HME 8)/2:4. On Herbs and Stewed Rabbit.
An a great figure ... back to
Elostirion ... [Struck out: Sarnel Ubed.Ennyn. Aran] Taur Toralt [struck out:
Sarn Torath.] Annon Torath. Aranath. reminding Frodo of the Kings at Sern
Aranath. or Sairn Ubed. But his head was struck off and in mockery some orcs?
had set ... a clay ball with ... The red eye was ... [?painted over]. /.../
The headless king with a mocking head made by orcs and scrawls on it.
b. LotR. 4:7. Journey to the Cross-roads. The brief glow fell upon a huge
sitting figure, still and solemn as the great stone kings of Argonath. The
years had gnawed it, and violent hands had maimed it. Its head was gone, and in
its place was set in mockery a round rough-hewn stone, rudely painted by
savage hands in the likeness of a grinning face with one large red eye in the
midst of its forehead. Upon its knees and mighty chair, and all about the
pedestal, were idle scrawls mixed with the foul symbols that the maggot-folk
of Mordor used.
c. LotR. 5:10. The Black Gate Opens. The heralds cried
aloud: 'The Lords of Gondor have returned and all this land that is theirs
they take back.' The hideous orc-head that was set upon the carven figure was
cast down and broken in pieces, and the old king's head was raised and set in
its place once more, still crowned with white and golden flowers: and men
laboured to wash and pare away all the foul scrawls that orcs had put upon
the stone.
Fr.148. WR (HME 8)/2:5. Faramir. Very rough and here and
there altogether illegible outline sketches show my father's
preliminary thoughts for its continuation. One of these, impossibly difficult
to read, begins at the point where the draft C ends, with Faramir still
speaking to Sam: 'But you have not the manners of orcs, nor their speech, and
indeed Frodo your master has an air that I cannot ..., an elvish air maybe.'
Fr.149. WR (HME 8)/2:8. Kirith Ungol. -The Choise of Master
Samwise. Orc-bands. They were come at last to hunt. The red eye had not been
wholly blind. And a noise of feet and shouts came also through the cleft.
Orcs were coming up to the pass out of Mordor too. /.../ Goblins go fast in
tunnels, especially those which they have themselves made, and all the many
passages in this region of the mountains were their work, even the main tunnel
and the great deep pit where Shelob housed.
Fr.150. WR (HME 8)/2:8.
Kirith Ungol. -The Choise of Master Samwise. 'Yes, and I know them, for I was
told 'em by Lugburz, see? Yagfil(48) from Dushgoi will patrol until he meets
your guard, or as far as Ungol top: be will report to you before returning to.
/.../ These Dushgoi bogey-men: sending messages to Lugburz.' Note 32. The
reference is to The Hobbit, Chapter Ill 'A Short Rest', where Elrond, speaking
of the swords Glamdring and Orcrist taken from the trolls' hoard, says (in
the text of the original edition): 'They are old swords, very old swords of
the elves that are now called Gnomes. They were made in Gondolin for the
Goblin-wars.' Note 46. The names of the leaders of the Orc-bands were rather
bewilderingly changed in the drafts (and some transient forms cannot be
read). At first (p. 212) they were Gazmog (of the Tower) and Zaglun (of Minas
Morghul), and in another brief draft of their genial greetings they become
Yagul and Uftak Zaglun - so written: Zaglun may have been intended to replace
Uftak, but on the other hand the double-barrelled Orc-name Naglur-Danlo is
found (p. 212). The name Ufthak was subsequently given to the Orc found (and
left where he was) by Shagrat and his friends in Shelob's larder, 'wide awake
and glaring' (TT p. 350). In the present text the names were at first Yagul (of
the Tower) and Shagrat (of Minas Morghul), but were reversed in the course of
writing (and in a following draft the names became reversed again at one
point, though not I think intentionally). At this point, where the Orc from
Morghul is speaking, my father first wrote Shag[rat), changed it to Yagul,
and then again changed it to Shagrat. See note 48. - Yagul was replaced by
Gorbag in the course of writing the fair copy. Note 47. Dushgoi: Orc name
for Minas Morghul. Note 48. The text actually has Shagrat here, but this
should have been changed to Yagsil (see note 46).
Fr.151. WR (HME 8)/3:3. Minas Tirith. 'What is this, Gwinhir, you
ruffling young fool,' said the man. 'Will you waylay anything in the street
that seems smaller than yourself? Will you not choose something larger? Shame on
a son of mine, brawling before my doors like a young orc.'
Fr.152. WR (HME 8)/3:7. The Ride of the Rohirrim. 'Those are not
orc -drums. You hear the wild men of the hills: so they talk together.
/.../ /Comm./ Already in this draft the final form is very nearly
achieved, with Ghan-buri-Ghan's names for the orcs
(gorgun).
Fr.153. WR (HME 8)/3:12. The Last Debate. In the /early/
version given on p. 413 there was fighting on the shores, for 'there were
captains sent by Mordor, and orc-chieftains, and they were not so easily
dismayed, and they endeavoured to hold their men to a defence. And indeed the
Haradrim are a grim folk, and not easily daunted by shade or blade.'
Fr.154. SD (HME 9)/1:2. The Tower of Kirith Ungol. /Comm./ The
name of the sole surviving orc beside Shagrat is Radbug in both C and D (Snaga
in RK; see LR Appendix F, p. 409), Radbug being retained in the final story
as the name of an orc whose eyes Shagrat says that he had squeezed out (RK p.
182); in C the orcs whom Sam saw running from the gate and shot down as they
fled are Lughorn and Ghash > Mazgash (Lagduf and Muzgash in D, as in
RK). /.../ When Gorbag rouses himself from among the corpses on the roof Sam
sees in the latter, as in RK (p. 183), that he has in his hand 'a
broad-headed spear with a short broken haft'; in C on the other hand he has
'a red [?and shining] sword. It was his own sword. /.../ With this cf. text B
(p. 25 and note 9): 'Frodo has to have orc-weapons. The sword is
gone.'
Fr.155. SD (HME 9)/1:2. The Tower of Kirith Ungol.
/Comm./
Note 11. A few other differences of detail are worth recording. Where
in RK (p. 176) the text reads: 'not even the black shadows, lying deep where
the red glow could not reach, would shield him long from the night-eyed orcs'
D continues: 'that were moving to and fro. Note 13. Cf. LR Appendix F (RK p.
409): in Orkish Westron 'tark, "man of Gondor", was a debased form of tarkil,
a Quenya word used in Westron for one of Numenorean descent'.
Fr.156. SD (HME 9)/1:3. The Land of Shadow. Presently [three >]
two orcs came into view. They were in black without tokens and were armed
with bows, a small breed, black-skinned with wide snuffling nostrils,
evidently trackers of some kind........ they were talking in some hideous
unintelligible speech; but as they passed snuffling among the stones scarcely
20 yards from where the hobbits lurked Frodo saw that one was carrying on his
arm a black mail-shirt very like the one that he had abandoned. He sniffed it as
went as if to recall its scent. All at once lifting his head he let out a
cry. It was answered, and from the other direction (from Kirith Ungol now
some miles behind) ... large fighting orcs came up with shields ....... with
the Eye. A [? babble] of talk in the common tongue now broke out.'Nar,'
said the tracker, 'not a trace further along. Nor o' this smell, but we're
not . Somebody that has no business here has been about. Different smell, but
a bad smell: we've lost that too, it went up into the mountains.' 'A lot of
use you little snufflers are,' grunted a bigger orc. 'I reckon eyes are
better than your snotty noses. Have you seen anything?'
Fr.157. SD (HME 9)/1:3. The Land of Shadow
Note 4. A few such details from the earliest
form of the conclusion of the chapter may be mentioned. The orc
'slave-drivers' are called 'two of the large fierce uruks, the
fighting-orcs', and this seems to be the first time that the word was used
(though the name Uruk-hai had appeared long since, VII.409, VIII.22, see also
p. 436).
Fr.157. SD (HME 9)/1:10. The Grey Havens.
Merry Gamgee now knows that Bandobras Took 'killed the goblin-king, the reference is to
An Unexpected Party in The Hobbit, where it is told that the Bullroarer
'charged the ranks of the goblins of Mount Gram in the Battle of the Green
Fields, and knocked their king Golfimbul's head clean off with a wooden
club.'
Fr.158. SD (HME 9)/1:11. The Epilogue.
/Gimli's speech/
Moria: I have heard no news. Maybe the foretelling about Durin is not for
our time.Dark places still need a lot of cleaning up. I guess it will take a
lot of trouble and daring deeds yet to root out the evil creatures from the
halls of Moria. For there are certainly plenty of Orcs left in such places.
It is not likely that we shall ever get quite rid of them.
Fr.159. SD (HME 9)/3. The Drowning of Anadune. (vi) Lowdham's Report on the Adunaic
Language.
/Declination of "Orc" in Adunaic/
uruk, c. 'goblin, orc.'
Singular N. uruk, S. urkan, O. uruk- (urku-); Dual urkat; Plural N.urik; S.
urkim.
Fr.160. SD (HME 9)/3. The Drowning of Anadune. (i) The third
version of The Fall of Numenor. The Last Tales. 1. The Fall of Numenor.
[§1 In the Great Battle, when Fionwe son of Manwe overthrew Morgoth, the
three houses of the Men of Beleriand were friends and allies of the Elves,
and they wrought many deeds of valour. But men of other kindreds turned to
evil and fought for Morgoth, and after the victory of the Lords of the West
those that were not destroyed fled back east into Middle-earth. There many of
their race wandered still in the unharvested lands, wild and lawless,
refusing the summons alike of Fionwe and of Morgoth to aid them in their war.
And the evil men who had served Morgoth became their masters; and the
creatures of Morgoth that escaped from the ruin of Thangorodrim came among them
and cast over them a shadow of fear. For the gods [> Valar] forsook for a
time the Men of Middle-earth who had refused their summons and had taken the
friends of Morgoth to be their lords; and men were troubled by many evil
things that Morgoth had devised in the days of his dominion: demons,
and dragons and ill-shapen beasts, and the unclean orcs, that are mockeries
of the creatures of Iluvatar; and the lot of men was unhappy.
Fr.160 suppl. a-d.
a. MR (HME 10)/2. The Annals of Aman
/AAm/. /After Melkor's expulsion by Tulkas/ Now Melkor knew of all that was done; for even
then he had secret friends and spies among the Maiar whom he had converted to
his cause, and of these the chief, as after became known, was Sauron, a great
craftsman of the household of Aule. And afar off in the dark places Melkor
was filled with hatred, being jealous of the work of his peers, whom
he desired to make subject to himself. Therefore he gathered to himself
spirits out of the voids of Ea that he had perverted to his service, and he
deemed himself strong. And seeing now his time he drew near again unto Arda,
and looked down upon it, and the beauty of the Earth in its Spring filled
him the more with hate.
b. MR (HME 10)/2. The Annals of Aman.
Version II /AAm*/. This paragraph underwent several modifications /in comp. with
AAm/: Now Melkor knew all that was done; for even then he had secret friends
among the Maiar, whom he had converted to his cause, whether in the first
playing of the Ainulindale or afterwards in Ea. Of these the chief,
as afterwards became known, was Sauron, a great craftsman of the household of
Aule. Thus far off in the dark places of Ea, to which he had retreated,
Melkor was filled with new hatred, being jealous of the work of his peers,
whom he desired to make subject to himself. Therefore he had gathered
to himself spirits out of the voids of Ea who served him, until he deemed
that he was strong; and seeing now his time he drew near to Arda again; and
he looked down upon it, and the beauty of the Earth in its Spring filled him
with wonder, but because it was not his, he resolved to destroy it.
c. MR (HME 10)/2. The Annals of Aman.
/AAm/. For one thousand years of the Trees the Valar dwelt in bliss in Valinor beyond the Mountains of Aman, and all Middle-earth lay in a twilight under the stars. Thither the Valar seldom
came, save only Yavanna and Orome; and Yavanna often would walk there in the
shadows, grieving because all the growth and promise of the Spring of Arda
was checked. And she set a sleep upon many fair things that had arisen in the
Spring, both tree and herb and beast and bird, so that they should not
age but should wait for a time of awakening that yet should he. But Melkor
dwelt in Utumno, and he slept not, but watched, and laboured; and the evil
things that he had perverted walked abroad, and the dark and slumbering woods
were haunted by monsters and shapes of dread. And in Utumno he wrought the
race of demons whom the Elves after named the Balrogs. But these came not yet
from the gates of Utumno, because of the watchfulness of Orome. /Comm. to
§30/. In AAm there is now recounted the laying by Yavanna of a sleep on living
things that had awoken in the Spring of Arda, of which there is no trace in
QS (or in the later rewritings). The making of the Balrogs is then mentioned;
and while in AAm (§17) the account of Melkor's 'host', spirits 'out of the
voids of Ea' and 'secret friends and spies among the Maiar', is fuller than
in the other tradition at any stage, the Balrogs are still firmly stated to
be demons of his own making, and moreover to have been made in Utumno at this
time. On the conception of Balrogs in AAm see further under §§42-5 / Fr.161/,
50 in this commentary, and especially p. 79, §30 / Fr.160 suppl.d/.
d. MR (HME 10)/2. The Annals of Aman. Version II /AAm*/. But Melkor dwelt in
Utumno, and he did not sleep, but watched and laboured; and whatsoever
good Yavanna worked in the lands he undid if he could, and the evil things
that he had perverted walked far abroad, and the dark and slumbering woods
were haunted by monsters and shapes of dread. And in Utumno he multiplied the
race of the evil spirits that followed him, the Umaiar, of whom the
chief were those demons whom the Elves afterwards named the Balrogath. But
they did not yet come forth from the gates of Utumno because of their fear of
Orome. The latter part of this passage is of much interest as showing a
marked development from the idea that Melkor 'made' the Balrogs at this time
(see p. 78 / Fr.160 suppl.c, Comm./). They now become 'evil spirits (Umaiar)
that followed him' - but he could 'multiply' them. The term Umaiar, not
met before, stands to Maiar as Uvanimor to Vanimor (see /HME/ IV.293,
footnote). ... and there would go a-hunting under the stars. He had great
love of horses and of hounds, but all beasts were in his thought, and he
hunted only the monsters and fell creatures of Melkor. If he descried them
afar or his great hounds got wind of them, then his white horse, Nahar, shone
like silver as it ran through the shadows, and the sleeping earth trembled at
the beat of his golden hooves. And at the mort Orome would blow his great
horn, until the mountains shook... mort: the horn-call blown at the kill. ...
and trusting ever to his slaves to do his evil work. [his slaves and
creatures, AAm].
Fr.161.
MR (HME 10)/2. The Annals of Aman /AAm /
Year 1085 And when the Elves had dwelt in the world five and thirty
Years of the Valar (which is like unto three hundred and thirty-five
of our years) it chanced that Orome rode to Endon in his hunting, and
he turned north by the shores of Helkar and passed under the shadows
of the Orokarni, the Mountains of the East. And on a sudden Nahar set
up a great neighing and then stood still. And Orome wondered and sat
silent, and it seemed to him that in the quiet of the land under the
stars he heard afar off many voices singing.
Thus it was that the Valar found at last, as it were by chance,
those whom they had so long awaited /i.e., the Elves/. And when Orome looked
upon them he was filled with wonder, as though they were things unforeseen
and unimagined; and he loved the Quendi, and named them Eldar, the people of
the stars. The original manuscript page was interpolated at this point, a
passage being written in the-margin as follows: Yet by after-knowledge
the masters of lore say sadly that Orome was not, mayhap, the first of
the Great Ones to look upon the Elves. for Melkor was on the watch, and his
spies were many. And it is thought that lurking near his servants had led
astray some of the Quendi that ventured afield, and they took them as
captives to Utumno, and there enslaved them. Of these slaves it is held came
the Orkor that were afterward chief foes of the Eldar. And Melkor's lies were
soon abroad, so that whispers were heard among the Quendi, warning them that
if any of their kindred passed away into the shadows and were seen no more,
they must beware of a fell huntsman on a great horse, for he it was that
carried them off to devour them. Hence it was that at the approach of Orome many
of the Quendi fled and hid themselves. The original text then continues,
with a new date 1086, 'Swiftly Orome rode back to Valinor and brought tidings
to the Valar' (see §46 below). But the interpolated passage just given
was subsequently replaced on a new page by the following long and important
passage §§43 - 5 (found in the typescript as typed): Yet many of the
Quendi were adread at his coming. This was the doing of Melkor. For
by after-knowledge the masters of lore say that Melkor, ever watchful, was
first aware of the awakening of the Quendi, and sent shadows and evil spirits
to watch and waylay them. So it came to pass, some years ere the coming of
Orome, that if any of the Elves strayed far abroad, alone or few together,
they would often vanish and never return; and the Quendi said that the Hunter
had caught them, and they were afraid. Even so, in the most ancient songs of
our people, of which some echoes are remembered still in the West, we hear of
the shadow-shapes that walked in the hills about Kuivienen, or would pass
suddenly over the stars; and of the dark Rider upon his wild horse
that pursued those that wandered to take them and devour them. Now Melkor
greatly hated and feared the riding of Orome, and either verily he sent his
dark servants as riders, or he set lying whispers abroad, for the purpose
that the Quendi should shun Orome, if ever haply they met. Thus it was that
when Nahar neighed and Orome indeed came among them, some of the Quendi
hid themselves, and some fled and were lost. But those that had the courage
to stay perceived swiftly that the Great Rider was noble and fair and no
shape out of Darkness; for the Light of Aman was in his face, and all the
noblest of the Quendi were drawn towards it. But of those hapless who were
ensnared by Melkor little is known of a certainty. For who of the living hath
descended into the pits of Utumno, or hath explored the darkness of the counsels
of Melkor? Yet this is held true by the wise of Eressea: that all those of
the Quendi that came into the hands of Melkor, ere Utumno was broken, were
put there in prison, and by slow arts of cruelty and wickedness were
corrupted and enslaved. Thus did Melkor breed the hideous race of the Orkor
in envy and mockery of the Eldar, of whom they were afterwards the bitterest
foes. For the Orkor had life and multiplied after the manner of the Children
of Iluvatar; and naught that had life of its own, nor the semblance thereof,
could ever Melkor make since his rebellion in the Ainulindale before the
Beginning: so say the wise. And deep in their dark hearts the Orkor loathed the
Master whom they served in fear, the maker only of their misery. This maybe
was the vilest deed of Melkor and the most hateful to Eru. /Comm./ (§42 -
5 The origin of the Orcs. The first appearance of the idea that their origin
was connected with the Elves is in QS §18 / Fr.102/, and later in QS (§62) /
Fr.103a/ it is said that when Morgoth returned to Middle-earth after the
destruction of the Trees he brought into being the race of the Orcs, and they
grew and multiplied in the bowels of the earth. These Orcs Morgoth made in
envy and mockery of the Elves, and they were made of stone, but their hearts of
hatred. (For my father's changing views concerning the time of the origin of
the Orcs in the chronology of the Elder Days see /HME/ IV.314, /HME/ V.238.
/Frr.92, 103a/) In the interpolation into the manuscript of AAm and its
subsequent rewriting and extension (pp. 72 - 4 /see this Fr., above, §42/)
there appears, together with the story of the Rider who was rumoured to carry
off the Quendi if they strayed, the theory that Melkor bred the Orcs (here
called Orkor) 'in envy and mockery of the Eldar' from Quendi enslaved in the
east of Middle-earth before ever Orome came upon them. It is explicit (§45)
that Melkor could make nothing that had life of its own since his rebellion;
but this is in sharp contradiction to §30 / Fr.160 suppl.c/, where it is said
that 'in Utumno he wrought the race of demons whom the Elves after named the
Balrogs'. I do not think that the interpolation in which the former of these
statements appears was made after any very long interval: my father's views
on this subject seem to have been changing swiftly, and a different account
of the origin of the Balrogs is found in the soon abandoned type- script which I
have called AAm* (see p. 79, §30 / Fr.160 suppl.d/). The retention of the
statement in §30, despite its contradiction to that in §45, was no doubt due
to oversight, and both appear in the main typescript of AAm. - See further on
the question of the origin of the Orcs p. 123, §127 / Fr.162 b/, and pp. 408
ff. / Fr.168/ § 43 Against the middle portion of this paragraph is a note in
the margin: 'Alter this. Orcs are not Elvish.' See pp. 408 ff. /
Fr.168/.
Fr.162a-c.
MR (HME 10)/2. The Annals of Aman /AAm/
a. [§ 127]
/After the Trees' destruction and the fight with Ungoloint/. Then
Morgoth being freed gathered again all his servants that he could find, and
he delved anew his vast vaults and his dungeons in that place which the
Noldor after called Angband, and above them he reared the reeking towers
of Thangorodrim. There countless became the hosts of his beasts and his
demons; and thence there now came forth in hosts beyond count the fell race
of the Orkor, that had grown and multiplied in the bowels of the earth like a
plague. These creatures Morgoth bred in envy and mockery of the Eldar. In
form (5) they were like unto the Children of Iluvatar, yet foul to look upon;
for they were bred (6) in hatred, and with hatred they were filled; and he
loathed the things that he had wrought, and with loathing they served him.
Their voices were as the clashing of stones, and they laughed not save only
at torment and cruel deeds. The Glamhoth, host of tumult, the Noldor called
them. (Orcs we may name them; for in days of old they were strong and fell as
demons. Yet they were not of demon kind, but children (7) of earth corrupted
by Morgoth, and they could be slain or destroyed by the valiant with weapons
of war. [But indeed a darker tale some yet tell in Eressea, saying that the
Orcs were verily in their beginning of the Quendi themselves, a kindred of the
Avari unhappy whom Morgoth cozened, and then made captive, and so enslaved
them, and so brought them utterly to ruin. *For, saith Pengolod, Melkor could
never since the Ainulindale' make of his own aught that had life or the
semblance of life, and still less might he do so after his treachery in Valinor
and the fullness of his own corruption.](8) Quoth AElfwine.) *[footnote
to the text] In the Annals of Beleriand it is said that this he did in the Dark
ere ever the Quendi were found by Orome.
Note 5. This passage was emended from the original text, which read thus: 'There countless became the hosts of his beasts and his demons; and he brought now into being the fell race of the
Orkor, and they grew and multiplied in the bowels of the earth like a plague.
These creatures Morgoth made in envy and mockery of the Eldar. Therefore in
form...
Note 6. 'bred' is an emendation of 'made'.
Note 7. 'children' is an emendation of 'a spawn'.
Note 8. This passage, from 'But indeed a darker
tale...' and including the footnote, was struck out at a later time than the
changes given in notes 5 - 7 and perhaps in revision of the text before the
making of the typescript, in which it does not appear. The whole addition by
AElfwine is enclosed within brackets as originally written.
b. /Comm./ to
§127 The origin of the Orcs. In QS (§62 / Fr.103a/) the idea had already arisen
that the Orcs originated in mockery of the Elves, but not yet that the Orcs
were in any other way associated with them: they were a 'creation' of
Morgoth's own, 'made of stone', and he brought them into being when he
returned to Middle-earth. As AAm was first written (see notes 5 - 7 above
/ Fr.162a, Notes 5-7/) this view still held; the word 'made' was still used -
though not the words 'made of stone'. But in AElfwine's note that follows
(and which was written continuously with what precedes) they are called 'a
spawn of earth corrupted by Morgoth'; and the 'darker tale' told in Eressea -
that the Orcs were in their beginning enslaved and corrupted Elves (Avari) - is
certainly the first appearance of this idea, contradicting what precedes, or
perhaps rather at this stage presenting an alternative theory. It is ascribed
to Pengolod; and Pengolod argues to AElfwine that Melkor could actually make
nothing that had life, but could only corrupt what was already living. The
implication of this second theory would probably, though not necessarily, be
that the Orcs came into being much earlier, before the Captivity of Melkor;
and that this implication is present is suggested by the footnote reference
to the Annals of Beleriand - meaning the last version of these Annals, the
Grey Annals, companion to the Annals of Aman: 'it is said that this he did in
the Dark ere ever the Quendi were found by Orome.' At this point my
father went back to an earlier part of AAm (p. 72, §42 / Fr.161/)
and interpolated the passage 'Yet by after- knowledge ...', where the idea of
the capture of wandering Quendi in their earliest days is filled out, though
it remains only a supposition of the 'masters of lore'. Perhaps at the same
time he emended the present passage, changing 'he brought now into being' to
'thence there now came forth in hosts beyond count', 'made' to 'bred', and 'a
spawn of earth' to 'children of earth'. He then (as I conjecture) developed
the interpolation at the earlier point much more fully (§§43 - 5 / Fr.161/),
where the idea becomes less a supposition than a certainty of history: the
powerlessness of Melkor to make living things is a known fact ('so say the
wise'). Finally, at a later time (see note 8), he cut out the whole passage at
the end of §127 beginning 'But indeed a darker tale some yet tell in Eressea
...' - either because he only then observed that it had been superseded by
§§43 - 5 and was in any case not in the appropriate place, or because he
rejected this theory of the origin of the Orcs. See further p. 127, §127 /
Fr.162 c/.
Fr. 162
The word for in 'Orcs we may name them; for in
days of old they were strong and fell as demons. Yet they were not of demon
kind' (an observation of AElfwine's) suggests that Orcs is Old English (cf.
orc-neas in Beowulf line 112), conveniently similar to the Elvish word. This
would explain why AElfwine said, in effect, 'We may call them Orcs, because
they were strong and fell as demons, even though they were not in fact
demons.' In a letter of my father's written on 25 April 1954 (Letters no.144)
he said that the word Orc 'is as far as I am concerned actually derived from Old
English orc "demon", but only because of its phonetic suitability' (and also:
'Orcs... are nowhere clearly stated to be of any particular origin. But since
they are servants of the Dark Power, and later of Sauron, neither of whom
could, or would, produce living things, they must be "corruptions"').
c. /Later Comm./ Among the notes and corrections written by my father on the
typescript in this section of AAm, not all of which need be recorded, there
are several indicating proposed extensions of the narrative. /.../ §127
Against the opening of this paragraph my father wrote: 'The making of this
fortress as a guard against a landing from the West should come earlier. See
p. 156, §12. In the typescript the passage concerning the Orcs ran as it
stands in the text printed from the manuscript on p. 109 only as far as 'they
could be slain or destroyed by the valiant with weapons of war'; the remainder
of the paragraph had been struck out in the manuscript (note 8, p. 121 /
Fr.162a. Note 8/), apart from the words 'Quoth AElfwine' at the end (which
the typist did not notice and omitted, ending the paragraph at 'weapons of
war' without closing the brackets). Against the first part of the passage my
father wrote an X on the typescript and a brief illegible direction of which the
first word might be 'cut', with a reference to the passage on the subject in
§45. It is not clear what precisely was to be cut (if I read the word
correctly), but seeing that he noted on the typescript against the earlier
passage (p. 80, §43 / Fr.161/): 'Alter this. Orcs are not Elvish', it
seems likely that the same objection applied here (see further pp. 408 ff. /
Fr.168/). - He rectified the typist's error in omitting the words 'Quoth
AElfwine' by cutting out the words '(Orcs we may name them; for', so that the
text reads: 'The Glamhoth, host of tumult, the Noldor called them. In days of
old they were strong and fell as demons ...' This was perhaps done without
consulting the manuscript.
Fr.163.
MR (HME 10)/3:1:3. The Later Quenta Silmarillion. /LQ
1+ LQ 2 /. The First Phase. Of the Coming of the Elves.
In all this time, since Melkor overthrew the Lamps, the Middle-earth east of the
Mountains was without light. While the Lamps had shone, growth began there
which now was checked, because all was again dark. But already the oldest
living things had arisen: in the sea the great weeds, and on the earth the
shadow of great trees; and in the valleys of the night-clad hills there were
dark creatures old and strong. In those lands and forests Orome would often
hunt; and there too at times Yavanna came, singing sorrowfully; for she was
grieved at the darkness of Middle-earth and ill content that it was
forsaken. But the other Valar came seldom thither; and in the North Melkor
built his strength, and gathered his demons about him. These were the first
made of his creatures: their hearts were of fire, but they were cloaked in
darkness, and terror went before them; they had whips of flame. Balrogs
they were named by the Noldor in later days. And in that dark time Melkor
made many other monsters of divers shapes and kinds that long troubled the
world; yet the Orcs were not made until he had looked upon the Elves, and
he made them in mockery of the Children of Iluvatar. His realm spread now
ever southward over the Middle-earth.
/Comm./ § 18 In AAm § 30 (p. 70 /
Fr.160 suppl.c/) it is said that Melkor 'wrought' the Balrogs in Utumno
during the long darkness after the fall of the Lamps; but in an interpolation to
AAm there enters the view that Melkor, after his rebellion, could make
nothing that had life of its own (§45, see pp. 74, 78 / Fr.161/), and in
AAm*, the second version of the opening of AAm (p. 79, §30 / Fr.160
suppl.d/), the Balrogs become the chief of 'the evil spirits that followed him,
the Umaiar', whom at that time he multiplied. The statement in QS §18 /
Fr.102/ that the Balrogs were 'the first made of his creatures' survived
through all the texts of the later revision of the Quenta, but in the
margin of one of the copies of LQ 2 my father wrote: 'See Valaquenta for true
account.' This is a reference to the passage which appears in the published
Silmarillion on p. 31: For of the Maiar many were drawn to his splendour in
the days of his greatness, and remained in that allegiance down into his
darkness; and others he corrupted afterwards to his service with lies and
treacherous gifts. Dreadful among these spirits were the Valaraukar, the
scourges of fire that in Middle-earth were called the Balrogs, demons of
terror. The actual text of LQ 2 my father emended at this time very hastily
to read: These were the (ealar) spirits who first adhered to him in the
days of his splendour, and became most like him in his corruption: their hearts
were of fire, but they were cloaked in darkness, and terror went before
them; they had whips of flame. Balrogs they were named by the Noldor in
later days. And in that dark time Melkor bred many other monsters of divers
shapes and kinds that long troubled the world; and his realm spread now ever
southward over the Middle-earth. But the Orks, mockeries and perversions of
the Children of Eru, did not appear until after the Awakening of the Elves.
There is a footnote to the word ealar in this passage: 'spirit' (not
incarnate, which was fea, S fae). eala 'being'. On the origin of the Orcs
in AAm (and especially with respect to the word 'perversions' in the
passage just given) see pp. 78 / Fr.161/, 123 - 4 / Fr.162b/. Orks was my father's late spelling.
Fr.164.
MR (HME 10)/3:1:7. The Later Quenta Silmarillion. /LQ 1+ LQ 2 /. The First Phase. Of the Flight of
Noldoli. /Comm./
The textual history of this chapter is relatively
simple (for the late rewriting just referred to, which extends some little
way into it, see pp. 292 ff.). The original chapter in QS (V.232 - 8 /see
Fr.103a/, where it is numbered 5) was corrected, not very extensively, at
the time of the 1951 revision, and as corrected was typed in the amanuensis
text LQ 1. This received no corrections at all, but on the later amanuensis
typescript LQ 2 my father made a few changes, mostly the regular alteration
of names. In this case I do not give the revised text, but record individually
the significant changes made to QS. /.../
§62 /see Fr.103a/. The
passage concerning the Orcs, from 'he brought into being the race of the
Orcs' to the end of the paragraph, was rewritten as follows: he
brought into being the race of the Orkor,* and they grew and multiplied in the
bowels of the earth. These creatures Morgoth made in envy and mockery of
the Elves. Therefore in form they were like unto the Children of Iluvatar,
yet foul to look upon; for they were made in hatred, and with hatred they
were filled. Their voices were as the clashing of stones, and they laughed not,
save only at torment and cruel deeds. Clamhoth, the hosts of tumult, the
Noldor called them. *[footnote to the text) In Gnomish speech this name is
orch of one, yrch of many. Orcs we may name them, for in the ancient days
they were strong and fell as demons; yet they were of other kind, a spawn
of earth corrupted by the power of Morgoth, and they could be slain or destroyed
by the valiant: quoth AElfwine. This is closely related to AAm §127,
as that was first written (see pp.120-1, notes 5-7 / Fr.162a, Notes 5-7/,
and commentary p. 123 / Fr.162b/), and contains the same conjunction of two
apparently different theories, that the Orcs were 'made' by Morgoth and
that they were 'a spawn of earth' corrupted by him. My father then altered
the passage by cutting out AElfwine's footnote to the word Orkor but adding
a closely similar passage in the body of the text, thus: Glamhoth, the
hosts of tumult, the Noldor called them. Orcs we may name them,* for in ancient
days they were strong and fell as demons. Yet they were not of demon-kind,
but a spawn of earth corrupted by Morgoth, and they could be slain or
destroyed by the valiant with weapons of war. *[footnote to the text]
Quoth AElfwine. This rearrangement is puzzling, for AElfwine's contribution
can hardly be limited to the words 'Orcs we may name them' (see p. 124 /
Fr.162b/); but perhaps by placing the asterisk at this point my father
meant to indicate that all that follows it was added by AElfwine. On the LQ
typescript he changed it again, putting the whole passage from 'Orcs we may
name them' into a footnote. On the QS manuscript he scribbled later,
against the first part of the passage, concerning the making of the Orcs:
'Alter this. See Annals.' This refers to the change introduced into AAm whereby
the Orcs had been bred from captured Quendi many ages before: see the
commentary on AAm §127 (p. 123) / Fr.162b/.
Fr.165.
MR (HME 10)/3:2. The Later Quenta Silmarillion. /LQ 1+ LQ 2 /. The Second Phase.
Laws and Customs among the Eldar.
At the end of the manuscript of
Laws and Customs among the Eldar are several pages of roughly written
'Notes', and I append here a portion of this material. questions were
also asked concerning the fate and death of Men. All [?read Also] concerning
other 'speaking', and therefore 'reasonable', kinds: Ents, Dwarves, Trolls,
Orcs - and the speaking of beasts such as Huan, or the Great Eagles.
Fr.166.
MR (HME 10)/5:6. Myths Transformed. Melkor Morgoth.
/Autocomm./
VI
This text, entitled Melkor with Morgoth written
beneath, is from the same collection as is text III (found in a newspaper
dated April 1959), and was written on four slips made from further copies
of the same Merton College documents dated June 1955 as is the draft A of
the Athrabeth (pp. 350-2). The slip on which text III is written carries
also preliminary drafting for the present essay on Melkor. It is
notable that text VI begins with a reference to 'Finrod and Andreth', which was
therefore in existence, at least in some form. Melkor Morgoth
Melkor must be made far more powerful in original nature (cf. 'Finrod and
Andreth'). The greatest power under Eru (sc. the greatest created power)
(1). (He was to make/ devise / begin; Manwe (a little less great) was to
improve, carry out, complete.) Later, he must not be able to be controlled
or 'chained' by all the Valar combined. Note that in the early age of Arda
he was alone able to drive the Valar out of Middle-earth into retreat. The
war against Utumno was only undertaken by the Valar with reluctance, and without
hope of real victory, but rather as a covering action or diversion, to
enable them to get the Quendi out of his sphere of influence. But Melkor
had already pro-gressed some way towards becoming 'the Morgoth, a tyrant
(or central tyranny and will), + his agents'. (2) Only the total contained the
old power of the complete Melkor; so that if 'the Morgoth' could be reached
or temporarily separated from his agents he was much more nearly
controllable and on a power-level with the Valar. The Valar find that they
can deal with his agents (sc. armies, Balrogs, etc.) piecemeal. So that they
come at last to Utumno itself and find that 'the Morgoth' has no longer for
the moment sufficient 'force' (in any sense) to shield himself from direct
personal contact. Manwe at last faces Melkor again, as he has not done
since he entered Arda. Both are amazed: Manwe to perceive the decrease in Melkor
as a person, Melkor to perceive this also from his own point of view: he
has now less personal force than Manwe, and can no longer daunt him with
his gaze. Either Manwe must tell him so or he must himself suddenly realize
(or both) that this has happened: he is 'dispersed'. But the lust to have
creatures under him, dominated, has become habitual and necessary to
Melkor, so that even if the process was reversible (possibly was by
absolute and unfeigned self-abasement and repentance only) he cannot bring
himself to do it.* As with all other characters there must be a trembling
moment when it is in the balance: he nearly repents - and does not, and
becomes much wickeder, and more foolish. Possibly (and he thinks it
possible) he could now at that moment be humiliated against his own will
and 'chained' - if and before his dispersed forces reassemble. So - as soon as
he has mentally rejected repentance - he (just like Sauron after-wards on
this model) makes a mockery of self-abasement and repentance. From which
actually he gets a kind of perverted pleasure as in desecrating something
holy - [for the mere contemplating of the possibility of genuine repentance,
if that did not come specially then as a direct grace from Eru, was at
least one last flicker of his true primeval nature.] (3). He feigns remorse
and repentance. He actually kneels before Manwe and surrenders - in the
first instance to avoid being chained by the Chain Angainor, which once
upon him he fears would not ever be able to be shaken off. But also
suddenly he has the idea of penetrating the vaunted fastness of Valinor,
and ruining it. So he offers to become 'the least of the Valar' and servant
of them each and all, to help (in advice and skill) in repairing all the
evils and hurts he has done. It is this offer which seduces or deludes
Manwe - Manwe must be shown to have his own inherent fault (though not
sin):** he has become engrossed (partly out of sheer fear of Melkor, partly
out of desire to control him) in amendment, healing, re-ordering - even
'keeping the status quo' - to the loss of all creative power and even to
weakness in dealing with difficult and perilous situations. Against the
advice of some of the Valar (such as Tulkas) he grants Melkor's prayer.
Melkor is taken back to Valinor going last (save for Tulkas*** who follows
bearing Angainor and clinking it to remind Melkor). But at the council
Melkor is not given immediate freedom. The Valar in assembly will not tolerate
this. Melkor is remitted to Mandos (to stay there in 'reclusion' and
meditate, and complete his repentance - and also his plans for redress).(4)
Then he begins to doubt the wisdom of his own policy, and would have
rejected it all and burst out into flaming rebellion - but he is now
absolutely isolated from his agents and in enemy territory. He cannot.
Therefore he swallows the bitter pill (but it greatly increases his hate, and he
ever afterward accused Manwe of being faithless).
The rest of the
story, with Melkor's release, and permission to attend the Council sitting at
the feet of Manwe (after the pattern of evil counsellors in later tales,
which it could be said derive from this primeval model?), can then proceed
more or less as already told.
In this short essay it is seen that in his
reflections on the nature of Melkor, the vastness of his primeval power and
its 'dispersion', my father had been led to propose certain important
alterations in the narrative of the legends as told in the Quenta
Silmarillion (pp. 161, 186) and in the Annals of Aman (pp. 75, 80, 93). In
the narrative as it stood, and as it remained, (5) there was no suggestion
that Melkor feigned repentance when (no longer able to 'daunt him with his
gaze') he faced Manwe in Utumno - already harbouring 'the idea of
penetrating the vaunted fastness of Valinor, and ruining it'. On the
contrary, 'Tulkas stood forth as the champion of the Valar and wrestled
with him and cast him upon his face, and bound him with the chain Angainor' (6)
(an ancient element, going back to the richly pictorial and 'primitive'
account in the story of 'The Chaining of Melko' in The Book of Lost Tales,
I.100-4). Moreover, in the present text it was now, defeated at Utumno,
that Melkor offered to become 'the least of the Valar', and to aid them in the
redress of all the evils that he had brought to pass, whereas in the
narratives he did this when he came before the Valar after he had endured
the ages of his incarcera-tion in Mandos and sued for pardon. Of Manwe it
was said, when Melkor was allowed to go freely about Valinor, that he believed
that his evil was cured: 'for he himself was free from the evil and could
not comprehend it'. No such flaw or 'inherent fault' in Manwe as is
described in this essay was suggested; (7) although it was told that Ulmo,
and Tulkas, doubted the wisdom of such clemency (and this too is an element
that goes back to The Book of Lost Tales: 'Such was the doom of Manwe ...
albeit Tulkas and Palurien thought it merciful to peril' (I.105)).
*[footnote to the text] One of the reasons for his self-weakening is that
he has given to his 'creatures', Orcs, Balrogs, etc. power of recuperation
and multiplication. So that they will gather again without further specific
orders. Part of his native creative power has gone out into making an
independent evil growth out of his control.
** [footnote to the text] Every
finite creature must have some weakness: that is some inadequacy to deal
with some situations. It is not sinful when not willed, and when the creature
does his best (even if it is not what should be done) as he sees it - with
the conscious intent of serving Eru.
***[footnote to the text] Tulkas
represents the good side of 'violence' in the war against evil. This is an
absence of all compromise which will even face apparent evils (such as war)
rather than parley; and does not (in any kind of pride) think that any one
less than Eru can redress this, or rewrite the tale of Arda.
Note 1.
Cf. Finrod's words in the Athrabeth (p. 322): 'there is no power conceivable
greater than Melkor save Eru only'.
Note 2. The earliest reference to
the idea of the 'dispersion' of Melkor's original power is found in the
Annals of Aman §179 (p. 133): For as he grew in malice, and sent forth from
himself the evil that he conceived in lies and creatures or wickedness, his
power passed into them and was dispersed, and he himself became ever more
earth-bound, unwilling to issue from his dark strongholds. Cf. also Annals
§128 (p. 110). - The expression 'the Morgoth' is used several times by
Finrod in the Athrabeth.
Note 3. The square brackets were put in after
the writing of the passage.
Note 4. 'his plans for redress': i.e. redress
of the evils he has brought about.
Note 5. The second passage in QS, in
which the pardon of Melkor is recounted (p. 186, §48)was changed in the final
rewriting of Chapter 6: see p. 273, §48. But though :he changed text
introduced the ideas that any complete reversal of the evils brought about
by Melkor was impossible, and that be was 'in his beginning the greatest of
the Powers', the narrative was not altered in respect of changes envisaged
in this essay (see note 7).
Note 6. Alteration to the old story of the
encounter at Utumno might have entered if QS Chapter 3 (in which this is
recounted) had formed a part of the late rewriting that transformed the old
Chapter 6; but see note 7.
Note 7. In the final rewriting of QS
Chapter 6 (p. 273, §48) this remained the case (note 5);
and the original story was also retained that it was in Valinor after his
imprisonment, not at Utumno, that Melkor made his promises of service and
reparation. This might suggest that the present essay was written after the
new work on QS (almost certainly dating from the end of the 1950s, p. 300),
supporting the idea that the date of the documents on which the essay was
written (1955) is misleading (see p. 385).
Fr.167.
MR (HME 10)/5:7. Myths Transformed. Notes on motives in the Silmarillion. /Autocomm./
VII
This essay is found in two forms. The earlier ('A') is a
fairly brief text of four pages in manuscript, titled 'Some notes on the
"philosophy" of the Silmarillion' it is rapidly expressed and does not have
a clear ending. The second ('B') is a greatly expanded version of twelve pages,
also in manuscript, of far more careful expression and beginning in fine
script, but breaking off unfinished, indeed in the middle of a sentence.
This is titled 'Notes on motives in the Silmarillion'. The relation
between the two forms is such that for most of its length there is no need to
give any of the text of A, for all of its content is found embedded in B.
From the point (p. 401) where the Valar are condemned for the raising of
the Pelori, however, the texts diverge. In B my father introduced a long
palliation of the conduct of the Valar, and the essay breaks off before the
matter of the concluding section of A was reached (see note 6); this is
therefore given at the end of B.
The text of B was subsequently divided and lettered as three distinct sections, here numbered (i), (ii), and (iii).
Notes on motives in the Silmarillion
(i) Sauron was 'greater', effectively, in the Second Age than Morgoth at the end of the First.
Why?
Because, though he was far smaller by natural stature, he had not yet
fallen so low. Eventually he also squandered his power (of being) in the
endeavour to gain control of others. But he was not obliged to expend so
much of himself. To gain domination over Arda, Morgoth had let most of his
being pass into the physical constituents of the Earth - hence all things
that were born on Earth and lived on and by it, beasts or plants or
incarnate spirits, were liable to be 'stained'. Morgoth at the time of the
War of the Jewels had become permanently 'incarnate': for this reason he was
afraid, and waged the war almost entirely by means of devices, or of
subordinates and dominated creatures.
Sauron, however, inherited the 'corruption' of Arda, and only spent his (much more limited) power on the Rings; for it was the creatures of earth, in their minds and wills, that he
desired to dominate. In this way Sauron was also wiser than Melkor-Morgoth.
Sauron was not a beginner of discord; and he probably knew more of the
'Music' than did Melkor, whose mind had always been filled with his own
plans and devices, and gave little attention to other things. The time of
Melkor's greatest power, therefore, was in the physical beginnings of the
World; a vast demiurgic lust for power and the achievement of his own will
and designs, on a great scale. And later after things had become more
stable, Melkor was more interested in and capable of dealing with a volcanic
eruption, for example, than with (say) a tree. It is indeed probable that
he was simply unaware of the minor or more delicate productions of Yavanna:
such as small flowers. *
Thus, as 'Morgoth', when Melkor was confronted by
the existence of other inhabitants of Arda, with other wills and
intelligences, he was enraged by the mere fact of their existence, and his only
notion of dealing with them was by physical force, or the fear of it. His
sole ultimate object was their destruction. Elves, and still more Men, he
despised because of their 'weakness': that is their lack of physical force,
or power over 'matter'; but he was also afraid of them. He was aware, at
any rate originally when still capable of rational thought, that he could not
'annihilate'** them: that is, destroy their being; but their physical
life', and incarnate form became increasingly to his mind the only thing
that was worth considering. *** Or he became so far advanced in Lying that
he lied even to himself, and pretended that he could destroy them and rid
Arda of them altogether. Hence his endeavour always to break wills and
subordinate them to or absorb them into his own will and being, before
destroying their bodies. This was sheer nihilism, and negation its one
ultimate object: Morgoth would no doubt, if he had been victorious, have
ultimately destroyed even his own 'creatures', such as the Orcs, when they
had served his sole purpose in using them: the destruction of Elves and
Men. Melkor's final impotence and despair lay in this: that whereas the
Valar (and in their degree Elves and Men) could still love 'Arda Marred',
that is Arda with a Melkor-ingredient, and could still heal this or that
hurt, or produce from its very marring, from its state as it was, things
beautiful and lovely, Melkor could do nothing with Arda, which was not from
his own mind and was interwoven with the work and thoughts of others: even
left alone he could only have gone raging on till all was levelled again
into a formless chaos. And yet even so he would have been defeated, because
it would still have 'existed' independent of his own mind, and a world in
potential. Sauron had never reached this stage of nihilistic madness. He
did not object to the existence of the world, so long as he could do what
he liked with it. He still had the relics of positive purposes, that
descended from the good of the nature in which he began: it had been his virtue
(and therefore also the cause of his fall, and of his relapse) that he
loved order and co-ordination, and disliked all confusion and wasteful
friction.(It was the apparent will and power of Melkor to effect his
designs quickly and masterfully that had first attracted Sauron to him.) Sauron
had, in fact, been very like Saruman, and so still understood him quickly
and could guess what he would be likely to think and do, even without the
aid of palantiri or of spies; whereas Gandalf eluded and puzzled him. But
like all minds of this cast, Sauron's love (originally) or (later) mere
understanding of other individual intelligences was correspondingly weaker;
and though the only real good in, or rational motive for, all this ordering
and planning and organization was the good of all inhabitants of Arda (even
admitting Sauron's right to be their supreme lord), his 'plans', the idea
coming from his own isolated mind, became the sole object of his will, and an
end, the End, in itself. ****
Morgoth had no 'plan': unless
destruction and reduction to nil of a world in which he had only a share
can be called a 'plan'. But this is, of course, a simplification of the
situation. Sauron had not served Morgoth, even in his last stages, without
becoming infected by his lust for destruction, and his hatred of God (which
must end in nihilism). Sauron could not, of course, be a 'sincere' atheist.
Though one of the minor spirits created before the world, he knew Eru, according
to his measure. He probably deluded himself with the notion that the Valar
(including Melkor) having failed, Eru had simply abandoned Eä, or at any
rate Arda, and would not concern himself with it any more. It would appear
that he interpreted the 'change of the world' at the Downfall of Numenor,
when Aman was removed from the physical world, in this sense: Valar (and
Elves) were removed from effective control, and Men under God's curse and
wrath. If he thought about the Istari, especially Saruman and Gandalf, he
imagined them as emissaries from the Valar, seeking to establish their lost
power again and 'colonize' Middle-earth, as a mere effort of defeated
imperialists (without knowledge or sanction of Eru). His cynicism, which
(sincerely) regarded the motives of Manwe as precisely the same as his own,
seemed fully justified in Saruman. Gandalf he did not understand. But
certainly he had already become evil, and therefore stupid, enough to imagine
that his different behaviour was due simply to weaker intelligence and lack
of firm masterful purpose. He was only a rather cleverer Radagast -
cleverer, because it is more profitable (more productive of power) to
become absorbed in the study of people than of animals.
Sauron was not a
'sincere' atheist, but he preached atheism, because it weakened resistance to
himself (and he had ceased to fear God's action in Arda). As was seen in
the case of Ar-Pharazôn. But there was seen the effect of Melkor upon
Sauron: he spoke of Melkor in Melkor's own terms: as a god, or even as God.
This may have been the residue of a state which was in a sense a shadow of
good: the ability once in Sauron at least to admire or admit the
superiority of a being other than himself. Melkor, and still more Sauron
himself afterwards, both profited by this darkened shadow of good and the
services of 'worshippers'. But it may be doubted whether even such a shadow of
good was still sincerely operative in Sauron by that time. His cunning
motive is probably best expressed thus. To wean one of the God-fearing from
their allegiance it is best to propound another unseen object of allegiance
and another hope of benefits; propound to him a Lord who will sanction what he
desires and not forbid it. Sauron, apparently a defeated rival for
world-power, now a mere hostage, can hardly propound himself; but as the
former servant and disciple of Melkor, the worship of Melkor will raise him
from hostage to high priest. But though Sauron's whole true motive was the
destruction of the Numenoreans, this was a particular matter of revenge
upon Ar-Pharazon, for humiliation. Sauron (unlike Morgoth) would have been
content for the Númenóreans to exist, as his own subjects, and indeed he
used a great many of them that he corrupted to his allegiance.
* [footnote to the text] If such things were forced upon his attention, he was
angry and hated them, as coming from other minds than his own.
** [bracketed note inserted into the text] Melkor could not, of course,
'annihilate' anything of matter, he could only ruin or destroy or corrupt
the forms given to matter by other minds in their subcreative activities.
*** [footnote without indication of reference in the text] For this reason
he himself came to fear 'death' - the destruction of his assumed bodily
form - above everything, and sought to avoid any kind injury to his own
form.
**** [Footnote to the text] But his capability of corrupting other
minds, and even engaging their service, was a residue from the fact that
his original desire for 'order' had really envisaged the good estate,
specially physical well-being) of his 'subjects'. No one, not even one of
the Valar, can read the mind of other 'equal beings': * that is one cannot
'see' them or comprehend them fully and directly by simple inspection. One
can deduce much of their thought, from general comparisons leading to
conclusions concerning the nature and tendencies of minds and thought, and
from particular knowledge of individuals, and special circumstances. But
this is no more reading or inspection of another mind than is deduction
concerning the contents of a closed room, or events taken place out of
sight. Neither is so-called 'thought-transference' a process of
mind-reading: this is but the reception, and interpretation by the receiving
mind, of the impact of a thought, or thought-pattern, emanating from
another mind, which is no more the mind in full or in itself than is the
distant sight of a man running the man himself. Minds can exhibit or reveal
themselves to other minds by the action of their own wills (though it is
doubtful if, even when willing or desiring this, a mind can actually reveal
itself wholly to any other mind). It is thus a temptation to minds of
greater power to govern or constrain the will of other, and weaker, minds,
so as to induce or force them to reveal themselves. But to force such a
revelation, or to induce it by any lying or deception, even for supposedly
'good' purposes (including the 'good' of the person so persuaded or
dominated), is absolutely forbidden. To do so is a crime, and the 'good' in
the purposes of those who commit this crime swiftly becomes corrupted. Much
could thus 'go on behind Manwe's back': indeed the innermost being of all
other minds, great and small, was hidden from him. And with regard to the
Enemy, Melkor, in particular, he could not penetrate by distant mind-sight
his thought and purposes, since Melkor remained in a fixed and powerful will to
withhold his mind: which physically expressed took shape in the darkness
and shadows that surrounded him. But Manwe could of course use, and did
use, his own great knowledge his vast experience of things and of persons,
his memory of the 'Music', and his own far sight, and the tidings of his
messengers. He, like Melkor, practically never is seen or heard of outside
or far away from his own halls and permanent residence. Why is this? For no
very profound reason. The Government is always in Whitehall. King Arthur is
usually in Camelot or Caerleon and news and adventures come there and arise
there. The 'Elder King' is obviously not going to be finally defeated or
destroyed at least not before some ultimate 'Ragnarek' (1) - which even for
us is still in the future, so he can have no real 'adventures'. But if you
keep him at home, the issue of any particular event (since it cannot then
result in a final 'checkmate') can remain in literary suspense. Even to the
final war against Morgoth it is Fionwe son of Manwe who leads out the power
of the Valar. When we move out Manwe it will be the last battle, and the
end of the World (or of 'Arda Marred') as the Eldar would say.
[Morgoth's staying 'at home' has, as described above, quite a different
reason: his fear of being killed or even hurt (the literary motive is not
present, for since he is pitted against the Elder King, the issue of any
one of his enterprises is always in doubt).] Melkor 'incarnated' himself
(as Morgoth) permanently. He did this so as to control the hroa,(2) the
'flesh' or physical matter of Arda. He attempted to identify himself with it. A
vaster and more perilous, procedure, though of similar sort to the
operations of Sauron with the Rings. Thus, outside the Blessed Realm, all
'matter' was likely to have a 'Melkor ingredient', (3) and those who had
bodies, nourished by the hroa of Arda, had as it were a tendency, small or
great, towards Melkor: they were none of them wholly free of him in their
incarnate form, and their bodies had an effect upon their spirits. But
in this way Morgoth lost (or exchanged, or transmuted) the greater part of his
original 'angelic' powers, of mind and spirit, while gaining a terrible
grip upon the physical world. For this reason he had to be fought, mainly
by physical force, and enormous material ruin was a probable consequence of
any direct combat with him, victorious or otherwise. This is the chief
explanation of the constant reluctance of the Valar to come into open
battle against Morgoth.
Manwe's task and problem was much more difficult
than Gandalf's. Sauron's, relatively smaller, power was concentrated;
Morgoth's vast power was disseminated. The whole of 'Middle-earth' was
Morgoth's Ring, though temporarily his attention was mainly upon the
North-west. Unless swiftly successful, War against him might well end in
reducing all Middle-earth to chaos, possibly even all Arda. It is easy to
say: 'It was the task and function of the Elder King to govern Arda and make it
possible for the Children of Eru to live in it unmolested.' But the dilemma
of the Valar was this: Arda could only be liberated by a physical battle;
but a probable result of such a battle was the irretrievable ruin of Arda.
Moreover, the final eradication of Sauron (as a power directing evil) was
achievable by the destruction of the Ring. No such eradication of Morgoth was
possible, since this required the complete disintegration of the 'matter'
of Arda. Sauron's power was not (for example) in gold as such, but in a
particular form or shape made of a particular portion of total gold.
Morgoth's power was disseminated throughout Gold, if nowhere absolute (for he
did not create Gold) it was nowhere absent. (It was this Morgoth-element in
matter, indeed, which was a prerequisite for such 'magic' and other evils
as Sauron practised with it and upon it.) It is quite possible, of course,
that certain 'elements' or conditions of matter had attracted Morgoth's
special attention (mainly, unless in the remote past, for reasons of his own
plans). For example, all gold (in Middle-earth) seems to have had a
specially 'evil' trend - but not silver. Water is represented as being
almost entirely free of Morgoth. (This, of course, does not mean that any
particular sea, stream, river, well, or even vessel of water could not be
poisoned or defiled - as all things could.)
* [marginal note] All
rational minds / spirits deriving direct from Eru are 'equal' -- in order
and status - though not necessarily 'coëval' or of like original power.
Note 1. Ragnarok: 'the Doom of the Gods' (Old Norse): see IX.286.
Note 2. hroa: so written here and at the second occurrence below (and in
text A), not as elsewhere always hroa, where it means the body of an
incarnate being. The word used for 'physical matter' in Laws and Customs
was hron, later changed to orma (p. 2 18 and note 26); in the Commentary on the
Athrabeth and in the 'Glossary' of names the word is erma (pp. 338, 349).
Note 3. On this sentence see p. 271. (iii) The Valar 'fade' and
become more impotent, precisely in proportion as the shape and constitution
of things becomes more defined and settled. The longer the Past, the more
nearly defined the Future, and the less room for important change
(untrammelled action, on a physical plane, that is not destructive in
purpose). The Past, once 'achieved', has become part of the 'Music in being'.
Only Eru may or can alter the 'Music'. The last major effort, of this
demiurgic kind, made by the Valar was the lifting up of the range of the
Pelori to a great height. It is possible to view this as, if not an
actually bad action, at least as a mistaken one. Ulmo disapproved of it. (1) It
had one good, and legitimate, object: the preservation incorrupt of at
least a part of Arda. But it seemed to have a selfish or neglectful (or
despairing) motive also; for the effort to preserve the Elves incorrupt
there had proved a failure if they were to be left free: many had refused to
come to the Blessed Realm, many had revolted and left it. Whereas, with
regard to Men, Manwe and all the Valar knew quite well that they could not
come to Aman at all; and the longevity (co-extensive with the life of Arda)
of Valar and Eldar was expressly not permitted to Men. Thus the 'Hiding of
Valinor' came near to countering Morgoth's possessiveness by a rival
possessiveness, setting up a private domain of light and bliss against one
of darkness and domination: a palace and a pleasaunce (2) (well-fenced)
against a fortress and a dungeon. (3) This appearance of selfish fainéance
in the Valar in the mythology as told is (though I have not explained it or
commented on it) I think only an 'appearance', and one which we are apt to
accept as the truth, since we are all in some degree affected by the shadow
and lies of their Enemy, the Calumniator. It has to be remembered that the
'mythology' is repre-sented as being two stages removed from a true record:
it is based first upon Elvish records and lore about the Valar and their
own dealings with them; and these have reached us (fragmentarily) only through
relics of Numenorean (human) traditions, derived from the Eldar, in the
earlier parts, though for later times supplemented by anthropocentric
histories and tales. (4) These, it is true, came down through the
'Faithful' and their descendants in Middle-earth, but could not altogether
escape the darkening of the picture due to the hostility of the rebellious
Númenóreans to the Valar. Even so, and on the grounds of the stories as
received, it is possible to view the matter otherwise. The closing of
Valinor against the rebel Noldor (who left it voluntarily and after
warning) was in itself just. But, if we dare to attempt to enter the mind
of the Elder King, assigning motives and finding faults, there are things
to remember before we deliver a judgement. Manwe was the spirit of greatest
wisdom and prudence in Arda. He is represented as having had the greatest
knowledge of the Music, as a whole, possessed by any one finite mind; and he
alone of all persons or minds in that time is represented as having the
power of direct recourse to and communication with Eru. He must have
grasped with great clarity what even we may perceive dimly: that it was the
essential mode of the process of 'history' in Arda that evil should constantly
arise, and that out of it new good should constantly come. One especial
aspect of this is the strange way in which the evils of the Marrer, or his
inheritors, are turned into weapons against evil. If we consider the
situation after the escape of Morgoth and the reestablish-ment of his abode
in Middle-earth, we shall see that the heroic Noldor were the best possible
weapon with which to keep Morgoth at bay, virtually besieged, and at any
rate fully occupied, on the northern fringe of Middle-earth, without
provoking him to a frenzy of nihilistic destruction. And in the meanwhile,
Men, or the best elements in Mankind, shaking off his shadow, came into
contact with a people who had actually seen and experi-enced the Blessed
Realm. In their association with the warring Eldar Men were raised to their
fullest achievable stature, and by the two marriages the transference to
them, or infusion into Mankind, of the noblest Elf-strain was accomplished,
in readiness for the still distant, but inevitably approaching, days when
the Elves would 'fade'. The last intervention with physical force by the
Valar, ending in the breaking of Thangorodrim, may then be viewed as not in
fact reluctant or even unduly delayed, but timed with precision. The
intervention came before the annihilation of the Eldar and the Edain.
Morgoth though locally triumphant had neglected most of Middle-earth during
the war; and by it he had in fact been weakened: in power and prestige (he
had lost and failed to recover one of the Silmarils), and above all in
mind. He had become absorbed in 'kingship', and though a tyrant of ogre-size and
monstrous power, this was a vast fall even from his former wickedness of
hate, and his terrible nihilism. He had fallen to like being a tyrant-king
with conquered slaves, and vast obedient armies. (5) The war was
successful, and ruin was limited to the small (if beautiful) region of
Beleriand. Morgoth was thus actually made captive in physical form, (6) and
in that form taken as a mere criminal to Aman and delivered to Namo Mandos
as judge - and executioner. He was judged, and eventually taken out of the
Blessed Realm and executed: that is killed like one of the Incarnates. It
was then made plain (though it must have been understood beforehand by Manwe and
Namo) that, though he had 'disseminated' his power (his evil and possessive
and rebellious will) far and wide into the matter of Arda, he had lost
direct control of this, and all that 'he', as a surviving remnant of
integral being, retained as 'himself and under control was the terribly shrunken
and reduced spirit that inhabited his self-imposed (but now beloved) body.
When that body was destroyed he was weak and utterly 'houseless', and for
that time at a loss and 'unanchored' as it were. We read that he was then
thrust out into the Void. (7) That should mean that he was put outside Time
and Space, outside Ea altogether; but if that were so this would imply a
direct intervention of Eru (with or without supplication of the Valar). It
may however refer inaccurately* to the extrusion or flight of his spirit
from Arda. In any case, in seeking to absorb or rather to infiltrate
himself throughout 'matter', what was then left of him was no longer
powerful enough to reclothe itself. (It would now remain fixed in the
desire to do so: there was no 'repentance' or possibility of it: Melkor had
abandoned for ever all 'spiritual' ambitions, and existed almost solely as
a desire to possess and dominate matter, and Arda in particular.) At least
it could not yet reclothe itself. We need not suppose that Manwe was
deluded into supposing that this had been a war to end war, or even to end
Melkor. Melkor was not Sauron. We speak of him being 'weakened, shrunken,
reduced'; but this is in comparison with the great Valar. He had been a
being of immense potency and life. The Elves certainly held and taught that
fear or 'spirits' may grow of their own life (independently of the body), even
as they may be hurt and healed, be diminished and renewed. (8) The dark spirit of
Melkor's 'remainder' might be expected, therefore, eventually and after
long ages to increase again, even (as some held) to draw back into itself
some of its formerly dissipated power. It would do this (even if Sauron could
not) because of its relative greatness. It did not repent, or turn finally
away from its obsession, but retained still relics of wisdom, so that it
could still seek its object indirectly, and not merely blindly. It would
rest, seek to heal itself, distract itself by other thoughts and desires and
devices - but all simply to recover enough strength to return to the attack
on the Valar, and to its old obsession. As it grew again it would become,
as it were, a dark shadow, breeding on the confines of Arda, and yearning
towards it. Nonetheless the breaking of Thangorodrim and the extrusion of
Melkor was the end of 'Morgoth' as such, and for that age (and many ages
after). It was thus, also, in a sense the end of Manwe's prime function and
task as Elder King, until the End. He had been the Adversary of the Enemy.
It is very reasonable to suppose that Manwe knew that before long (as he
saw 'time') the Dominion of Men must begin, and the making of history would
then be committed to them: for their struggle with Evil special
arrangements had been made! Manwe knew of Sauron, of course. He had commanded
Sauron to come before him for judgement, but had left room for repentance
and ultimate rehabilitation. Sauron had refused and had fled into hiding.
Sauron, however, was a problem that Men had to deal with finally: the first
of the many concentrations of Evil into definite power-points that they
would have to combat, as it was also the last of those in 'mythological'
personalized (but non-human) form.
It may be noted that Sauron's first
defeat was achieved by the Numenoreans alone (though Sauron was not in fact
overthrown personally: his 'captivity' was voluntary and a trick). In the first
overthrow and disembodiment of Sauron in Middle-earth (neglecting the
matter of Luthien) (9)
Here the long version B breaks off, at the foot of a
page. I give now the conclusion of version A from the point where the texts
diverge (see p. 394 and note 6), beginning with the sentence corresponding
to B (p. 401) 'The last major effort, of this demiurgic kind, made by the
Valar...' The last effort of this sort made by the Valar was the raising up
of the Pelori - but this was not a good act: it came near to countering
Morgoth in his own way - apart from the element of selfishness in its
object of preserving Aman as a blissful region to live in. The Valar were
like architects working with a plan 'passed' by the Government. They became less
and less important (structurally!) as the plan was more and more nearly
achieved. Even in the First Age we see them after uncounted ages of work
near the end of their time of work - not wisdom or counsel. (The wiser they
became the less power they had to do anything - save by counsel.) Similarly
the Elves faded, having introduced 'art and science'. (10) Men will also 'fade',
if it proves to be the plan that things shall still go on, when they have
completed their function. But even the Elves had the notion that this would
not be so: that the end of Men would somehow be bound up with the end of
history, or as they called it 'Arda Marred' (Arda Sahta), and the achievement of
'Arda Healed' (Arda Envinyanta). (11) (They do not seem to have been clear
or precise - how should they be! - whether Arda Envinyanta was a permanent
state of achievement, which could therefore only be enjoyed 'outside Time',
as it were: surveying the Tale as an englobed whole; or a state of unmarred
bliss within Time and in a 'place' that was in some sense a lineal and
historical descent of our world or 'Arda Marred'. They seem often to have
meant both. 'Arda Unmarred' did not actually exist, but remained in thought
- Arda without Melkor, or rather without the effects of his becoming evil;
but is the source from which all ideas of order and perfection are derived.
'Arda Healed' is thus both the completion of the 'Tale of Arda' which has
taken up all the deeds of Melkor, but must according to the promise of
Iluvatar be seen to be good; and also a state of redress and bliss beyond
the 'circles of the world'.) (12) Evil is fissiparous. But itself barren.
Melkor could not 'beget', or have any spouse (though he attempted to ravish
Arien, this was to destroy and 'distain' (13) her, not to beget fiery
offspring). Out of the discords of the Music - sc. not directly out of
either of the themes, (14) Eru's or Melkor's, but of their dissonance with
regard one to another - evil things appeared in Arda, which did not descend
from any direct plan or vision of Melkor: they were not 'his children'; and
therefore, since all evil hates, hated him too. The progeniture of things was
corrupted. Hence Orcs? Part of the Elf-Man idea gone wrong. Though as for
Orcs, the Eldar believed Morgoth had actually 'bred' them by capturing Men
, (and Elves) early and increasing to the utmost any corrupt tendencies
they possessed. Despite its incomplete state (whether due to the loss of
the conclusion of the fully developed form of the essay or to its
abandonment, see note 6) this is the most comprehensive account that my
father wrote of how, in his later years, he had come to 'interpret' the
nature of Evil in his mythology; never elsewhere did he write any such
exposition of the nature of Morgoth, of his decline, and of his corruption
of Arda, nor draw out the distinction between Morgoth and Sauron: 'the
whole of Middle-earth was Morgoth's Ring'.
To place this essay in
sequential relation to the other 'philosophical' or 'theological' writings
given in this book with any certainty seems scarcely possible, though
'Fionwe son of Manwe' on p. 399 (for 'Eonwe herald of Manwe') may suggest
that it stands relatively early among them (see pp. 151-2). It shows a
marked likeness in tone to the many letters of exposition that my father wrote
in the later 1950s, and indeed it seems to me very possible that the
correspondence which followed the publication of The Lord of the Rings
played a significant part in the development of his examination of the
'images and events' of the mythology. (15).
*[footnote to the text]
Since the minds of Men (and even of the Elves) were inclined to confuse the
'Void', as a conception of the state of Not-being, outside Creation or Ea, with
the conception of vast spaces within Ea, especially those conceived to lie
all about the enisled 'Kingdom of Arda' (which we should probably call the
Solar System).
Note 1. Overt condemnation, strongly expressed, of
the Valar for the Hiding of Valinor is found in the story of that name in
The Book of Lost Tales (I.208-9), but disappears in the later versions. Of
the old story I noted (I.223) that 'in The Silmarillion there is no vestige of
the tumultuous council, no suggestion of a disagreement among the Valar,
with Manwe, Varda and Ulmo actively disapproving the work and holding aloof
from it', and I commented: It is most curious to observe that the action of
the Valar here sprang essentially from indolence mixed with fear. Nowhere
does my father's early conception of the fainéant Gods appear more clearly.
He held moreover quite explicitly that their failure to make war upon Melko then
and there was a deep error, diminishing themselves, and (as it appears)
irreparable. In his later writing the Hiding of Valinor remained indeed,
but only as a great fact of mythological antiquity; there is no whisper of
its condemnation.
The last words refer to the actual Silmarillion
narratives. Ulmo's disapproval now reappears, and is a further evidence of
his isolation in the counsels of the Valar (see p. 253 note II); cf. his
words to Tuor at Vinyamar (having spoken to him, among other things, of
'the hiding of the Blessed Realm', though what he said is not told):
'Therefore, though in the days of this darkness I seem to oppose the will
of my brethren, the Lords of the West, that is my part among them, to which I
was appointed ere the making of the World' {Unfinished Tales p. 29).
Note 2. pleasaunce (= pleasance): a 'pleasure-garden'. My father used this
word several times in The Book of Lost Tales (see 1.275, pleasance), for
example of the gardens of Lorien.
Note 3. At this point my father wrote
on the manuscript later: 'See original short form on Fading of Elves (and
Men)'. See p. 394. This seems a clear indication that B was not completed, or
that if it was its conclusion was early lost.
Note 4. Cf. the
statement on this subject in the brief text I, p. 370.
Note 5. Since this
discussion is introduced in justification of the Hiding of Valinor, the bearing
of the argument seems to be that the history of Middle-earth in the last
centuries of the First Age would not have been possible of achievement had
Valinor remained open to the return of the Noldor.
Note 6. As, of course, had happened to Melkor long before, after the sack of Utumno.
Note 7. Cf. the conclusion of QS (V.332, §29): 'But Morgoth himself the Gods thrust through the Door of Night into the Timeless Void, beyond the Walls of the World'.
Note 8. The following was added marginally after the page was written:
If they do not sink below a certain level. Since no fea can be annihilated,
reduced to zero or not-existing, it is no clear what is meant. Thus Sauron
was said to have fallen below the point of ever recovering, though he had
previously recovered. What is probably meant is that a 'wicked' spirit
becomes fixed in a certain desire or ambition, and if it cannot repent then this
desire becomes virtually its whole being. But the desire may be wholly
beyond the weakness it has fallen to, and it will then be unable to
withdraw its attention from the unobtainable desire, even to attend to
itself. It will then remain for ever in impotent desire or memory of desire.
Note 9. A reference to the legend of the defeat of Sauron by Luthien and
Huan on the isle of Tol-in-Gaurhoth, where Beren was imprisoned {The
Silmarillion pp. 174-5).
Note 10. Cf. Letters no.181 (1956): 'In this mythological world the Elves and Men are in their incarnate forms kindred, but in the relation of their "spirits" to the world in time represent different "experiments", each of which has its own natural trend, and weakness. The Elves represent, as it were, the artistic, aesthetic, and purely scientific aspects of the Humane nature raised to a higher level than is actually seen in Men.'
Note 11. In the text FM 2 of 'Finwe and Miriel' (p. 254, footnote) 'Arda Marred' is Arda Hastaina. Arda Envinyanta, at both occurrences, was first written Arda Vincarna.
Note 12. With this passage in brackets cf. especially note (iii) at the end of Laws and Customs (p. 251); also pp. 245,254 (footnote), 318
Note 13. distain', an archaic verb meaning 'stain', 'discolour', 'defile'.
Note 14. The Three Themes of Iluvatar in the Music of the Ainur are here treated as a single theme, in opposition to the discordant 'theme' of Melkor.
Note 15. In a letter of June 1957 (Letters no.200) he wrote: I am sorry if this all seems dreary and 'pompose'. But so do all attempts to 'explain' the images and events of a mythology. Naturally the stories come first. But it is, I
suppose, some test of the consistency of a mythology as such, if it is
capable of some sort of rational or rationalized explanation.
Fr.168.
MR (HME 10)/5:8. Myths Transformed. Orcs. /Autocomm./
VIII In the last sentence of the original short version of text VII
(p. 406) my father wrote that the Eldar believed that Morgoth bred the Orcs
'by capturing Men (and Elves) early' (i.e. in the early days of their
existence). This indicates that his views on this subject had changed since the
Annals of Aman. For the theory of the origin of the Orcs as it stood, in
point of written record in the narratives, (1) at this time see AAm §42-5
(pp. 72-4, and commentary p. 78 /Fr.161/), and §127 (pp. 109-10 /Fr.162a/, and commentary pp. 123-4 /Fr.162 b/). In the final form in AAm (p. 74
/Fr.161/) 'this is held true by the wise of Eressëa': all those of
the Quendi that came into the hands of Melkor, ere Utumno was broken, were put
there in prison, and by slow arts of cruelty and wickedness were corrupted
and enslaved. Thus did Melkor breed the hideous race of the Orkor in envy
and mockery of the Eldar, of whom they were afterwards the bitterest foes.
For the Orkor had life and multiplied after the manner of the Children of
Iluvatar; and naught that had life of its own, nor the semblance thereof,
could ever Melkor make since his rebellion in the Ainulindale before the
Beginning: so say the wise. On the typescript of AAm my father noted
against the account of the origin of the Orcs: 'Alter this. Orcs are not
Elvish' (p. 80) /Fr.161/. The present text, entitled 'Orcs', is a short
essay (very much a record of 'thinking with the pen') found in the same
small collection gathered in a newspaper of 1959 as texts III and VI. Like
them it was written on Merton College papers of 1955; and like text VI it
makes reference to 'Finrod and Andreth' (see pp. 385, 390). Orcs
Their nature and origin require more thought. They are not easy to work
into the theory and system. (1) As the case of Aule and the Dwarves shows,
only Eru could make creatures with independent wills, and with reasoning
powers. But Orcs seem to have both: they can try to cheat Morgoth / Sauron,
rebel against him, or criticize him. (2) ? Therefore they must be
corruptions of something pre-existing. (3) But Men had not yet appeared,
when the Orcs already existed. Aulë constructed the Dwarves out of his
memory of the Music; but Eru would not sanction the work of Melkor so as to
allow the independence of the Orcs. (Not unless Orcs were ultimately
remediable, or could be amended and 'saved'?) It also seems clear (see
'Finrod and Andreth') that though Melkor could utterly corrupt and ruin
individuals, it is not possible to contemplate his absolute perversion of a
whole people, or group of peoples, and his making that state heritable. (2)
[Added later: This latter must (if a fact) be an act of Eru.] In that
case Elves, as a source, are very unlikely. And are Orcs 'immortal', in the
Elvish sense? Or trolls? It seems clearly implied in The Lord of the Rings
that trolls existed in their own right, but were 'tinkered' with by Melkor.
(3)
(4) What of talking beasts and birds with reasoning and speech? These
have been rather lightly adopted from less 'serious' mythologies, but play
a part which cannot now be excised. They are certainly 'exceptions' and not
much used, but sufficiently to show they are a recognized feature of the
world. All other creatures accept them as natural if not common.
But true 'rational' creatures, 'speaking peoples', are all of human / 'humanoid' form. Only the Valar and Maiar are intelligences that can assume forms of Arda at will. Huan and Sorontar could be Maiar - emissaries of Manwe. (4) But unfortunately in The Lord of the Rings Gwaehir and Landroval are said to
be descendants of Sorontar. (5) In any case is it likely or possible that
even the least of the Maiar would become Orcs? Yes: both outside Arda and
in it, before the fall of Utumno. Melkor had corrupted many spirits - some
great, as Sauron, or less so, as Balrogs. The least could have been
primitive (and much more powerful and perilous) Orcs; but by practising
when embodied procreation they would (cf. Melian) more and more
earthbound, unable to return to spirit-state (even demon-form), until
released by death (killing), and they would dwindle in force. When released
they would, of course, like Sauron, be 'damned': i.e. reduced to impotence,
infinitely recessive: still hating but unable more and more to make it
effective physically (or would not a very dwindled dead Orc-state be a
poltergeist?). But again - would Eru provide fear for such creatures? For
the Eagles etc. perhaps. But not for Orcs. (6) It does however seem
best to view Melkor's corrupting power as always starting, at least, in the
moral or theological level. Any creature that took him for Lord (and
especially those who blasphemously called him Father or Creator) became
soon corrupted in all parts of its being, the fea dragging down the hroa in
its descent into Morgothism: hate and destruction. As for Elves being
'immortal': they in fact only had enormously long lives, and were
themselves physically 'wearing out', and suffering a slow progressive
weakening of their bodies.
In summary: I think it must be assumed that
'talking' is not necessarily the sign of the possession of a 'rational
soul' or fea. (7) The Orcs were beasts of humanized shape (to mock Men and
Elves) deliberately perverted / converted into a more close resemblance to Men.
Their 'talking' was really reeling off 'records' set in them by Melkor.
Even their rebellious critical words - he knew about them. Melkor taught
them speech and as they bred they inherited this; and they had just as much
independence as have, say, dogs or horses of their human masters. This talking
was largely echoic (cf. parrots), in The Lord of the Rings Sauron is said
to have devised a language for them. (8) The same sort of thing may
be said of Huan and the Eagles: they were taught language by the Valar, and
raised to a higher level - but they still had no fear. But Finrod probably
went too far in his assertion that Melkor could not wholly corrupt any work of
Eru, or that Eru would (necessarily) interfere to abrogate the corruption,
or to end the being of His own creatures because they had been corrupted
and fallen into evil. (9) It remains therefore terribly possible there was
an Elvish strain in the Orcs. (10) These may then even have been mated with
beasts (sterile!) - and later Men. Their life-span would be diminished. And
dying they would go to Mandos and be held in prison till the End. The text
as written ends here, but my father subsequently added the following passage.
The words with which it opens are a reference to text VI, Melkor Morgoth
(p. 390). See 'Melkor'. It will there be seen that the wills of Orcs and
Balrogs etc. are part of Melkor's power 'dispersed'. Their spirit is one of
hate. But hate is non-cooperative (except under direct fear). Hence the
rebellions, mutinies, etc. when Morgoth seems far off. Orcs are beasts and
Balrogs corrupted Maiar. Also (n.b.) Morgoth not Sauron is the source of
Orc-wills. Sauron is just another (if greater) agent. Orcs can rebel
against him without losing their own irremediable allegiance to evil
(Morgoth). Aule wanted love. But of course had no thought of dispersing his
power. Only Eru can give love and independence. If a finite sub-creator
tries to do this he really wants absolute loving obedience, but it turns
into robotic servitude and becomes evil.
Note 1. In a long letter to
Peter Hastings of September 1954, which was not sent (Letters no.l53), my
father wrote as follows on the question of whether Orcs 'could have "souls" or
"spirits"': ... since in my myth at any rate I do not conceive of the
making of souls or spirits, things of an equal order if not an equal power
to the Valar, as a possible 'delegation', I have represented at least the
Orcs as pre-existing real beings on whom the Dark Lord has exerted the fullness
of his power in remodelling and corrupting them, not making them. ... There
might be other 'makings' all the same which were more like puppets filled
(only at a distance) with their maker's mind and will, or ant-like
operating under direction of a queen-centre. Earlier in this letter he
had quoted Frodo's words to Sam in the chapter 'The Tower of Cirith Ungol':
'The Shadow that bred them can only mock, it cannot make: not real new things of
its own. I don't think it gave life to the Orcs, it only ruined them and
twisted them'; and he went on: 'In the legends of the Elder Days it is
suggested that the Diabolus subjugated and corrupted some of the earliest
Elves ...' He also said that the Orcs 'are fundamentally a race of "rational
incarnate" creatures'.
Note 2. in the Athrabeth (p. 312) Finrod
declared: But never even in the night have we believed that could
prevail against the Children of Eru. This one he might cozen, or that one
he might corrupt; but to change the doom of a whole people of the Children,
to rob them of their inherit-ance: if he could do that in Eru's despite, then
greater and more terrible is he by far than we guessed .. Note 3. In
The Lord of the Rings Appendix F (1) it is said of Trolls: In their
beginning far back in the twilight of the Elder Days, these were creatures of
dull and lumpish nature and had no more language than beasts. But Sauron
had made use of them, teaching them what little they could learn, and
increasing their wits with wickedness. In the long letter of September 1954
cited in note I he wrote of them: I am not sure about Trolls. I think they
are mere 'counterfeits', and hence (though here I am of course only using
elements of old barbarous mythmaking that had no 'aware' metaphysic) they return
to mere stone images when not in the dark. But there are other sorts of
Trolls beside these rather ridiculous, if brutal. Stone-trolls, for which
other origins are suggested. Of course ... when you make Trolls speak you
are giving them a power, which in our world (probably) connotes the
possession of a 'soul'.
Note 4. See p. 138.-At the bottom of the page
bearing the brief text V (p. 389) my father jotted down the following,
entirely unconnected with the matter of the text: Living things in Aman. As
the Valar would robe themselves like the Children, many of the Maiar robed
themselves like other lesser living things, as trees, flowers, beasts. (Huan.)
Note 5. 'There came Gwaihir the Windlord, and Landroval his brother,
greatest of all the Eagles of the North, mightiest of the descendants of
old Thorondor' ('The Field of Cormallen' in The Return of the King).
Note 6. At this point there is a note that begins 'Criticism of (1) (2) (3)
above' (i.e. the opening points of this text, p. 409) and then refers
obscurely to the last battle and fall of Barad-dur etc.' in The Lord of the
Rings. In view of what follows my father was presumably thinking of this
passage in the chapter 'Mount Doom': From all his policies and webs of fear
and treachery, from all his stratagems and wars his mind shook free; and
throughout his realm a tremor ran, his slaves quailed, and his armies halted,
and his captains suddenly steerless, bereft of will, wavered and despaired.
For they were forgotten.
The note continues: They had little or no will when not actually 'attended to' by the mind of Sauron. Does their cheating and rebellion pass that possible to such animals as dogs etc.?
Note 7. Cf. the end of the passage cited from the letter of 1954 m note 3.
Note 8. Appendix F (I): 'It is said that the Black Speech was devised by
Sauron in the Dark Years'.
Note 9. See the citation from the Athrabeth in note 2. Finrod did not in fact assert the latter part of the opinion here attributed to him.
Note 10. The assertion that 'it remains therefore
terribly possible there was an Elvish strain in the Orcs' seems merely to
contradict what has been said about their being no more than 'talking
beasts' without advancing any new considerations. In the passage added at
the end of the text the statement that 'Orcs are beasts' is repeated.
Fr.169.
MR (HME 10)/5:9. Myths Transformed. /Orcs-II/. /Autocomm./
IX
This is another and quite separate note on the origin of the
Orcs, written quickly in pencil, and without any indication of date.
This suggests - though it is not explicit - that the 'Orcs' were of Elvish
origin. Their origin is more clearly dealt with elsewhere. One point only
is certain: Melkor could not 'create' living 'creatures' of independent
wills. He (and all the 'spirits' of the 'First-created', according to their
measure) could assume bodily shapes; and he (and they) could dominate the
minds of other creatures, including Elves and Men, by force, fear, or
deceits, or sheer magnificence. The Elves from their earliest times
invented and used a word or words with a base (o)rok to denote anything
that caused fear and/or horror. It would originally have been applied to
'phantoms' (spirits assuming visible forms) as well as to any
independ-ently existing creatures. Its application (in all Elvish tongues)
specifically to the creatures called Orks - so I shall spell it in The
Silmarillion - was later. Since Melkor could not 'create' an independent
species, but had immense powers of corruption and distortion of those that
came into his power, it is probable that these Orks had a mixed origin.
Most of them plainly (and biologically) were corruptions of Elves (and
probably later also of Men). But always among them (as special servants and
spies of Melkor, and as leaders) there must have been numerous corrupted
minor spirits who assumed similar bodily shapes. (These would exhibit
terrifying and demonic characters.) The Elves would have classed the
creatures called 'trolls' (in The Hobbit and The Lord of the Rings) as Orcs
- in character and origin - but they were larger and slower. It would seem
evident that they were corruptions of primitive human types. At the
bottom of the page my father wrote: 'See The Lord of the Rings Appendix p. 410';
this is the passage in Appendix F concerning Trolls. It seems possible
that his opening words in this note 'This suggests -though it is not explicit -
that the "Orcs" were of Elvish origin' actually refer to the previous text
given here, VIII, where he first wrote that 'Elves, as a source, are very
unlikely', but later concluded that 'it remains therefore terribly possible
there was an Elvish strain in the Orcs'. But if this is so, the following
words 'Their origin is more clearly dealt with elsewhere' must refer to
something else. He now expressly asserts the earlier view (see p. 408 and
note 1 / Fr.168/) that the Orcs were in origin corrupted Elves, but
observes that later' some were probably derived from Men. In saying this
(as the last paragraph and the reference to The Lord of the Rings Appendix F
suggest) he seems to have been thinking of Trolls, and specifically of the
Olog-hai, the great Trolls who appeared at the end of the Third Age (as
stated in Appendix F): "That Sauron bred them none doubted, though from
what stock was not known. Some held that they were not Trolls but giant Orcs;
but the Olog-hai were in fashion of body and mind quite unlike even the
largest of Orc-kind, whom they far sur-passed in size and power.' The
conception that among the Orcs 'there must have been numerous corrupted minor
spirits who assumed similar bodily shapes' appears also in text VIII (p.
410): 'Melkor had corrupted many spirits - some great, as Sauron, or less
so, as Balrogs. The least could have been primitive (and much more powerful
and perilous) Orcs' /Fr.168/.
Fr.170.
MR (HME 10)/5:10. Myths Transformed. /Orcs-III/. /Autocomm./
X
I give here a text of an altogether different kind, a very finished essay on the origin of the
Orcs'. It is necessary to explain something of the relations of this text.
There is a major work, which I hope to publish in The History of
Middle-earth, entitled Essekenta Eldarinwa or Quendi and Eldar, It is
extant in a good typescript made by my father on his later typewriter, both
in top copy and carbon; and it is preceded in both copies by a manuscript page
which describes tie content of the work: Enquiry into the origins of
the Elvish names for Elves and their varieties clans and divisions: with
Appendices on their names for the other Incarnates: Men, Dwarves, and Orcs; and
on their analysis of their own language, Quenya: with a note on tile
'Language of the Valar'. With the appendices Quendi and Eldar runs to
nearly fifty closely typed pages, and being a highly finished and lucid
work is of the utmost interest. To one of the title pages my father
subjoined the following: To which is added an abbreviation of the
Osanwe-kenta or 'Communication of Thought that Pengolodh set at the end of
his Lammas or 'Account of Tongues' This is a separate work of eight
typescript pages, separately paginated, but found together with both copies
of Quendi and Eldar. In addition, and not referred to on the title-pages, there
is a further typescript of four pages (also found with both copies of
Quendi and Eldar) entitled Orcs, and this is the text given here. All
three elements are identical in general appearance, but Orcs stands apart from
the others, having no linguistic bearing; and in view of this I have
thought it legitimate to abstract it and print it in this book together
with the other discussions of the origin of the Orcs given as texts VIII /
Fr.168/ and IX / Fr.169/. As to the date of this complex, one of the copies
is preserved in a folded newspaper of March 1960. On this my father wrote:
'"Quendi and Eldar" with Appendices'; beneath is a brief list of the
Appendices, the items all written at the same time, which includes both
Osanwe and Origin of Orcs (the same is true of the cover of the other copy
of the Quendi and Eldar complex). All the material was thus in being when
the newspaper was used for this purpose, and although, as in other similar
cases, this does not provide a perfectly certain terminus ad quern, there
seems no reason to doubt that it belongs to 1959-60 (cf. p. 304).
Appendix C to Quendi and Eldar, 'Elvish Names for the Orcs' / Fr.192/, is
primarily concerned with etymology, but it opens with the following
passage: It is not here the place to debate the question of the origin of
the Orcs. They were bred by Melkor, and their breeding was the most wicked
and lamentable of his works in Arda, but not the most terrible. For clearly
they were meant in his malice to be a mockery of the Children of Iluvatar,
wholly subservient to his will, and nursed in an unappeasable hatred of Elves
and Men. The Orcs of the later wars, after the escape of Melkor-Morgoth and
his return to Middle-earth, were neither spirits nor phantoms, but living
creatures, capable of speech and of some crafts and organization, or at
least capable of learning such things from higher creatures or from their
Master. They bred and multiplied rapidly whenever left undisturbed. It is
unlikely, as a consideration of the ultimate origin of this race would make
clearer, that the Quendi had met any Orcs of this kind, before their
finding by Oromë and the separation of Eldar and Avari. But it is known
that Melkor had become aware of the Quendi before the Valar began their war
against him, and the joy of the Elves in Middle-earth had already been
darkened by shadows of fear. Dreadful shapes had begun to haunt the borders
of their dwellings, and some of their people vanished into the darkness and
were heard of no more. Some of these things may have been phantoms and
delusions; but some were, no doubt, shapes taken by the servants of Melkor,
mocking and degrading the very forms of the Children. For Melkor had in his
service great numbers of the Maiar, who had the power, as had their Master,
of taking visible and tangible shape in Arda. No doubt my father was led
from his words here 'It is unlikely, as a consideration of the ultimate
origin of this race would make clearer, that the Quendi had met any Orcs of
this kind, before their finding by Oromë' to write that 'consideration'
which follows here. It will be seen that one passage of this initial
statement was re-used. Orcs /OrcsIIIA/ The origin of the Orcs is a
matter of debate. Some have called them the Melkorohíni, the Children of
Melkor; but the wiser say: nay, the slaves of Melkor, but not his children; for
Melkor had no children. (1) Nonetheless, it was by the malice of Melkor
that the Orcs arose, and plainly they were meant by him to be a mockery of
the Children of Eru, being bred to be wholly subservient to his will and
filled with unappeasable hatred of Elves and Men. Now the Orcs of the later
wars, after the escape of Melkor-Morgoth and his return to Middle-earth,
were not 'spirits', nor phantoms, but living creatures, capable of speech
and some crafts and organization; or at least capable of learning these
things from higher creatures and from their Master. They bred and
multiplied rapidly, whenever left undisturbed. So far as can be gleaned from
the legends that have come down to us from our earliest days, (2) it would
seem that the Quendi had never yet encountered any Orcs of this kind before
the coming of Oromë to Cuiviénen. Those who believe that the Orcs were bred
from some kind of Men, captured and perverted by Melkor, assert that it was
impossible for the Quendi to have known of Orcs before the Separation and the
departure of the Eldar. For though the time of the awakening of Men is not
known, even the calculations of the loremasters that place it earliest do
not assign it a date long before the Great March began, (3) certainly not
long enough before it to allow for the corruption of Men into Orcs. On the
other hand, it is plain that soon after his return Morgoth had at his command a
great number of these creatures, with whom he ere long began to attack the
Elves. There was still less time between his return and these first
assaults for the breeding of Orcs and for the transfer of their hosts
westward. This view of the origin of the Orcs thus meets with difficulties
of chronology. But though Men may take comfort in this, the theory remains
nonetheless the most probable. It accords with all that is known of Melkor,
and of the nature and behaviour of Orcs - and of Men. Melkor was impotent to
produce any living thing, but skilled in the corruption of things that did
not proceed from himself, if he could dominate them. But if he had indeed
attempted to make creatures of his own in imitation or mockery of the
Incarnates, he would, like Aule, only have succeeded in producing puppets:
his creatures would have acted only while the attention of his will was upon
them, and they would have shown no reluctance to execute any command of
his, even if it were to destroy themselves. But the Orcs were not of
this kind. They were certainly dominated by their Master, but his dominion
was by fear, and they were aware of this fear and hated him. They were indeed so
corrupted that they were pitiless, and there was no cruelty or wickedness
that they would not commit; but this was the corruption of independent
wills, and they took pleasure in their deeds. They were capable of acting
on their own, doing evil deeds unbidden for their own sport; or if Morgoth and
his agents were far away, they might neglect his commands. They sometimes
fought [> They hated one another and often fought] among themselves, to the
detriment of Morgoth's plans. Moreover, the Orcs continued to live and
breed and to carry on their business of ravaging and plundering after
Morgoth was overthrown. They had other characteristics of the Incarnates also.
They had languages of their own, and spoke among themselves in various
tongues according to differences of breed that were discernible among them.
They needed food and drink, and rest, though many were by training as tough
as Dwarves in enduring hardship. They could be slain, and they were subject
to disease; but apart from these ills they died and were not immortal, even
according to the manner of the Quendi; indeed they appear to have been by
nature short-lived compared with the span of Men of higher race, such as
the Edain. This last point was not well understood in the Elder Days. For
Morgoth had many servants, the oldest and most potent of whom were
immortal, belonging indeed in their beginning to the Maiar; and these evil
spirits like their Master could take on visible forms. Those whose business it
was to direct the Orcs often took Orkish shapes, though they were greater
and more terrible. (4) Thus it was that the histories speak of Great Orcs
or Orc-captains who were not slain, and who reappeared in battle through
years far longer than the span of the lives of Men.*
[*footnote to the text: Boldog, for instance, is a name that occurs many times in the tales of the War. But it is possible that Boldog was not a personal name, and either a title, or else the name of a kind of creature: the Orc-formed Maiar, only less formidable than the Balrogs]. (5) Finally, there is a cogent point, though horrible to relate. It became clear in time that undoubted Men could under the domination of Morgoth or his agents in a few generations be reduced almost to the Orc-level of mind and habits; and then they would or could be made to mate with Orcs, producing new breeds, often larger and more
cunning. There is no doubt that long afterwards, in the Third Age, Saruman
rediscovered this, or learned of it in lore, and in his lust for mastery
committed this, his wickedest deed: the interbreeding of Orcs and Men,
producing both Men-orcs large and cunning, and Orc-men treacherous and
vile. But even before this wickedness of Morgoth was suspected the Wise in
the Elder Days taught always that the Orcs were not 'made' by Melkor, and
therefore were not in their origin evil. They might have become
irredeemable (at least by Elves and Men), but they remained within the Law. That
is, that though of necessity, being the fingers of the hand of Morgoth,
they must be fought with the utmost severity, they must not be dealt with
in their own terms of cruelty and treachery. Captives must not be
tormented, not even to discover information for the defence of the homes of
Elves and Men. If any Orcs surrendered and asked for mercy, they must be
granted it, even at a cost.**
[**footnote to the text: Few Orcs ever did so
in the Elder Days, and at no time would any Orc treat with any Elf. For one
thing Morgoth had achieved was to convince the Orcs beyond refutation that
the Elves were crueller than themselves, taking captives only for
'amusement', or to eat them (as the Orcs would do at need)]. This was the
teaching of the Wise, though in the horror of the War it was not always
heeded. It is true, of course, that Morgoth held the Orcs in dire thraldom;
for in their corruption they had lost almost all possibility of resisting
the domination of his will. So great indeed did its pressure upon them
become ere Angband fell that, if he turned his thought towards them, they were
conscious of his 'eye' wherever they might be; and when Morgoth was at last
removed from Arda the Orcs that survived in the West were scattered,
leaderless and almost witless, and were for a long time without control or
purpose. This servitude to a central will that reduced the Orcs almost to
an ant-like life was seen even more plainly in the Second and Third Ages
under the tyranny of Sauron, Morgoth's chief lieutenant. Sauron indeed
achieved even greater control over his Orcs than Morgoth had done. He was, of
course, operating on a smaller scale, and he had no enemies so great and so
fell as were the Noldor in their might in the Elder Days. But he had also
inherited from those days difficulties, such as the diversity of the Orcs
in breed and language, and the feuds among them; while in many places in
Middle-earth, after the fall of Thangorodrim and during the concealment of
Sauron, the Orcs recovering from their helplessness had set up petty realms
of their own and had become accustomed to independence. Nonetheless Sauron
in time managed to unite them all in unreasoning hatred of the Elves and of
Men who associated with them; while the Orcs of his own trained armies were so
completely under his will that they would sacrifice themselves without
hesitation at his com-mand.*** [***footnote to the text: But there remained
one flaw in his control, inevitable. In the kingdom of hate and fear, the
strongest thing is hate. All his Orcs hated one another, and must be kept
ever at war with some 'enemy' to prevent them from slaying one another]. And he
proved even more skilful than his Master also in the corruption of Men who
were beyond the reach of the Wise, and in reducing them to a vassalage, in
which they would march with the Orcs, and vie with them in cruelty and
destruction. If is thus probably to Sauron that we may look for a solution
of the problem of chronology. Though of immensely smaller native power than
his Master, he remained less corrupt, cooler and more capable of
calculation. At least in the Elder Days, and before he was bereft of his lord
and fell into the folly of imitating him, and endeavouring to become
himself supreme Lord of Middle-earth. While Morgoth still stood, Sauron did
not seek his own supremacy, but worked and schemed for another, desiring
the triumph of Melkor, whom in the begin-ning he had adored. He thus was often
able to achieve things, first conceived by Melkor, which his master did not
or could not complete in the furious haste of his malice. We may
assume, then, that the idea of breeding the Orcs came from Melkor, not at first
maybe so much for the provision of servants or the infantry of his wars of
destruction, as for the defilement of the Children and the blasphemous
mockery of the designs of Eru. The details of the accomplishment of this
wickedness were, however, left mainly to the subtleties of Sauron. In that
case the conception in mind of the Orcs may go far back into the night of
Melkor's thought, though the beginning of their actual breeding must await
the awakening of Men. When Melkor was made captive, Sauron escaped and lay
hid, in Middle-earth; and it can in this way be understood how the breeding
of the Orcs (no doubt already begun) went on with increasing speed during
the age when the Noldor dwelt in Aman; so that when they returned to
Middle-earth they found it already infested with this plague, to the
torment of all that dwelt there, Elves or Men or Dwarves. It was Sauron,
also, who secretly repaired Angband for the help of his Master when he
returned; (6) and there the dark places underground were already manned
with hosts of the Orcs before Melkor came back at last, as Morgoth the
Black Enemy, and sent them forth to bring ruin upon all that was fair. And
though Angband has fallen and Morgoth is removed, still they come forth from
the lightless places in the darkness of their hearts, and the earth is
withered under their pitiless feet. This then, as it may appear, was
my father's final view of the question: Orcs were bred from Men, and if
'the conception in mind of the Orcs may go far back into the night of Melkor's
thought' it was Sauron who, during the ages of Melkor's captivity in Aman,
brought into being the black armies that were available to his Master when
he returned. But, as always, it is not quite so simple. Accompanying one
copy of the typescript of this essay are some pages in manuscript for which
my father used the blank reverse sides of papers provided by the publishers
dated 10 November 1969. These pages carry two notes on the 'Orcs' essay: one,
discussing the spelling of the word orc, is given on p. 422 / Fr.170,
OrcsIIIB/; the other is a note arising from something in the essay which is
not indicated, but which is obviously the passage on p. 417 / Fr.170,
ORcsIIIA/ discussing the puppet-like nature inevitable in creatures brought
into being by one of the great Powers themselves: the note was intended to
stand in relation to the words 'But the Orcs were not of this kind'.
The orks, it is true, sometimes appear to have been reduced to a condition
very similar, though there remains actually a profound difference. Those
orks who dwell long under the immediate attention of his will - as
garrisons of his strongholds or elements of armies trained for special
purposes in his war-designs - would act like herds, obeying instantly, as
if with one will, his commands even if ordered to sacrifice their lives in
his service. And as was seen when Morgoth was at last overthrown and cast
out, those orks that had been so absorbed scattered helplessly, without
purpose either to flee or to fight, and soon died or slew themselves.
Other originally independent creatures, and Men among them (but neither
Elves nor Dwarves), could also be reduced to a like condition. But
'puppets', with no independent life or will, would simply cease to move or
do anything at all when the will of their maker was brought to nothing. In any
case the number of orks that were thus 'absorbed' was always only a small
part of their total. To hold them in absolute servitude required a great
expense of will. Morgoth though in origin possessed of vast power was
finite; and it was this expenditure upon the orks, and still more upon the
other far more formidable creatures in his service, that in the event so
dissipated his powers of mind that Morgoth's overthrow became possible.
Thus the greater part of the orks, though under his orders and the dark
shadow of their fear of him, were only intermittently objects of his
immediate thought and concern, and while that was re-moved they relapsed
into independence and became conscious of their hatred of him and his
tyranny. Then they might neglect his orders, or engage in /their own
achievements.../... Here the text breaks off. But the curious thing is that
rough drafting for the second paragraph of this note (written on the same
paper bearing the same date) begins thus: But Men could (and can still) be
reduced to such a condition. 'Puppets' would simply cease to move or 'live'
at all, when not set in motion by the direct will of their maker. In any case,
though the number of orks at the height of Morgoth's power, and still after
his return from captivity, seems to have been very great, those who were
'absorbed' were always a small part of the total. The words that I have
italicised deny an essential conception of the essay. The other note
reads thus: Orcs /Orcs IIIB/ This spelling was taken from Old English.
The word seemed, in itself, very suitable to the creatures that I had in
mind. But the Old English orc in meaning - so far as that is known - is not
suitable. (7) Also the spelling of what, in the later more organized
linguistic situation, must have been a Common Speech form of a word or
group of similar words should be ork. If only because of spelling
difficulties in modern English: an adjective orc + ish becomes necessary, and
orcish will not do. (8) In any future publication I
shall use ork. In text IX / Fr.169/ (the brief writing in which my father
declared the theory of Elvish origin to be certain) he spelt the word Orks,
and said 'so I shall spell it in The Silmarillion'. In the present essay,
obviously later than text IX, it is spelt Orcs, but now, in 1969 or later, he
asserted again that it must be orks.
Note 1. See text VII, p.
406 / Fr.167, iii, end/. - On one copy of the text my father pencilled
against this sentence the names Eruseni, Melkorseni.
Note 2. Legends
that have come down to us from our earliest days': this purports then to be an
Elvish writing. Sauron is spoken of subsequently as a being of the past
(This servitude to a central will .. . was seen even more plainly in the
Second and Third Ages under the tyranny of Sauron', p. 419); but in the
last sentence of the essay the Orcs are a plague that still afflicts the
world.
Note 3. The time of the Awakening of Men is now placed far back; cf.
text II (p. 378): 'The March of the Eldar is through great Rains? Men awake in an isle amid the floods'; 'The coming of Men will therefore be much further back'; 'Men must awake while Melkor is still
in - because of their Fall. Therefore in some period during the Great
March (see p. 385 note 14). In the chronology of the Annals of Aman and the
Grey Annals the Great March began in the Year of the Trees 1105 (p. 82), and
the foremost companies of the Eldar came to the shores of the Great Sea in
1125; Men awoke in Hildorien in the year of the first rising of the Sun,
which was the Year of the Trees 1500. Thus if the Awakening of Men is
placed even very late in the period of the Great March of the Eldar it will
be set back by more than 3500 Years of the Sun. See further p. 430 note 5.
Note 4. Cf. text IX, p. 414: 'But always among them (as special servants
and spies of Melkor, and as leaders) there must have been numerous
corrupted minor spirits who assumed similar bodily shapes' / Fr.169/; also
text VIII, p. 410 /Fr.168/.
Note 5. The footnote at this point, staring
that 'Boldog, for instance, is a name that occurs many times in the tales
of the War', and was perhaps not a personal name, is curious. Boldog appears
several times in the Lay of Leithian as the name of the Orc-captain who led
a raid into Doriath (references in the Index to The Lays of Beleriand); he
reappears in the Quenta (IV.113), but is not mentioned thereafter. I do not
know of any other reference to an Orc named Boldog, Note 7. On the later
story that Angband was built by Melkor in the ancient days and that it was
commanded by Sauron see p. 156, §12. There has been no reference to the
repairing of Angband against Morgoth's return, and cf. the last narrative
development in the Quenta Silmarillion of the story of his return (p. 295,
§14): Morgoth and Ungoliant 'were drawing near to the ruins of Angband
where his great western stronghold had been.' Note 7. See p. 124 /
Fr.162b/. Note 8. 'orcish will not do': because it would be pronounced
'orsish'. The Orkish language was so spelt in The Lord of the Rings from
the First Edition.
Fr.171.
WJ (HME11)/1. The Grey Annals (The
Annals of the Beleriand). /GA1+GA2/
Valian Year 1050.
Hither, it is said, at this time came Melian the Maia from Valinor, when Varda made the
great stars. In this same time the Quendi awoke by Kuivienen, as is told in
the Chronicle of Aman.
Valian Year 1080
About this time the spies of Melkor discovered the Quendi and afflicted them.
1085
In this year Orome found the Quendi, and befriended them.
/Comm./ to §§ 3-5. The second sentence of the annal 1050 and the annals 1080 and 1085 were
added to the manuscript subsequently. It is curious that there was no
mention of the Awakening of the Elves in GA 1 nor in GA 2 as written; but
among the rough draft pages referred to on p. 4 there is in fact a
substantial passage beginning: 'In this same time the Quendi awoke by the waters
of Kuivienen: of which more is said in the Chronicles of Aman.' The text
that follows in this draft is very close - much of it indeed virtually
identical - to the long passage interpolated into AAm (§§43-5 / Fr.161/) on
the fear of Orome among the Quendi, the ensnaring of them by the servants of
Melkor, and the breeding of the Orcs from those captured. There are no
differences of substance between this text and the passage in AAm; and it
is obvious that the latter followed, and was based on, the former,
originally intended for inclusion in the Grey Annals.
In AAm the same dates are given for the Awakening of the Elves (1050) and for their discovery by
Orome (1085); no date is given in AAm for their discovery by Melkor, but it
is said (AAm §43 /Fr.161/) that this was 'some years ere the coming of
Orome'.
Fr.172.
WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
Valian Year 1330. /The Period of Melkor's Chaining, 1090-1495/
And ere long (in the year 1330 according to the
annals that were made in Doriath) the evil creatures came even to
Beleriand, over passes in the mountains, or up from the south through the
dark forests. Wolves there were, or creatures that walked in wolf-shapes,
and other fell beings of shadow.
Among these were the Orkor indeed, who after wrought ruin in Beleriand; but they were yet few and wary
and did but smell out the ways of the land, awaiting the return of their Lord.
Whence they came, or what they were, the Elves knew not then, deeming them
to be Avari, maybe, that had become evil and savage in the wild. In which
they guessed all too near, it is said.
/Comm. to §27/. This paragraph was
an addition to GA 1, though not long after the primary text was made. This
is the later conception, introduced into AAm (see X.123, §127 / Fr.162a/),
according to which the Orcs existed before ever Orome came upon the Elves,
being indeed bred by Morgoth from captured Elves; the older tradition, that
Morgoth brought the Orcs into being when he returned to Middle-earth from
Valinor, survived unchanged in the final form of the Quenta Silmarillion (see
X.194, §62). See further under /Comm. to/ §29 below.
Therefore Thingol bethought of arms, which before his folk had not needed, and these at
first the Naugrim smithied for him./.../ A warlike race of old were all the
Naugrim, and they would fight fiercely with whomsoever aggrieved them: folk
of Melkor, or Eldar, or Avari, or wild beasts, or not seldom with their own
kin, Dwarves of other mansions and lordships.
/Comm. to §29/. - Of the appearance of Orcs and other evil beings in Eriador and even in Beleriand
long before (some 165 Valian Years) the return of Melkor to Middle-earth,
and of the arming of the Sindar by the Dwarves, there has been no previous
suggestion (see under §27 above).
Fr.173.
WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
/Valian Year 1497/.
Now the Orcs that had multiplied in the bowels of the earth grew strong and
fell, and their dark lord filled them with a lust of ruin and death; and
they issued from Angband's gates under the clouds that Morgoth sent forth,
and passed silently into the highlands of the north. Thence on a sudden a
great army came.to Beleriand and assailed King Thingol.
Fr.174a-d. a. WJ (HME11)/1. The Grey Annals (The Annals of the
Beleriand). /GA1+GA2/. But the victory of the Elves was dearbought.
For the Elves of Ossiriand were light-armed, and no match for the Orcs,
who were shod with iron and iron-shielded and bore great spears with
broad blades. b. WJ (HME11)/1. The Grey Annals (The Annals of the
Beleriand). /GA1+GA2/ . /After 155 Year of Sun/. Thereafter there was
peace for many years, and no open assault; for Morgoth perceived now
that the Orcs unaided were no match for the Noldor, save in such numbers
as he could not yet muster. c. Silmarillion-1977. Quenta Silmarillion /Silmarillion/.
10. Of the Sindar. But the victory of the Elves was dear-bought. For
those of Ossiriand were light-armed, and no match for the Orcs, who
were shod with iron and iron-shielded and bore great spears with broad
blades. d. Silmarillion-1977. Quenta Silmarillion /Silmarillion/.
13. Of the Return of the Noldor. But thereafter there was peace for
many years, and no open assault from Angband, for Morgoth perceived
now that the Orcs unaided were no match for the Noldor; and he sought
in his heart for new counsel.
Fr.175. WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
But the host of Melkor, orcs and werewolves, came through the passes of Eryd-wethrin and assailed Feanor.
Fr.176. WJ (HME11)/1. The Grey Annals
(The Annals of the Beleriand). /GA1+GA2/
Indeed we learn now in Eressea
from the Valar, through our /Elvish/ kin that dwell still in Aman, that
after Dagor-nuin-Giliath Melkor was so long in assailing the Eldar with strength
for he himself had departed from Angband, for the last time. Even as before
at the awakening of the Quendi, his spies were watchful, and tidings soon
came to him of the arising of Men. This seemed to him so great a matter
that secretly under shadow he went forth into Middle-earth, leaving the
command of the War to Sauron his lieutenant. Of his dealings with Men the
Eldar knew naught at that time, and know little now, for neither the Valar
nor Men have spoken to them clearly of these things. . But that some
darkness lay upon the hearts of Men (as the shadow of the kinslaying and
the doom of Mandos lay upon the Noldor) the Eldar perceived clearly even in
the fair folk of the Elf-friends that they first knew. To corrupt or
destroy whatsoever arose new and fair was ever the chief desire of Morgoth;
but as regards the Eldar, doubtless he had this purpose also in his errand:
by fear and lies to make Men their foes, and bring them up out of the East
against Beleriand. But this design was slow to ripen, and was never wholly
achieved, for Men (it is said) were at first very few in number, whereas
Morgoth grew afraid of the tidings of the growing power and union of the
Eldar and came back to Angband, leaving behind at that time but few servants,
and those of less might and cunning.
From them /Dark Elves of the
Eastlands = Avari/ it is said that they took the first beginnings of the
western tongues of Men; and from them also they heard rumour of the Blessed
Realms of the West and of the Powers of Light that dwelt there. Therefore
many of the Fathers of Men, the Atanatari, in their wanderings moved ever
westward, fleeing from the darkness that had ensnared them. For these
Elf-friends were Men that had repented and rebelled against the Dark Power, and
were cruelly hunted and oppressed by those that worshipped it, and its
servants.
/Comm. to §87/. The very interesting addition at the end of the
annal belongs with the insertion about Morgoth's departure into the East.
There it is said (§80): 'But that some darkness lay upon the hearts of Men
... the Eldar perceived clearly even in the fair folk of the Elf-friends that
they first knew'; but the present passage is the first definite statement
that Men in their beginning fell to the worship of Morgoth, and that the
Elf-friends, repentant, fled west to escape persecution. In the long
account of his works written for Milton Waldman in 1951, and so very
probably belonging to the same period, my father had said: 'The first fall
of Man ... nowhere appears - Men do not come on the stage until all that is
long past, and there is only a rumour that for a while they fell under the
domination of the Enemy and that some repented' (Letters no.131, pp. 147-8;
see X.354 - 5).
Fr.177.
WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
/After the Third Battle, Dagor Aglareb (60 Year of Sun)/. Certain it is that at this time (which was the time of his return, if the aforesaid account be true, as we must believe)
Morgoth began a new evil, desiring above all to sow fear and disunion among
the Eldar in Beleriand. He now bade the Orkor to take alive any of the
Eldar that they could and bring them bound to Angband. For it was his
intent to use their lore and skill under duress for his own ends; moreover he
took pleasure in tormenting them, and would besides by pain wring from them
at times tidings of the deeds and counsels of his enemies. Some indeed he
so daunted by the terror of his eyes that they needed no chains more, but
walked ever in fear of him, doing his will wherever they might be. These he
would unbind and let return to work treason among their own kin. In this
way also was the curse of Mandos fulfilled, for after a while the Elves
grew afraid of those who claimed to have escaped from thraldom, and often
those hapless whom the Orcs ensnared, even if they broke from the toils would
but wander homeless and friendless thereafter, becoming outlaws in the
woods.
Fr.178.
WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
/.../ and the orcs and wolves passed far into
the lands.
Fr.179.
WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
And they drove the Orcs and beasts of Angband
out /Note that Orcs are strictly differed from "beasts", be they reasonable
or nor, as elsewhere/.
Fr.180a-b.
a. WJ (HME11)/1. The Grey Annals (The Annals of the Beleriand). /GA1+GA2/
And even as Turin came up the ghastly sack of Nargothrond was wellnigh achieved. The Orcs had slain or driven off all that remained in arms, and they were even then ransacking
all the great halls and chambers, plundering and destroying; but those of
the women and maidens that were not burned or slain they had herded on the
terrace before the doors, as slaves to be taken to Angband. /.../ . For the
woodmen at the Crossings of Taiglin had waylaid the orc-host that led the
captives of Nargothrond, hoping to rescue them; but the Orcs had at once
cruelly slain their prisoners, and Finduilas they pinned to a tree with a
spear. b. Silmarillion-1977. Quenta Silmarillion /Silmarillion/.
21. Of Turin Turambar. And even as Turin came up the dreadful sack of Nargothrond
was well nigh achieved. The Orcs had slain or driven off all that remained
in arms, and were even then ransacking the great halls and chambers,
plundering and destroying; but those of the women and maidens that were not
burned or slain they had herded on the terraces before the doors, as slaves
to be taken into Morgoth's thraldom. /.../ The Men of Brethil had waylaid
at the Crossings of Teiglin the Orc-host that led the captives of
Nargothrond, hoping to rescue them; but the Orcs had at once cruelly slain their
prisoners, and Finduilas they pinned to a tree with a spear. So she died.
Fr.181a-b. a. WJ (HME11)/1. The Grey Annals (The Annals of the
Beleriand). /GA1+GA2/ [§ 319].
/498 Year of Sun/.
But ere the end of the year Glaurung sent Orcs of his dominion against Brethil.
b. Silmarillion-1977. Quenta Silmarillion
/Silmarillion/. 21. Of Turin Turambar. But ere the end of the year Glaurung sent Orcs of his dominion against
Brethil. Fr.182. WJ (HME11)/2:11. The Later Quenta Silmarillion /LQ 1 + LQ 2/. Of Beleriand
and its Realms. /Comm./
The great majority of the changes made to the text
of QS (Chapter 9, V258-66, $$105-21) are found in the early typescript
LQ 1, but some are not, and appear only in LQ 2: these cases are noticed
in the account that follows. /.../ In QS §115 / Fr.105/ the account
ran thus: Of old the lord of Ossiriand was Denethor, friend of Thingol;
but he was slain in battle when he marched to the aid of Thingol against
Melko, in the days when the Orcs were first made and broke the starlit
peace of Beleriand. Thereafter Doriath was fenced with enchantment'
/.../. It is notable that the phrase 'in the days when the Orcs were
first made' was never altered.
Fr.183. WJ (HME11)/2:15. The Later Quenta Silmarillion /LQ 1 + LQ 2/. Of the
Ruin of Beleriand and the Fall of Fingolfin.
Sauron was the chief servant
of the evil Vala, whom he had suborned to his service in Valinor from among
the people of the gods. He was become a wizard of dreadful power, master of
necromancy, foul in wisdom' > 'Now Sauron, whom the Noldor call Gorthu,
was the chief servant of Morgoth. In Valinor he had dwelt among the people
of the gods, but there Morgoth had drawn him to evil and to his service. He
was become now a sorcerer of dreadful power, master of shadows and of ghosts,
foul in wisdom'. On this passage, and the name Gorthu, see V.333, 338, and
the commentary on QS §143 (V.290). In the footnote to this paragraph
Tol-na-Gaurhoth > Tol-in- Gaurhoth (cf. GA $154 and commentary, pp. 54,
125).
Fr.184. WJ (HME11)/3:1. The Wanderings of Hurin.
Nonetheless the others were doubtful, for no tidings had come out of
Brethil for some years. 'It may be ruled by Orcs for all we know,' they
said. 'We shall soon find what way things go,' said Asgon. 'Orcs are little
worse than Eastrons, I guess. If outlaws we must remain, I would rather lurk in the fair woods than in the cold hills.'
Fr.185. WJ (HME11)/3:1. The Wanderings of Hurin.
'Curs!' he/Hurin/ cried. 'Would you
slay an old man sleeping? You look like Men, but you are Orcs under the
skin, I guess. Come then! Slay me awake, if you dare.
Fr.186. WJ (HME11)/3:1. The Wanderings of Hurin
/Elvish capturers of Hurin say
on Hurin/: Not by chance, for as he himself declared, he has an errand
here. What that may be he has not revealed, but it cannot be one of good will.
He hates this folk. As soon as he saw us he reviled us. We gave him food
and he spat on it. I have seen Orcs do so, if any were fools enough to show
them mercy.
Fr.187. WJ (HME11)/3:3. Maeglin.
For the Eldar never used any poison, not even against their most cruel enemies, beast, ork, or man; and they were filled with shame and horror that Eol should
have meditated this evil deed.
Fr.188. WJ (HME11)/3:4. Quendi and Eldar.
Essekenta Eldarinwa. Enquiry into the origins of the Elvish
names for Elves and their varieties clans and divisions: with Appendices on
their names for the other Incarnates: Men, Dwarves, and Orcs; and on their
analysis of their own language, Quenya: with a note on the 'Language of the
Valar'.
Fr.189. WJ (HME11)/3:4. Quendi and Eldar. B.
B. Meanings and use of the various terms applied to
the Elves and their varieties in Quenya, Telerin, and Sindarin. Quenya.
1. quen, pl. queni, person, individual, man or woman. Chiefly used in
the unstressed form quen. Mostly found in the singular: 'one, somebody';
in the pl. 'people, they'. Also combined with other elements, as in
aiquen 'if anybody, whoever', ilquen 'everybody'. In a number of old
compounds -quen, pl. queni was combined with noun or adjective stems
to denote habitual occupations or functions, or to describe those having
some notable (permanent) quality: as -man in English (but without distinction
of sex) in horseman, seaman, work- man, nobleman, etc. Q roquen 'horseman,
rider'; (Note 3, p. 407) kiryaquen 'shipman, sailor'; arquen 'a noble'.
These words belong to everyday speech, and have no special reference
to Elves. They were freely applied to other Incarnates, such as Men
or Dwarves, when the Eldar became acquainted with them. 2. Quendi Elves, of any kind, including the Avari. The sg. Quende
was naturally less frequently used. As has been seen, the word was made
when the Elves as yet knew of no other 'people' than themselves. The sense
'the Elvish people, as a whole', or in the sg. 'an Elf and not some other
similar creature', developed first in Aman, where the Elves lived among or
in contact with the Valar and Maiar. During the Exile when the Noldor
became re-associated with their Elvish kin, the Sindar, but met other
non-Elvish people, such as Orcs, Dwarves, and Men, it became an even more
useful term. But in fact it had ceased in Aman to be a word of everyday
use, and remained thereafter mainly used in the special language of Lore:
histories or tales of old days, or learned writings on peoples and
languages. In ordinary language the Elves of Aman called themselves Eldar
(or in Telerin Elloi): see below. There also existed two old compounds
containing *kwendi: *kala-kwendi and *mori-kwendi, the Light-folk and the
Dark-folk. These terms appear to go back to the period before the
Separation, or rather to the time of the debate among the Quendi concerning
the invitation of the Valar. They were evidently made by the party
favourable to Orome, and referred originally to those who desired the Light
of Valinor (where the ambassadors of the Elves reported that there was no
darkness), and those who did not wish for a place in which there was no
night. But already before the final separation *mori-kwendi may have
referred to the glooms and the clouds dimming the sun and the stars during
the War of the Valar and Melkor,(6) so that the term from the beginning had
a tinge of scorn, implying that such folk were not averse to the shadows of
Melkor upon Middle-earth. The lineal descendants of these terms
survived only in the languages of Aman. The Quenya forms were Kalaquendi
and Moriquendi. The Kalaquendi in Quenya applied only to the Elves who actually
lived or had lived in Aman; and the Moriquendi was applied to all others,
whether they had come on the March or not. The latter were regarded as
greatly inferior to the Kalaquendi, who had experienced the Light of
Valinor, and had also acquired far greater knowledge and powers by their
association with the Valar and Maiar. In the period of Exile the Noldor
modified their use of these terms, which was offensive to the Sindar.
Kalaquendi went out of use, except in written Noldorin lore. Moriquendi was
now applied to all other Elves, except the Noldor and Sindar, that is to Avari
or to any kind of Elves that at the time of the coming of the Noldor had
not long dwelt in Beleriand and were not subjects of Elwe. It was never
applied, however, to any but Elvish peoples. The old distinction, when
made, was represented by the new terms Amanyar 'those of Aman', and
Uamanyar or Umanyar 'those not of Aman', beside the longer forms Amaneldi
and Umaneldi.
3. Quendya, in the Noldorin dialect Quenya. This word
remained in ordinary use, but it was only used as a noun 'the Quendian
language'. (Note 4, p. 407) This use of Quendya must have arisen in Aman,
while Quendi still remained in general use. Historically, and in the more
accurate use of the linguistic Loremasters, Quenya included the dialect of
the Teleri, which though divergent (in some points from days before
settlement in Aman, such as *kw > p), remained generally intelligible to
the Vanyar and Noldor. But in ordinary use it was applied only to the
dialects of the Vanyar and Noldor, the differences between which only
appeared later, and remained, up to the period just before the Exile, of
minor importance. In the use of the Exiles Quenya naturally came to mean the
language of the Noldor, developed in Aman, as distinct from other tongues,
whether Elvish or not. But the Noldor did not forget its connexion with the
old word Quendi, and still regarded the name as implying 'Elvish', that is
the chief Elvish tongue, the noblest, and the one most nearly preserving
the ancient character of Elvish speech. For a note on the Elvish words for
'language', especially among the Noldorin Loremasters, see Appendix D (p.
391).
4. Elda and Eldo. The original distinction between these forms as
meaning 'one of the Star-folk, or Elves in general', and one of the
'Marchers', became obscured by the close approach of the forms. The form
Eldo went out of use, and Elda remained the chief word for 'Elf' in Quenya. But
it was not in accurate use held to include the Avari (when they were
remembered or considered); i.e. it took on the sense of Eldo. It may,
however, have been partly due to its older sense that in popular use it was
the word ordinarily employed for any Elf, that is, as an equivalent of the
Quende of the Loremasters. When one of the Elves of Aman spoke of the
Eldalie, 'the Elven-folk', he meant vaguely all the race of Elves, though
he was probably not thinking of the Avari. For, of course, the special
kinship of the Amanyar with those left in Beleriand (or Hekeldamar) was
remembered, especially by the Teleri. When it was necessary to distinguish these
two branches of the Eldar (or properly Eldor), those who had come to Aman
were called the Odzeldi N Oareldi, for which another form (less used) was
Auzeldi, N Aureldi; those who had remained behind were the Hekeldi. These
terms naturally belonged rather to history than everyday speech, and in the
period of the Exile they fell out of use, being unsuitable to the situation
in Beleriand. The Exiles still claimed to be Amanyar, but in practice this
term usually now meant those Elves remaining in Aman, while the Exiles
called themselves Etyangoldi 'Exiled Noldor', or simply (since the great
majority of their clan had come into exile) Noldor. All the subjects of
Elwe they called Sindar or 'Grey-elves'.
Telerin. 1. The
derivatives of *KWEN were more sparingly represented in the Telerin dialects, of
Aman or Beleriand. This was in part due to the Common Telerin change of kw
> p, (Note 5, p. 407) which caused *pen < *kwen to clash with the PQ
stem *PEN 'lack, be without', and also with some of the derivatives of *PED
'slope, slant down' (e.g. *penda 'sloping'). Also the Teleri felt
themselves to be a separate people, as compared with the Vanyar and Noldor,
whom taken together they outnumbered. This sentiment began before the
Separation, and increased on the March and in Beleriand. In consequence
they did not feel strongly the need for a general word embracing all Elves,
until they came in contact with other non-Elvish Incarnates. As a pronoun
enclitic (e.g. in aipen, Q aiquen; ilpen, Q ilquen) *kwen survived in
Telerin; but few of the compounds with pen 'man' remained in ordinary use,
except arpen 'noble (man)', and the derived adjective arpenia.
Pendi, the
dialectal equivalent of Q Quendi, survived only as a learned word of the
historians, used with reference to ancient days before the Separation; the
adjective *Pendia (the equivalent of Quendya) had fallen out of use.. (Note
6, p. 408)
The Teleri had little interest in linguistic lore, which they left to the
Noldor. They did not regard their language as a 'dialect' of Quenya, but
called it Lindarin or Lindalambe. Quenya they called Goldorin or Goldolambe; for
they had few contacts with the Vanyar.
The old compounds in Telerin
form Calapendi and Moripendi survived in historical use; but since the
Teleri in Aman remained more conscious of their kinship with the Elves left in
Beleriand, while Calapendi was used, as Kalaquendi in Quenya, to refer only
to the Elves of Aman, Moripendi was not applied to the Elves of Telerin
origin who had not reached Aman.
2. Ello and Ella. The history of the
meanings of these words was almost identical with that of the corresponding
Elda and Eldo in Quenya. In Telerin the -o form became preferred, so that
generally T Ello was the equivalent of Q Elda. But Ella remained in use in
quasi-adjectival function (e.g. as the first element in loose or genitival
compounds): thus the equivalent of Q Eldalie was in T Ellalie. In
contrast to the Elloi left in Beleriand those in Aman were in histories called
Audel, pl. Audelli. Those in Beleriand were the Hecelloi of Heculbar (or
Hecellubar).
Sindarin. 1. Derivatives of *KWEN were limited to the sense:
pronominal 'one, somebody, anybody', and to a few old compounds that
survived. PQ *kwende, *kwendi disappeared altogether. The reasons for this
were partly the linguistic changes already cited; and partly the circumstances
in which the Sindar lived, until the return of the Noldor, and the coming
of Men. The linguistic changes made the words unsuitable for survival; the
circumstances removed all practical need for the term. The old unity of the
Elves had been broken at the Separation. The Elves of Beleriand were isolated,
without contact with any other people, Elvish or of other kind; and they
were all of one clan and language: Telerin (or Lindarin). Their own
language was the only one that they ever heard; and they needed no word to
distinguish it, nor to distinguish themselves. As a pronoun, usually
enclitic, the form pen, mutated ben, survived. A few compounds survived,
such as rochben 'rider' (m. or f.), orodben 'a mountaineer' or 'one living
in the mountains', arphen 'a noble'. Their plurals were made by
i-affection, originally carried through the word: as roechbin, oerydbin,
erphin, but the normal form of the first element was often restored when the
nature of the composition remained evident: as rochbin, but always erphin.
These words had no special association with Elves. Associated with
these compounds were the two old words Calben (Celbin) and Morben (Moerbin). On
the formal relation of these to Quenya Kalaquendi and Moriquendi see p.
362. They had no reference to Elves, except by accident of circumstance.
Celbin retained what was, as has been said, probably its original meaning:
all Elves other than the Avari; and it included the Sindar. It was in fact
the equivalent (when one was needed) of the Quenya Eldar, Telerin Elloi.
But it referred to Elves only because no other people qualified for the
title. Moerbin was similarly an equivalent for Avari; but that it did not
mean only 'Dark-elves' is seen by its ready application to other
Incarnates, when they later became known. By the Sindar anyone dwelling
outside Beleriand, or entering their realm from outside, was called a
Morben. The first people of this kind to be met were the Nandor, who
entered East Beleriand over the passes of the Mountains before the return of
Morgoth; soon after his return came the first invasions of his Orcs from
the North.(7) Somewhat later the Sindar became aware of Avari, who had
crept in small and secret groups into Beleriand from the South. Later came
the Men of the Three Houses, who were friendly; and later still Men of
other kinds. All these were at first acquaintance called Moerbin. (Note 7,
p. 408) But
when the Nandor were recog nized as kinsfolk of Lindarin origin and speech
(as was still recognizable), they were received into the class of Celbin.
The Men of the Three Houses were also soon removed from the class of
Moerbin. (Note 8, p. 408) hey were given their own name,
Edain, and were seldom actually called Celbin, but they were recognized as
belonging to this class, which became . practically equivalent to 'peoples
in alliance in the War against Morgoth'. The Avari thus remained the chief
examples of Moerbin. Any individual Avar who joined with or was admitted
among the Sindar (it rarely happened) became a Calben; but the Avari in
general remained secretive, hostile to the Eldar, and untrustworthy; and
they dwelt in hidden places in the deeper woods, or in caves. (Note 9, p.
408) Moerbin
as applied to them is usually translated 'Dark-elves', partly because Moriquendi
in the Quenya of the Exiled Noldor usually referred to them. But that no
special reference to Elves was intended by the Sindarin word is shown by
the fact that Moerbin was at once applied to the new bands of Men
(Easterlings) that appeared before the Battle of the Nirnaeth. (Note 9, p.
408) If in Sindarin an Avar, as distinct from other kinds of Morben, was intended, he
was called Mornedhel.
2. Edhel, pl. Edhil. In spite of its ultimate
derivation (see p. 360) this was the general word for 'Elf, Elves'. In the
earlier days it naturally referred only to the Eldarin Sindar, for no other
kind was ever seen; but later it was freely applied to Elves of any kind that
entered Beleriand. It was however only used in these two forms. The
masculine and feminine forms were Ellon m. and Elleth f. and the class-plural
was Eldrim, later Elrim, when this was not replaced by the more commonly
used Eledhrim (see below). The form without the m. and f. suffixes was not
in use, and survived only in some old compounds, especially personal names,
in the form el, pl. il, as a final element. The form Elen, pl. Elin was only
used in histories or the works of the Loremasters, as a word to include all
Elves (Eldar and Avari). But the class-plural Eledhrim was the usual word
for 'all the Elvish race', whenever such an expression was needed.
All these words and forms, whatever their etymologies (see above), were
applicable to any kind of Elf. In fact Edhel was properly applied only to
Eldar; Ell- may have a mixed origin; and Elen was an ancient general word.
(Note 10, p. 410)
3. The Sindar had no general name for themselves as
distinct from other varieties of Elf, until other kinds entered Beleriand.
The descendant of the old clan name *Lindai (Q Lindar) had fallen out of
normal use, being no longer needed in a situation were all the Edhil were of the
same kind, and people were more aware of the growing differences in speech
and other matters between those sections of the Elves that lived in widely
sundered parts of a large and mostly pathless land. They were thus in
ordinary speech all Edhil, but some belonged to one region and some to another:
they were Falathrim from the sea-board of West Beleriand, or lathrim from
Doriath (the land of the Fence, or iath), or Mithrim who had gone north
from Beleriand and inhabited the regions about the great lake that
afterwards bore their name. (Note 11, p. 410) The old clan-name *Lindai
survived in the compound Glinnel, pl. Glinnil, a word only known in
historical lore, and the equivalent of Quenya Teleri or Lindar; see the
Notes on the Clan-names below. All the Sindarin subjects of King
Elu-Thingol, as distinguished from the incoming Noldor, were sometimes
later called the Eluwaith. Dunedhil 'West-elves' (the reference being to the
West of Middle-earth) was a term made to match Dunedain 'West-men' (applied
only to the Men of the Three Houses). But with the growing amalgamation,
outside Doriath, of the Noldor and Sindar into one people using the
Sindarin tongue as their daily speech, this soon became applied to both Noldor
and Sindar. While the Noldor were still distinct, and whenever it was
desired to recall their difference of origin, they were usually called
Odhil (sg. Odhel). This as has been seen was originally a name for all the
Elves that left Beleriand for Aman. These were also called by the Sindar
Gwanwen, pl. Gwenwin (or Gwanwel, Gwenwil) 'the departed': cf. Q vanwa. This
term, which could not suitably be applied to those who had come back,
remained the usual Sindarin name for the Elves that remained in Aman. Odhil
thus became specially the name of the Exiled Noldor. In this sense the form
Godhel, pl. Godhil soon replaced the older form. It seems to have been due to
the influence of the clan-name Golodh, pl. Goelydh; or rather to a
deliberate blending of the two words. The old clan-name had not fallen out
of memory (for the Noldor and the Sindar owing to the great friendship of
Finwe and Elwe were closely associated during their sojourn in Beleriand before
the Departure) and it had in consequence a genuine Sindarin form (< CE
*ngolodo). But the form Golodh seems to have been phonetically unpleas- ing
to the Noldor. The name was, moreover, chiefly used by those who wished to
mark the difference between the Noldor and the Sindar, and to ignore the
dwelling of the Noldor in Aman which might give them a claim to superiority.
This was especially the case in Doriath, where King Thingol was hostile to
the Noldorin chieftains, Feanor and his sons, and Fingolfin, because of
their assault upon the Teleri in Aman, the people of his brother Olwe. The
Noldor, therefore, when using Sindarin, never applied this name (Golodh) to
themselves, and it fell out of use among those friendly to them.
4.
Eglan, pl. Eglain, Egladrim. This name, 'the Forsaken', was, as has been said,
given by the Sindar to themselves. But it was not in Beleriand a name for
all the Elves who remained there, as were the related names, Hekeldi,
Hecelloi, in Aman. It applied only to those who wished to depart, and
waited long in vain for the return of Ulmo, taking up their abode on or near the
coasts. There they became skilled in the building and management of ships.
Cirdan was their lord. Cirdan's folk were made up both of numbers of the
following of Olwe, who straying or lingering came to the shores too late,
and also of many of the following of Elwe, who abandoned the search for him
and did not wish to be separated for ever from their kin and friends. This folk
remained in the desire of Aman for long years, and they were among the most
friendly to the Exiles. They continued to call themselves the Eglain, and
the regions where they dwelt Eglamar and Eglador. The latter name fell out
of general use. It had originally been applied to all western Beleriand
between Mount Taras and the Bay of Balar, its eastern boundary being roughly
along the River Narog. Eglamar, however, remained the name of the 'Home of
the Eglain': the sea-board from Cape Andras to the headland of Bar-in-Myl
('Home of the Gulls'),(8) which included the ship-havens
of Cirdan at Brithonbar (9) and at the head of the firth of Eglarest.
The Eglain became a people somewhat apart from the inland Elves, and at the
time of the coming of the Exiles their language was in many ways different.
(Note 12, p. 411) But they acknowledged the high-kingship of Thingol, and
Cirdan never took the title of king.(10) *Abari. This name,
evidently made by the Eldar at the time of the Separation, is found in histories
in the Quenya form Avari, and the Telerin form Abari. It was still used by
the historians of the Exiled Noldor, though it hardly differed from
Moriquendi, which (see above) was no longer used by the Exiles to include
Elves of Eldarin origin. The plural Evair was known to Sindarin loremasters, but
was no longer in use. Such Avari as came into Beleriand were, as has been
said, called Morben, or Mornedhel. Author's Note 7. The
Dwarves were in a special position. They claimed to have known Beleriand before
even the Eldar first came there; and there do appear to have been small
groups dwelling furtively in the highlands west of Sirion from a very early
date: they attacked and waylaid the Elves by stealth, and the Elves did not
at first recognize them as Incarnates, but thought them to be some kind of
cunning animal, and hunted them. By their own account they were fugitives,
driven into the wilderness by their own kin further east, and later they
were called the Noegyth Nibin (32) or Petty-dwarves, for they had become
smaller than the norm of their kind, and filled with hate for all other
creatures. When the Elves met the powerful Dwarves of Nogrod and Belegost,
in the eastern side of the Mountains, they recognized them as Incarnates,
for they had skill in many crafts, and learned the Elvish speech readily
for purposes of traffic. At first the Elves were in doubt concerning them,
believing them to be related to Orcs and creatures of Morgoth; but when
they found that, though proud and unfriendly, they could be trusted to keep
any treaties that they made, and did not molest those who left them in
peace, they traded with them and let them come and go as they would. /.../.
Fr.190. WJ (HME11)/3:4. Quendi and Eldar. Appendix A. Elvish
names for Men.
The first Elves that Men met in the world were Avari, some
of whom were friendly to them, but the most avoided them or were hostile
(according to the tales of Men). What names Men and Elves gave to one
another in those remote days, of which little was remembered when the
Loremasters in Beleriand made the acquaintance of the After-born, there is
now no record. By the Dunedain the Elves were called Nimir (the
Beautiful).(18) The Eldar did not meet Men of
any kind or race until the Noldor had long returned to Beleriand and were
at war with Morgoth. The Sindar did not even know of their existence, until
the coming of the Nandor; and these brought only rumour of a strange people
(whom they had not themselves seen) wandering in the lands of the East
beyond the Hithaeglir. From these uncertain tales the Sindar concluded that
the 'strange people' were either some diminished race of the Avari, or else
related to Orcs, creatures of Melkor, bred in mockery of the true Quendi. But
the Noldor had already heard of Men in Aman. Their knowledge came in the
first place from Melkor and was perverted by his malice, but before the
Exile those who would listen had learned more of the truth from the Valar,
and they knew that the newcomers were akin to themselves, being also
Children of Iluvatar, though differing in gifts and fate. Therefore the
Noldor made names for the Second Race of the Children, calling them the
Atani 'the Second Folk'. /.../.
Fr.191. WJ (HME11)/3:4. Quendi and Eldar. Appendix B. Elvish names for the Dvarwes.
The Sindar
had long known the Dwarves, and had entered into peaceful relations with them,
though of trade and exchange of skills rather than of true friendship,
before the coming of the Exiles. The name (in the plural) that the Dwarves
gave to themselves was Khazad, and this the Sindar rendered as they might
in the terms of their own speech, giving it the form *chadod > *chadaud >
Hadhod. (Note 22, p. 412) Hadhod, Hadhodrim was the name which they
continued to use in actual intercourse with the Dwarves; but among
themselves they referred to the Dwarves usually as the Naugrim 'the Stunted
Folk'. The adjective naug 'dwarf(ed), stunted', however, was not used by
itself for one of the Khazad. The word used was Nogoth, pl. Noegyth,
class-plural Nogothrim (as an occasional equivalent of Naugrim). (Note 23,
p. 413) They also often referred to the Dwarves as a race by the name
Dornhoth 'the Thrawn Folk', because of their stubborn mood as well as bodily
toughness. The Exiles heard of the Dwarves first from the Sindar,
and when using the Sindarin tongue naturally adopted the already
established names. But later in Eastern Beleriand the Noldor came into
independent relations with the Dwarves of Eryd Lindon, and they adapted the name
Khazad anew for use in Quenya, giving it the form Kasar, pl. Kasari or
Kasari. (Note 24, p. 413) This was the word most commonly used in Quenya
for the Dwarves, the partitive plural being Kasalli, and the race-name
Kasallie. But the Sindarin names were also adapted or imitated, a Dwarf being
called Nauko or Norno (the whole people Naukalie or Nornalie). Norno was
the more friendly term. (Note 25, p. 413) The Petty-dwarves. See
also Note 7 / Fr.89, the end/. The Eldar did not at first recognize these
as Incarnates, for they seldom caught sight of them in clear light. They
only became aware of their existence indeed when they attacked the Eldar by
stealth at night, or if they caught them alone in wild places. The Eldar
therefore thought that they were a kind of cunning two-legged animals living
in caves, and they called them Levain tad-dail, or simply Tad-dail, and
they hunted them. But after the Eldar had made the acquaintance of the
Naugrim, the Tad-dail were recognized as a variety of Dwarves and were left
alone. There were then few of them surviving, and they were very wary, and
too fearful to attack any Elf, unless their hiding-places were approached
too nearly. The Sindar gave them the names Nogotheg 'Dwarf- let', or Nogoth
niben 'Petty Dwarf'.(20) The great Dwarves despised the Petty-dwarves,
who were (it is said) the descendants of Dwarves who had left or been
driven our from the Communities, being deformed or undersized, or slothful and
rebellious. But they still acknowledged their kinship and resented any
injuries done to them. Indeed it was one of their grievances against the
Eldar that they had hunted and slain their lesser kin, who had settled in
Beleriand before the Elves came there. This grievance was set aside, when
treaties were made between the Dwarves and the Sindar, in consideration of
the plea that the Petty-dwarves had never declared themselves to the Eldar,
nor presented any claims to land or habitations, but had at once attacked
the newcomers in darkness and ambush. But the grievance still smouldered,
as was later seen in the case of Mim, the only Petty-dwarf who played a
memorable part in the Annals of Beleriand. The Noldor, for use in
Quenya, translated these Sindarin names for the Petty-dwarves by Attalyar
'Bipeds', and Pikinaukor or Pitya-naukor.
/.../
Fr.192. WJ (HME11)/3:4. Quendi and Eldar. Appendix C. Elvish names for the Orcs.
The opening paragraphs of this Appendix have been given in
Morgoth's Ring p. 416 and are not repeated here / Fr.170: here I restore it
for the reader's convinience: It is not here the place to debate the
question of the origin of the Orcs. They were bred by Melkor, and their
breeding was the most wicked and lamentable of his works in Arda, but not the
most terrible. For clearly they were meant in his malice to be a mockery of
the Children of Iluvatar, wholly subservient to his will, and nursed in an
unappeasable hatred of Elves and Men. The Orcs of the later wars, after the
escape of Melkor-Morgoth and his return to Middle-earth, were neither
spirits nor phantoms, but living creatures, capable of speech and of some crafts
and organization, or at least capable of learning such things from higher
creatures or from their Master. They bred and multiplied rapidly whenever
left undisturbed. It is unlikely, as a consideration of the ultimate origin
of this race would make clearer, that the Quendi had met any Orcs of this
kind, before their finding by Oromë and the separation of Eldar and Avari.
But it is known that Melkor had become aware of the Quendi before the Valar
began their war against him, and the joy of the Elves in Middle-earth had
already been darkened by shadows of fear. Dreadful shapes had begun to
haunt the borders of their dwellings, and some of their people vanished
into the darkness and were heard of no more. Some of these things may have been
phantoms and delusions; but some were, no doubt, shapes taken by the
servants of Melkor, mocking and degrading the very forms of the Children.
For Melkor had in his service great numbers of the Maiar, who had the
power, as had their Master, of taking visible and tangible shape in Arda. - End
of the restored passage/. The words that now follow, 'these shapes and
the terror that they inspired', refer to the 'dreadful shapes' that haunted
the dwellings of the Elves in the land of their awakening. For these
shapes and the terror that they inspired the element chiefly used in the ancient
tongue of the Elves appears to have been *RUKU. In all the Eldarin tongues
(and, it is said, in the Avarin also) there are many derivatives of this
stem, having such ancient forms as: ruk-, rauk-, uruk-, urk(u), runk-,
rukut/s, besides the strengthened stem gruk-, and the elaborated guruk-, nguruk.
(Note 27, p. 415) Already in PQ that word must have been formed which had
in CE the form *rauku or *rauko. This was applied to the larger and more
terrible of the enemy shapes. But ancient were also the forms uruk, urku/o,
and the adjectival urka 'horrible'. (Note 28, p. 415) In Quenya we meet the
noun urko, pl. urqui, deriving as the plural form shows from *urku or
*uruku. In Sindarin is found the corresponding urug; but there is in
frequent use the form orch, which must be derived from *urko or the
adjectival *urka. In the lore of the Blessed Realm the Q urko naturally
seldom occurs, except in tales of the ancient days and the March, and then
is vague in meaning, referring to anything that caused fear to the Elves,
any dubious shape or shadow, or prowling creature. In Sindarin urug has a
similar use. It might indeed be translated 'bogey'. But the form orch seems
at once to have been applied to the Orcs, as soon as they appeared; and
Orch, pl. Yrch, class-plural Orchoth remained the regular name for these
creatures in Sindarin afterwards. The kinship, though not precise equivalence,
of S orch to Q urko, urqui was recognized, and in Exilic Quenya urko was
commonly used to translate S orch, though a form showing the influence of
Sindarin, orko, pl. orkor and orqui, is also often found. These names,
derived by various routes from the Elvish tongues, from Quenya, Sindarin,
Nandorin, and no doubt Avarin dialects, went far and wide, and seem to have
been the source of the names for the Orcs in most of the languages of the
Elder Days and the early ages of which there is any record. The form in
Adunaic urku, urkhu may be direct from Quenya or Sindarin; and this form
underlies the words for Orc in the languages of Men of the North-West in
the Second and Third Ages. The Orcs themselves adopted it, for the fact
that it referred to terror and detestation delighted them. The word uruk
that occurs in the Black Speech, devised (it is said) by Sauron to serve as a
lingua franca for his subjects, was probably borrowed by him from the
Elvish tongues of earlier times. It referred, however, specially to the
trained and disciplined Orcs of the regiments of Mordor. Lesser breeds seem
to have been called snaga.(22) The Dwarves claimed to have met and fought
the Orcs long before the Eldar in Beleriand were aware of them. It was
indeed their obvious detestation of the Orcs, and their willingness to assist in
any war against them, that convinced the Eldar that the Dwarves were no
creatures of Morgoth. Nonetheless the Dwarvish name for Orcs, Rukhs, pl.
Rakhas, seems to show affinity to the Elvish names, and was possibly
ultimately derived from Avarin. The Eldar had many other names for the
Orcs, but most of these were 'kennings', descriptive terms of occasional
use. One was, however, in frequent use in Sindarin: more often than Orchoth the
general name for Orcs as a race that appears in the Annals was Glamhoth.
Glam meant 'din, uproar, the confused yelling and bellowing of beasts', so
that Glamboth in origin meant more or less 'the Yelling-horde', with
reference to the horrible clamour of the Orcs in battle or when in pursuit -
they could be stealthy enough at need. But Glamhoth became so firmly
associated with Orcs that Glam alone could be used of any body of Orcs, and
a singular form was made from it, glamog. (Compare the name of the sword
Glamdring.)
Note. The word used in translation of Q urko, S orch, is Orc.
But that is because of the similarity of the ancient English word orc,
'evil spirit or bogey', to the Elvish words. There is possibly no connexion
between them. The English word is now generally supposed to be derived from
Latin Orcus. The word for Orc in the now forgotten tongue of the Druedain
in the realm of Gondor is recorded as being (? in the plural) gorgun. This
is possibly derived ultimately from the Elvish words. Author's Notes
to Quendi and Eldar. Note 27 (p. 390). *(n)guruk is due to a combination
of *(g)ruk with *NGUR 'horror', seen in S gorth, gorthob 'horror,
horrible', and (reduplicated) gorgor 'extreme horror'. Note 28 (p. 390)
Some other derivatives are in Quenya: rukin 'I feel fear or horror' (constructed
with 'from' of the object feared); ruhta- 'terrify'; rukima 'terrible';
rauko and arauko < *grauk-) 'a powerful, hostile, and terrible
creature', especially in the compound Valarauko 'Demon of Might', applied
later to the more powerful and terrible of the Maia servants of Morgoth. In
Sindarin appear, for instance, raug and graug, and the com- pound Balrog
(equivalents of Q rauko, etc.); groga- 'feel terror'; gruitha 'terrify';
gorog (< *guruk) 'horror'. /Comm. Note 22 by Christ.Tolk./. Cf. Appendix
F to The Lord of the Rings, p. 409: 'The lesser kinds were called,
especially by the Uruk-hai, snaga "slave".'
Fr.193a-c. a. PM (HME12)/Foreword. Note on the text.
One concerns the translation of the curse of the Orc
from the Dark Tower given on p. 83 / Fr.193b/. When writing this passage
I had forgotten that Mr Carl Hostetter, editor of the periodical Vinyar
Tengwar, had pointed out in the issue (no. 26) for November 1992 that
there is a translation of the words in a note to one of the typescripts
of Appendix E (he being unaware of the existence of the certainly earlier
version that I have printed); and I had also overlooked the fact that
a third version is found among notes on words and phrases 'in alien
speech' in The Lord of the Rings. All three differ significantly (bagronk,
for example, being rendered both as 'cesspool' and as 'torture (chamber)');
from which it seems clear that my father was at this time devising interpretations
of the words, whatever he may have intended them to mean when he first
wrote them.]
b. PM (HME12)/1:2. The Appendix on
Languages. Notes. Note 6. There is scarcely anything in the last texts
that calls for special notice, but it should be recorded that in the
penultimate draft my father revealed the meaning of the sentence in
the Black Speech uttered by one of the Orcs who was guarding Pippin
in the chapter The Uruk-hai (TT p. 48): Ugluk u bagronk sha pushdug
Saruman-glob bubhosh skai. At the end of the section Orcs and the Black
Speech (RK p. 410) this text reads: ... while the curse of the Mordor-orc
in Chapter 3 of Book Three is in the more debased form used by the
soldiers of the Dark Tower, of whom Grishnakh was the captain. "Ugluk
to the cesspool, sha! the dungfilth; the great Saruman-fool, skai!"
c. /H.Fauskanger's resummarizing/
Then there is the curse of the
Mordor-orc: Ugluk u bagronk sha pushdug Saruman-glob bubhosh skai (LotR2
III:3). In PM:83, this is translated "Ugluk to the cesspool, sha! the dungfilth;
the great Saruman-fool, skai!" (There also exists another translation; see
below.) /.../. A quite different translation of the Orkish curse has been
published in Vinyar Tengwar: "Ugluk to the dung-pit with stinking
Saruman-filth, pig-guts, gah!" This translation seems to be later than the one
mentioned above. It seems that Tolkien had forgotten the original
translation and simply made up a new one.
Fr.194. PM (HME12)/1:1. The Prologue.
He /Gollum/ ate any living thing, even goblin,
if he could catch and strangle it without a fight.
Fr.195a-l. a. PM (HME12)/1:1. The Appendix on Languages. First draft, .
The orcs and goblins had languages of their own, as hideous as all
things that they made or used; and since some remnant of good will,
and true thought and perception, is required to keep even a base language
alive and useful even for base purposes, their tongues were endlessly
diversified in form, as they were deadly monotonous in purport, fluent
only in the expression of abuse, of hatred and fear. For which reason
they and their kind used (and still use) the languages of nobler creatures
in such intercourse as they must have between tribe and tribe.(Note
5 / Fr.195j/) b. PM (HME12)/1:1. The Appendix on Languages. First draft, .
/Note confusing Noldor with goblins in "popular fancy"/. The word Gnomish
is used above; and it would be an apt name, since whatever Paracelsus
may have thought (if indeed he invented the word), to the learned it
suggests knowledge. And their own true name in High-Elven is Noldor,
Those that Know; for of the Three Kindreds of the Elves in the beginning,
ever the Noldor were distinguished both by their knowledge of things
that are and were in this world, and by the desire to know yet more.
Yet they were not in fact in any way like to the gnomes of our learned
theory, and still less to the gnomes of popular fancy in which they
have been confused with dwarves and goblins, and other small creatures
of the earth. They belonged to a race high and beautiful, the Elder
Children of the World, who now are gone. Tall they were, fairskinned
and grey-eyed, though their locks were dark, and their voices knew more
melodies than any mortal speech that now is heard. c. PM (HME12)/1:1. The Appendix on Languages. Later Version,
The Languages at the end of the Third Age /F2+F1/, . More remarkable
it may be thought that the Common Speech had also been learned by other
races, Dwarves, Orcs, and even Trolls. d. PM (HME12)/1:1. The Appendix on Languages. Later Version,
The Languages at the end of the Third Age /F2+F1/, . The Orcs had a
language of their own, devised for them by the Dark Lord of old, but it
was so full of harsh and hideous sounds and vile words that other mouths
found it difficult to compass, and few indeed were willing to make the
attempt. And these creatures, being filled with all malice and hatred,
so that they did not love even their own kind, had soon diversified
their barbarous and unwritten speech into as many jargons as there were
groups or settlements of Orcs. Thus they were driven to use the language
of their enemies even in conversing with other Orcs of different breed
or distant dwellings. In the Misty Mountains, and in other lingering
Orc-holds in the far North-west, they had indeed abandoned their native
tongue and used the Common Speech, though in such a fashion as to make
it scarcely less unlovely than the Orkish. e. PM (HME12)/1:1. The Appendix on Languages. Later Version,
The Languages at the end of the Third Age /F2+F1/, . Trolls, in their
beginning creatures of lumpish and brutal nature, had nothing that could
be called true language of their own; but the evil Power had at various
times made use of them, teaching them what little they could learn,
and even crossing their breed with that of the larger Orcs. Trolls
thus took such language as they could from the Orcs, and in the west-lands
the Trolls of the hills and mountains spoke a debased form of the Common
Westron speech. f. PM (HME12)/1:1. The Appendix on Languages. Later Version,
The Languages at the end of the Third Age /F2+F1/, . The speech of Orcs
was actually more filthy and degraded than I have shown it. If I had
tried to use an 'English' more near to the reality it would have been
intolerably disgusting and to many readers hardly intelligible. g. PM (HME12)/1:1. The Appendix on Languages. Commentary. to
§16 /of F2+F1/. 'The Orcs had a language of their own, devised for them
by the Dark Lord of old': in view of what is said in §7, 'the Eldar
were at that time engaged in a ceaseless war with the Dark Lord of
that Age, one greater far than Sauron', this may seem to refer to Morgoth;
but cf. Appendix F (RK p. 409), 'It is said that the Black Speech was
devised by Sauron in the Dark Years'. h. PM (HME12)/1:1. The Appendix on Languages. Commentary.
/.../ This is the most detailed account that my father wrote of his
elaborate and distinctive fiction of translation, of transposition and
substitution. /It says.../ 'Modern English' is lingua franca spoken
by all people (except a few secluded folk like Lorien) - but little
and ill by orcs.
i. PM (HME12)/1:1. The Appendix on Languages. Late Version, The
Languages and Peoples of the Third Age /F4/. /Comm./. The next typescript,
F 4, still called The Languages of the Third Age but changed to The
Languages and Peoples of the Third Age, followed the major revision
of 1951. My father's long experimentation with the structure and expression
of this Appendix now issued in his most lucid account of the Elvish
languages, in which the terms Sindar and Sindarin at last appeared,
and the acquisition of the Grey-elven tongue by the exiled Noldor.
Lastly, it was in F 4 that there entered the passage concerning the
new race of Trolls that appeared at the end of the Third Age. Here the
name was first Horg-hai, but changed as my father typed the text to
Olg-hai (Olog-hai in RK, p. 410). The account of them did not differ
from the final form except in the statement of their origin: That Sauron
bred them none doubted, though from what stock was not known. Some held
that they were a cross-breed between trolls and the larger Orcs; others
that they were indeed not trolls at all but giant Orcs. Yet there was
no kinship from the beginning between the stone-trolls and the Orcs
that they might breed together;(Note 5 / Fr.195j/) while the Olg-hai
were in fashion of mind and body quite unlike even the largest of Orc-kind.
j. PM (HME12)/1:1. The Appendix on
Languages. Notes. Note 5. With this cf. the passage in F 2 concerning Trolls (p. 36, §17 / Fr.195e/):
'the evil Power had at various times made use of them, teaching them
what little they could learn, and even crossing their breed with that
of the larger Orcs.'
k. The Lord of the Rings. Appendix F I. The
Languages and Peoples of the Third Age. Orcs and the Black Speech. Orc is the form of the name that other races
had for this foul people as it was in the language of Rohan. In Sindarin
it was orch. Related, no doubt, was the word uruk of the Black Speech,
though this was applied as a rule only to the great soldier-orcs that
at this time issued from Mordor and Isengard. The lesser kinds were
called, especially by the Uruk-hai, snaga 'slave'. The Orcs were first bred by the Dark Power of the North in the Elder
Days. It is said that they bad no language of their own, but took what
they could of other tongues and perverted it to their own liking; yet
they made only brutal jargons, scarcely sufficient even for their own
needs, unless it were for curses and abuse. And these creatures, being
filled with malice, hating even their own kind, quickly developed as
many barbarous dialects as there were groups or settlements of their
race, so that their Orkish speech was of little use to them in intercourse
between different tribes. So it was that in the Third Age Orcs used
for communication between breed and breed the Westron tongue; and many
indeed of the older tribes, such as those that still lingered in the
North and in the Misty Mountains, had long used the Westron as their
native language, though in such a fashion as to make it hardly less
unlovely than Orkish. In this jargon tark, 'man of Gondor', was a debased
form of tarkil, a Quenya word used in Westron for one of Numenorean
descent; see III. It is said that the Black Speech was devised by Sauron
in the Dark Years, and that he bad desired to make it the language of
all those that served him, but he failed in that purpose. From the Black
Speech, however, were derived many of the words that were in the Third
Age wide-spread among the Orcs, such as ghâsh 'fire', but after the
first overthrow of Sauron this language in its ancient form was forgotten
by all but the Nazgul. When Sauron arose again, it became once more
the language of Barad-dur and of the captains of Mordor. The inscription
on the Ring was in the ancient Black Speech, while the curse of the
Mordor-orc in II, 53. was in the more debased form used by the soldiers
of the Dark Tower, of whom Grishnàkh was the captain. Sharku in that
tongue means old man. Trolls. Troll has been used to translate the Sindarin
Torog. In their beginning far back in the twilight of the Elder Days,
these were creatures of dull and lumpish nature and had no more language
than beasts. But Sauron had made use of them, teaching them what little
they could learn, and increasing their wits with wickedness. Trolls
therefore took such language as they could master from the Orcs; and
in the Westlands the Stone-trolls spoke a debased form of the Common
Speech. But at the end of the Third Age a troll-race not before seen
appeared in southern Mirkwood and in the mountain borders of Mordor.
Olog-hai they were called in the Black Speech. That Sauron bred them
none doubted, though from what stock was not known. Some held that they
were not Trolls but giant Orcs; but the Olog-hai were in fashion of
body and mind quite unlike even the largest of Orc-kind, whom they
far surpassed in size and power. Trolls they were, but filled with the
evil will of their master: a fell race, strong, agile, fierce and cunning,
but harder than stone. Unlike the older race of the Twilight they could
endure the Sun, so long as the will of Sauron held sway over them.
They spoke little, and the only tongue that they knew was the Black
Speech of Barad-dur.
l. The Lord of the Rings. Appendix F II. On
Translation. But Orcs and Trolls spoke as they would, without love of words or things;
and their language was actually more degraded and filthy than I have
shown it I do not suppose that any will wish for a closer rendering,
though models are easy to find. Much the same sort of talk can still
be heard among the orc-minded; dreary and repetitive with hatred and
contempt, too long removed from good to retain even verbal vigour,
save in the ears of those to whom only the squalid sounds strong.
Fr.196a-e.
a. PM (HME12)/1:7. The Heirs of Elendil. /c.2510 T.A./ There came a great assault from the North-east. Wild men
out of the East crossed Anduin north of the Emyn Muil and joining with
Orcs out of the Misty Mountains overran the realm (now sparsely populated)
north of the White Mountains, pouring into the wold and plain of Calenardon.
b. PM (HME12)/1:7. The Heirs of Elendil.
Sauron stirs
up mischief, and there is a great attack on Gondor. Orcs pour out of the
Mountains and of Mirkwood and join with Easterlings. Hador [> Cirion]
gets help from the North. Eorl the Young wins the victory of the Field of
Celebrant and is given Calenardon or Rohan.
c. PM (HME12)/1:8. The Tale of Years
of the Third Age. Version T3. 2510. A great host of Orcs, with
Easterlings as allies, assail the northern borders of Gondor, and occupy a
great part of Calenardon. Gondor sends for help. Eorl the Young leads his
people, the Eotheod or Rohirrim, out of the North from the sources of
Anduin, and rides to the help of Cirion, Steward of Gondor. With his aid
the great victory of the Field of Celebrant is won. Elladan and Elrohir
rode also in that battle. From that time forth the brethren never cease from war
with the Orcs because of Celebrian.
d. PM (HME12)/1:9. The Making of Appendix
A. (iii) The House of Eorl. In the two thousand five hundred and tenth year of the Third Age a great peril threatened the land of Gondor in
the South and wild men out of the East assailed its northern borders, allying
themselves with Orcs of the mountains. The invaders overran and occupied
Calenardon, the great plains in the north of the realm. The Steward of
Gondor sent north for help, for there had ever been friendship between the
men of Anduin's vale and the people of Gondor. Hearing of the need of
Gondor from afar Eorl set out with a great host of riders; and it was
chiefly by his valour and the valour of the horsemen of Eotheod that
victory was obtained. In the great battle of the Field of Celebrant the
Easterlings and Orcs were utterly defeated and the horsemen of Eorl pursued them
over the plains of Calenardon until not one remained.
e. UT/3:2. Cirion and Eorl. (iii)
Cirion and Eorl. In the days of Cirion the Steward there came a great assault by the Balchoth, who allied with Orcs crossed
the Anduin into the Wold and began the conquest of Calenardhon. From this deadly
peril, which would have brought ruin upon Gondor, the coming of Eorl the
Young and the Rohirrim rescued the realm.
Fr.197. PM (HME12)/1:7. The Heirs of Elendil.
Aragorn I (p. 196). In the rejected page of B he was
'lost in wilderness while hunting'; in the replacement page he was 'lost in
the wilderness; probably slain by orcs [> wolves].'
Fr.198a-f.
a. PM (HME12)/1:8. The Tale of Years
of the Third Age. Version T2. circa 2600. Celebrian is slain by Orcs on the road over the Mountains to
visit Galadriel.
b. PM (HME12)/1:8. The Tale of Years
of the Third Age. Version T3. 2509. Celebrian, wife of Elrond, journeys to Lorien to visit
Galadriel, her mother; but she is taken by Orcs in the passes of the
mountains. She is rescued by Elrond and his sons, but after fear and
torment she is no longer willing to remain in Middle-earth, and she departs to
the Grey Havens and sails over Sea. (Note 32)
Note 32. As in the earliest text (p. 226 / Fr.198a/), T 3 states that Celebrian was slain by the
Orcs.
c. PM (HME12)/1:9. The Making of Appendix
A. (ii). The Tale of Aragorn and Arwen. Now the sons of Elrond did not hunt wild beasts, but
they pursued the Orcs wherever they might find them; and this they did
because of Celebrian their mother, daughter of Galadriel. On a time long
ago, as she passed over the Mountains to visit her mother in the Land of Lorien,
Orcs waylaid the road, and she was taken captive by them and tormented; and
though she was rescued by Elrond and his sons, and brought home and tended,
and her hurts of body were healed, she lay under a great cloud of fear and
she loved Middle-earth no longer; so that at the last Elrond granted her prayer,
and she passed to the Grey Havens and went into the West, never to return.
Thus it befell that when Aragorn was only two years of age Arathorn went
riding with the sons of Elrond and fought with Orcs that had made an inroad
into Eriador.
d. The Lord of the Rings. Appendix
A. I. The Numenorean Kings. (iii). Eriador, Arnor and the Heirs of
Isildur. The North-kingdom and the Dunedain. 2509 Celebrian wife of Elrond was journeying to Lorien
when she was waylaid in the Redhorn Pass, and her escort being scattered by
the sudden assault of the Orcs, she was seized and carried off. She was
pursued and rescued by Elladan and Elrohir, but not before she had suffered
torment and had received a poisoned wound. She was brought back to
Imladris, and though healed in body by Elrond, lost all delight in
Middle-earth, and the next year went to the Havens and passed over Sea. And
later in the days of Arassuil, Orcs, multiplying again in the Misty
Mountains, begin to ravage the lands, and the Dunedain and the sons of
Elrond fought with them.
e. The Lord of the Rings. Appendix
B. The Tale of Years. 2509 Celebrian, journeying to Lorien, is waylaid in the Redhorn
Pass, and receives a poisoned wound.
2510 Celebrian departs over Sea.
f. LotR. 2:1. Many Meetings. Long she /Arwen/ had been in the land
of her mother's kin, in Lorien beyond the mountains, and was but lately
returned to Rivendell to her father's house. But her brothers, Elladan and
Elrohir, were out upon errantry: for they rode often far afield with the
Rangers of the North, forgetting never their mother's torment in the dens
of the orcs.
Fr.199. PM (HME12)/1:8. The Tale of Years
of the Third Age. Version T3. The opening statement concerning the Four
Ages.
/In TA/ The Dwarves became ever more secretive, and hid themselves in
deep places, guarding their hoards from their chief enemies, the dragons
and the Orcs. One by one their ancient treasuries were plundered, and they
became a wandering and dwindling people.
Fr.200. PM (HME12)/1:8. The Tale of Years of the Third Age. Version T3.
2480. onwards
Orcs again multiply in secret and occupy many deep places (especially those
anciently made by the Dwarves) in the Misty Mountains. They do this so
stealthily that none are aware of it, until they have great forces hidden
and are ready to bar all the passes from Eriador into Anduin's vales,
according to the plan of their master in Dol Guldur. Orcs and Trolls occupy
parts of the now empty Mines of Moria.
2747. Orcs passing far to the
north raid down into Eriador. A large force invades the Shire. Bandobras
Took, second son of Isumbras III, defeats them at the Battle of the Greenfields
in the Northfarthing and slays the Orc-chief Golfimbul. This was the last
battle in which Hobbits (Periannath) were engaged until the end of the
Third Age.
2757. Rohan is overrun by Orcs and Easterlings. At the same
time Gondor is attacked by the Corsairs of Umbar.
2766. Thror the
Dwarf, descendant of Durin, being now homeless and robbed of his treasure,
ventures into Moria, but is slain by an Orc in the dark. Thrain and Thorin
escape. In vengeance for Thror and in hope of reestablishing a kingdom the
scattered Dwarves of Durin's race gather together out of the North and make
war on the Orcs of the Misty Mountains. The War of the Dwarves and Orcs was
long and terrible and fought largely in the dark in deep places.
3019.
/.../ The Host of the West enters Mordor and destroys all the Orc-holds. All Men
that had allied themselves with Sauron were slain or subjugated.
Note 35. In very difficult scribbled notes at the end of T 3 my father
asked himself: 'When were the Dwarf and Goblin wars? When did Moria become
finally desolate?' He noted that since the wars were referred to by Thorin
in The Hobbit they 'must have been recent', and suggested that there was
'an attempt to enter Moria in Thrain's time', perhaps 'an expedition from
Erebor to Moria'. 'But the appearance of the Balrog and the desolation of
Moria must be more ancient, possibly as far back as c.1980-2000'. He then
wrote: 'After fall of Erebor Thror tried to visit Moria and was killed by a
goblin. The dwarves assembled a force and fought Orcs on east side of Moria and
did great slaughter, but could not enter Moria because of "the terror".
Dain returns to the Iron Hills, but Thorin and Thrain wander about.'
Entries were then added to the text of T 3 which were taken up into T 4. At
this time the story was that Thrain and Thorin accompanied Thror, but made their
escape. - Much later the dates of the war were changed from 2766-9 to
2793-9.
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